\documentclass[reqno]{amsart}
\usepackage{hyperref}

\AtBeginDocument{{\noindent\small
\emph{Electronic Journal of Differential Equations},
Vol. 2016 (2016), No. 229, pp. 1--9.\newline
ISSN: 1072-6691. URL: http://ejde.math.txstate.edu or http://ejde.math.unt.edu}
\thanks{\copyright 2016 Texas State University.}
\vspace{8mm}}

\begin{document}
\title[\hfilneg EJDE-2016/229\hfil Existence of solutons]
{Existence of solutions for elliptic nonlinear problems on
the unit ball of $\mathbb{R}^3$}

\author[K. Sharaf \hfil EJDE-2016/229\hfilneg]
{Khadijah Sharaf}

\address{Khadijah Sharaf \newline
Department of mathematics,
King Abdulaziz University,
P.O. 80230, Jeddah, Kingdom of Saudi Arabia}
\email{kh\_sharaf@yahoo.com}

\thanks{Submitted March 8, 2016. Published August 23, 2016.}
\subjclass[2010]{35J65}
\keywords{Critical Sobolev exponent; critical points at infinity;
\hfill\break\indent variational method}

\begin{abstract}
 We consider an elliptic PDE with critical nonlinearity involving the
 Laplacian operator with zero Dirichlet boundary condition on the
 unit ball of $\mathbb{R}^3$.
 We assume some perturbation conditions and obtain what seems to be
 the first existence result for this problem.
\end{abstract}

\maketitle
\numberwithin{equation}{section}
\newtheorem{theorem}{Theorem}[section]
\newtheorem{lemma}[theorem]{Lemma}
\newtheorem{proposition}[theorem]{Proposition}
\newtheorem{remark}[theorem]{Remark}
\newtheorem{definition}[theorem]{Definition}
\allowdisplaybreaks

\section{Introduction and statement of the main result}

Let $\mathbb{B}^3$ be the unit ball of $\mathbb{R}^3$, and let
$K: \mathbb{B}^3\to \mathbb{R}$ be a given function.
We are looking for a map $u: \mathbb{B}^3\to \mathbb{R}$ satisfying the
 nonlinear PDE with zero Dirichlet boundary condition
\begin{equation}\label{1.1}
\begin{gathered}
-\Delta u = K(x) u^5\\
 u > 0 \quad \text{in  } \mathbb{B}^3\\
 u = 0 \quad \text{on  } \partial\mathbb{B}^3
\end{gathered}
\end{equation}
This problem is so-called critical in the sense that lack of compactness occurs.
It is easy to see that a necessary condition for solving \eqref{1.1},
is that $K$ be positive somewhere. In addition, when $K=1$,
 Pohozaev \cite{po1} proved that the problem has no solution.
While many existence results  have been established for the equivalent
problem of \eqref{1.1} in dimensions $n\geq 4$, see (e.g  \cite{bh1,bouch1}),
as far as we know, there is no existence result for \eqref{1.1}.
The objective of this paper is to state conditions on $K(x)$ to
provide the existence of solutions to \eqref{1.1}.
In this article we use the assumption
\begin{itemize}
\item[(A1)] $K(x)$ is a positive Morse function on $\overline{\mathbb{B}^3}$
with $\frac{\partial K}{\partial \nu}(x)<0$ for all $x \in \partial\mathbb{B}^3$,
where $\nu$ denotes the unit outward normal vector on $\partial\mathbb{B}^3$.
\end{itemize}
Let $\mathcal{K}$ denote the set of all critical points of $K(x)$.
For any $y\in \mathcal{K}$, we denote by $\operatorname{ind}(K, y)$ the Morse index
of $K$ at $y$. Our main result reads as follows:

\begin{theorem}\label{thm1}
Under assumption {\rm (A1)}, if there exists $\ell_0\in \mathbb{N}$ such that
\begin{itemize}
\item[(i)] $3-\operatorname{ind}(K, y)\neq \ell_0+1$ for all $y\in \mathcal{K}$, and
\item[(ii)] $\sum_{y\in \mathcal{K}, 3-\operatorname{ind}(K, y)\leq \ell_0}
(-1)^{3-\operatorname{ind}(K, y)}\neq 1$,
\end{itemize}
then \eqref{1.1} has a solution, provided $K$ is close to 1.
\end{theorem}

\begin{remark} \label{rmk1.2} \rm
Observe that for any $\ell_0\geq 3$,  condition (i) of Theorem \ref{thm1}
is satisfied. In this case, the above sum will be over all critical points of $K$.
\end{remark}

\begin{remark} \label{rmk1.3} \rm
Unlike the existence result in \cite{bh1} for dimension 4,
 and in \cite{bouch1} for dimension $\geq 4$, our result for dimension 3
does not use any condition about $- \Delta K(y)$, for $y\in \mathcal{K}$.
\end{remark}

\section{Lack of compactness}
Define
$$\
\Sigma= \big\{u\in H^1_0(\Omega): \|u\|
= \Big(\int_{\Omega}|\nabla u|^2\Big)^{1/2}=1\big\},  \quad\text{and}\quad
 \Sigma^+ = \big\{ u\in \Sigma, \; u\geq 0\big\}.
$$
Let
$$
J(u)=  \frac{\int_{\Omega}|\nabla u|^2}
{\big(\int_{\Omega} K(x) u^6 \big)^{1/3}}, \quad
 u\in H^1_0(\Omega)\setminus\{0\}.
$$
It is well known that if  $u$ is a critical point of $J$ in $\Sigma^+$,
then $J(u)^{3/4} u$ is a solution of \eqref{1.1}.
Since the Sobolev embedding $H^1_0(\Omega)\hookrightarrow L^6(\Omega)$
is not compact, the functional $J$ does not satisfy the Palais-Smale
condition on $\Sigma^+$, and there are  sequences which do not satisfy
the Palais-Smale condition. To describe those sequences, we introduce some notation.
For $a\in \Omega$ and $\lambda>0$, let
$$
\delta_{a, \lambda}(x)= c_0\Big(\frac{\lambda}{1+\lambda^2|x-a|^2}\Big)^{1/2},
$$
where $c_0>0$ chosen such that $\delta_{a, \lambda}$ is the family of
solutions of the  problem
$$
- \Delta u =  u^5, \qquad u>0 \text{ in } \mathbb{R}^3.
$$
Let $P$ be the projection from $H^1(\Omega)$ on $H^1_0(\Omega)$;
 that is for any $f\in H^1(\Omega)$, $P(f)$ is the unique  solution of
\begin{equation}\label{e2.1}
\begin{gathered}
 - \Delta u = \Delta f \quad\text{in } \Omega,\\
     u=0  \quad \text{on } \partial\Omega.
  \end{gathered}
\end{equation}
For $\varepsilon>0$ and $p \in \mathbb{N}^*$, let
\begin{align*}
V(p,\varepsilon)=\Big\{&u \in\Sigma^+,: \exists  a_{1},\dots ,a_{p}\in
\Omega,\; \exists \lambda_{1},\dots ,\lambda_{p}>\varepsilon^{-1} \text{ and }\\
&\alpha_{1},\dots ,\alpha_{p}>0 \text{ with }
\| u- \sum_{i=1}^{p}\alpha_{i} P\delta_{
a_{i},\lambda_{i}}\|<\varepsilon, \;
\varepsilon_{ij}<\varepsilon , \forall i\neq j,\\
&\lambda_i d_i > \varepsilon^{-1} \text{ and }
|J(u)^{3}\alpha_{i}^{4}K(a_{i})-1|<\varepsilon,
 \forall i=1, \dots, p\Big\}.
\end{align*}
Here, $d_i= d(a_i, \partial \Omega)$ and
\[
\varepsilon_{ij}=\Bigr(\frac{\lambda_{i}}{\lambda_{j}}+
\frac{\lambda_{j}}{\lambda_{i}}+
\lambda_{i}\lambda_{j} |a_i-a_j|^2 \Bigr)^{-1/2}.
\]
The failure to satisfy the Palais-Smale condition can be described as follows.


\begin{proposition}[\cite{bc2}]\label{p2.1}
 Assume that \eqref{1.1} has no solutions.  Let $(u_k)_k$ be a sequence in
$\Sigma^+$ such that $J_{\varepsilon_0}(u_k)$ is bounded and $\partial J(u_k)$
 approaches zero. Then there
exists a positive  integer $p$, a sequence $(\varepsilon_k)$ with
$\varepsilon_k\to 0$ as $k\to +\infty$  and an extracted subsequence
of $(u_k)_k$, again denoted $(u_k)_k$, such that $u_k \in
V(p,\varepsilon_k)$ for all $k$.
\end{proposition}

 The following proposition gives a parametrization of $V(p, \varepsilon)$.

\begin{proposition}[\cite{bc2}] \label{p2.2}
 For all  $p \in \mathbb{N}^*$, there exists  $\varepsilon_{p}>0$ such that
for any $\varepsilon\leq\varepsilon_{p}$ and any $u$ in $ V(p,\varepsilon)$,
the problem
$$
\min \big\{\| u
-\sum_{i=1}^{p}
\alpha_{i} P \delta_{a_{i},\lambda_{i}}\|: \alpha_{i}>0, \lambda_{i}>0, a_{i}\in
\Omega \big\}.
$$
has a unique solution  (up to a permutation). Thus, we can uniquely write
$u$ as
$$
u=\sum_{i=1}^{p}\alpha_{i} P \delta_{a_{i}, \lambda_{i}}+v,
$$
where $v\in H^{1}_0(\Omega)$   and satisfies
\begin{equation} \label{V0}
 \langle v ,\psi \rangle=0 \quad\text{for }
    \psi\in\big\{ P\delta_{i}, \frac{\partial P\delta_{i}}{\partial\lambda_{i}},
\frac{\partial P\delta_{i}} {\partial   a_{i}},i=1,\dots ,p\}.
\end{equation}
Here, $P\delta_i = P\delta_{a_{i},\lambda_{i}}$, and $\langle\cdot,\cdot\rangle$
denotes the inner product  on $H^1_0(\Omega)$  associated to the norm $\|\cdot \|$.
\end{proposition}

The following proposition deals with the $v$-part of $u$ and shows that
is negligible with respect to  the concentration phenomenon.

\begin{proposition}[\cite{b1,bc2}] \label{p2.3}
There is a $\mathcal{C}^{1}$-map which to each
$(\alpha_{i},a_{i},\lambda_{i})$ such that
 $\sum_{i=1}^{p} \alpha_{i} P\delta_{a_{i},\lambda_{i}}$ belonging to
$V(p, \varepsilon)$ associates $\overline{v}=\overline
v(\alpha_i, a_i, \lambda_i)$, where $\overline{v}$ is the unique solution
of the  minimization problem
$$
\min \Big\{J\Big(\sum_{i=1}^{p}
\alpha_{i} P\delta_{a_{i},\lambda_{i}}+v\Big): v \in H^1_0(\Omega)
\text{ and satisfies } \eqref{V0}\Big\}.
$$
Moreover, there exists a change of variables
$v-\overline{v}\to V$ such that
$$
J\Big(\sum_{i=1}^{p}
\alpha_{i} P\delta_{a_{i},\lambda_{i}}+v\Big)
= J\Big(\sum_{i=1}^{p} \alpha_{i} P\delta_{a_{i},\lambda_{i}}+\overline{v}\Big)
+\|V \|^{2}.
$$
\end{proposition}

\begin{definition}[\cite{b1}]\label{def2.4} \rm
A critical point of $J$  at infinity is a limit of a non-compact
flow line $u(s)$ of the gradient vector field $(-\partial J)$.
By Propositions \ref{p2.1} and \ref{p2.2}, $u(s)$ can be
written as
\begin{center}
$u(s)= \sum_{i=1}^{p}\alpha_{i}(s) P\delta_{
a_{i}(s),\lambda_{i}(s)}+v(s)$.
\end{center}
Denoting  ${y}_{i} = \lim_{s \to + \infty} a_{i}(s)$  and 
${\alpha}_{i} = \lim_{s \to +\infty} \alpha_{i}(s)$, 
we denote such critical point at infinity by
\[
\sum_{i=1}^{p} \alpha_{i} P\delta_{
y_{i},\infty}\quad\text{or}\quad
(y_{1},\dots , y_{p})_{\infty}\,.
\]
 \end{definition}

 We point out that the topological argument that we will use
in the proof of Theorem \ref{thm1} avoid all critical points at infinity
which are in $V(p, \varepsilon), p\geq 2$. For this, we need
the next proposition to characterize the critical points at infinity
in $V(1, \varepsilon)$.


\begin{proposition}\label{p2.5}
Under  assumption {\rm (A1)}, the critical points of  $J$ at infinity,
in $V(1, \varepsilon)$, are
$$
(y)_\infty=  \frac{1}{K(y)^{1/2}} P\delta_{(y, \infty)}, \quad y\in \mathcal{K},
$$
where $\mathcal{K}$ is the set of all critical points of $K(x)$.
Furthermore, the Morse index of each $(y)_\infty$ is  $3-\operatorname{ind}(K, y)$.
\end{proposition}


\begin{proof}
Let $u=\alpha P\delta_{(a, \lambda)} \in V(1, \varepsilon)$.
It is proved in \cite[Propositions 2.3 and 2.4]{bh1} and
\cite[Propositions 3.4 and 3.5]{bouch1} that for any $n\geq 4$, we have
\begin{gather}\label{4.1}
   \langle \partial J(u), \lambda\frac{\partial P\delta_{(y, \infty)}}
{\partial \lambda}\rangle
= J(u)\Big(c_1\frac{\Delta K(a)}{\lambda^2}-c_2\frac{H(a, a)}{\lambda^{n-2}}\Big)
 + o\Big(\frac{1}{\lambda^2} + \frac{1}{(\lambda d)^{n-1}}\Big),\\
\label{4.2}
\begin{aligned}
\langle \partial J(u), \frac{1}{\lambda}
\frac{\partial P\delta_{(y, \infty)}}{\partial a}\rangle
&= -J(u)^\frac{2(n-1)}{n-2} c_3\frac{\nabla K(a)}{\lambda}
+c_4 \frac{1}{\lambda^{n-1}}\frac{\partial H(a, a)}{\partial a}\\
&\quad + o\Big( \frac{1}{(\lambda d)^{n-1}}\Big),
\end{aligned}
\end{gather}
where $d=d(a, \partial \mathbb{B}^3)$ and $H$ is the regular part of the
 Green's function of the Laplacian with Dirichlet boundary condition on
$\mathbb{B}^3$. Their proof can be extended in dimension 3. Indeed,
it is known that
$$
\partial J(u)= 2J(u)\big[u+ J(u)^3\Delta^{-1}(Ku^5)\big].
$$
Thus, for $u= \alpha P\delta_{(a, \lambda)}$, we obtain
\begin{align*}
&\langle\partial J(u), \alpha \lambda\frac{\partial P
\delta_{(a, \lambda)}}{\partial\lambda}\rangle\\
&= 2J(u) \alpha^2\Big[\langle P\delta_{(a, \lambda)},
\lambda\frac{\partial P\delta_{(a, \lambda)}}{\partial\lambda}\rangle
- J(u)^3\alpha^4\int_{\mathbb{B}^3}
K P\delta_{(a, \lambda)}^5\lambda\frac{\partial P\delta_{(a, \lambda)}}
{\partial\lambda} dx\Big].
\end{align*}
Using  that
\begin{gather*}
 P\delta_{(a, \lambda)}=  \delta_{(a, \lambda)}-\frac{1}{\lambda^{1/2}}H(a, \cdot)
+ O(\frac{1}{\lambda^\frac{3}{2}d}),\\
\lambda\frac{\partial P\delta_{(a, \lambda)}}{\partial\lambda}
=  \lambda\frac{\partial \delta_{(a, \lambda)}}{\partial\lambda}
+\frac{1}{2\lambda^{1/2}}H(a, \cdot) + O(\frac{1}{\lambda^\frac{3}{2}d}),
\end{gather*}
where $d= d(a, \partial \mathbb{B}^3)$, we obtain
\[
\langle P\delta_{(a, \lambda)}, \lambda\frac{\partial P
\delta_{(a, \lambda)}}{\partial\lambda}\rangle
= c \frac{H(a, a)}{\lambda}+o(\frac{1}{\lambda}).
\]
Here $c= \int_{\mathbb{B}^3}\frac{dz}{(1+|z|^2)^\frac{5}{2}}$.
Moreover, by expanding $K(x)$ about $a$, we obtain
$$
\int_{\mathbb{B}^3} K P\delta_{(a, \lambda)}^5\lambda
\frac{\partial P\delta_{(a, \lambda)}}{\partial\lambda} dx
=K(a) \langle P\delta_{(a, \lambda)}, \lambda
\frac{\partial P\delta_{(a, \lambda)}}{\partial\lambda}\rangle
-\tilde{c}\frac{\Delta K(a)}{\lambda^2}+ o(\frac{1}{\lambda^2}),
$$
where
\[
\tilde{c}=  \int_{\mathbb{B}^3}|z|^2\frac{1-|z|^2}{(1+|z|^2)^4}dz.
\]
 Using now  that $J(u)^3 \alpha^4=  \frac{1}{K(a)}+ o(1)$,
estimate \eqref{4.1} follows.

 Concerning \eqref{4.2}, it follows from
the same argument and the fact that
$$
\frac{1}{\lambda}\frac{\partial P\delta_{(a, \lambda)}}{\partial a}
=  \frac{1}{\lambda}\frac{\partial \delta_{(a, \lambda)}}{\partial a}
 +\frac{1}{\lambda^\frac{3}{2}}\frac{H(a, .)}{\partial a}
+ O(\frac{1}{\lambda^4d^2}).
$$
In \cite[Theorem 3.1]{bh1} and \cite[Propositions 4.2]{bouch1},
the authors showed that under  condition (A1), the boundary of a domain
$\Omega$ does not have any effect in the existence of critical points at infinity.
Therefore, to establish our proof, it remains only to focus on the existence
of critical points at infinity in
$$
\widetilde{V}(1, \varepsilon)= \{\alpha P\delta_{(a, \lambda)}
 + \bar{v}\in V(1, \varepsilon),  d(a, \partial\mathbb{B}^3)\geq d_0\},
$$
where $d_0>0$ is small. The following Lemma studies the concentration
phenomenon of $J$ in $\widetilde{V}(1, \varepsilon)$.
 Its proof will be given later.

\begin{lemma}\label{lem1}
There exists a pseudo-gradient $W$ in $\widetilde{V}(1, \varepsilon)$ such
that for any $u=\alpha P\delta_{(a, \lambda)}\in \widetilde{V}(1, \varepsilon)$
we have:
\begin{itemize}
\item[(i)] $\langle \partial J(u), W(u)\rangle
 \leq -c \Big(\frac{1}{\lambda}+ \frac{|\nabla K(a)|}{\lambda}\Big)$,

\item[(ii)]
\[
\langle \partial J(u +\bar{v}), W(u)
+ \frac{\partial \bar{v}}{\partial(\alpha, a, \lambda)}(W(u))\rangle
 \leq -c \Big(\frac{1}{\lambda}+ \frac{|\nabla K(a)|}{\lambda}\Big).
\]
\end{itemize}
Moreover,  the concentration $\lambda(s)$ of the flow line of $W$ increases
and approaches $+\infty$,  as $a(s)$ approaches $y$, $y\in \mathcal{K}$.
\end{lemma}

In the above Lemma, we observe that if the concentration point $a(s)$
of the flow line of the pseudo-gradient $W$ enter in some neighborhood
of any critical point $y$ of $K(x)$, $\lambda(s)$ increases on the
flow line and approaches $+\infty$. Thus, we obtain a critical point
at infinity. In this statement, the functional $J$ can be expended
after a suitable change of variables as
$$
J(\alpha P \delta_{a, \lambda} + \bar{v})
= J(\widetilde{\alpha} P \delta_{\widetilde{a}, \widetilde{\lambda}})
= \frac{S_3}{\widetilde{\alpha}^4 (K(x))^{1/2}}
\Big(1+\frac{1}{\widetilde{\lambda}}\Big).
$$
Thus, the index of such critical point at infinity is
$3-\operatorname{ind}(K, y)$. Since $J$ behaves in this region as
$ \frac{1}{ (K(x))^{1/2}}$. This completes the proof.
\end{proof}

\begin{proof}[Proof of Lemma \ref{lem1}]
Let $\delta>0$ be small enough, and set the  cut-off function
$ \theta: \mathbb{R}\to  \mathbb{R}$ by
\[
\theta(t)=\begin{cases}
 1 & \text{if } |t|\leq \delta/2\\
 0 & \text{if } |t| \geq \delta.
\end{cases}
\]
For  $ u= \alpha P\delta_{(a, \lambda)}\in \widetilde{V}(1, \varepsilon)$,
define
$$
\dot{\lambda}=\lambda \quad\text{and}\quad
\dot{a}= \frac{1}{\lambda}\frac{\nabla K(a)}{|\nabla K(a)|}, \quad
a\in \mathbb{B}^3\setminus\mathcal{K}.
$$
We set
$$
W(u)= \theta(|\nabla K(a)|)\alpha\frac{\partial P \delta_{a, \lambda} }{\partial
\lambda}\dot{\lambda} + \Big(1-\theta(|\nabla K(a)|)\Big)\alpha
\frac{\partial P \delta_{a, \lambda} }{\partial a}\dot{a}.
$$
We claim that
\begin{equation}\label{aa}
   \langle \partial J(u), W(u)\rangle
\leq -c \Big(\frac{1}{\lambda}+ \frac{|\nabla K(a)|}{\lambda}\Big).
\end{equation}
Indeed, $|\nabla K(a)|\leq\delta$, by  expansion \eqref{4.1} we have
\begin{equation}\label{bb}
  \langle \partial J(u), \alpha\lambda\frac{\partial P \delta_{a, \lambda} }
{\partial \lambda}\rangle \leq  \frac{-c}{\lambda},
\end{equation}
since $n=3$ and $H(x, x)$ is smooth and positive on $\mathbb{B}^3$.
 Observe that  in our case
\[
\frac{|\nabla K(a)|}{\lambda}\leq\frac{\delta}{\lambda},
\]
 so we can include $-\frac{|\nabla K(a)|}{\lambda}$ in the upper bound
of \eqref{bb} and therefore we obtain
\begin{equation}\label{e2.6}
 \langle \partial J(u), \alpha\lambda\frac{\partial P
\delta_{a, \lambda} }{\partial \lambda}\rangle
 \leq -c \Big(\frac{1}{\lambda}+ \frac{|\nabla K(a)|}{\lambda}\Big).
\end{equation}
Now if $|\nabla K(a)|\geq\frac{\delta}{2}$,  by  expansion \eqref{4.2} we obtain
\begin{equation}\label{cc}
  \langle \partial J(u), \alpha\frac{1}{\lambda}
\frac{\nabla K(a)}{|\nabla K(a)|}\frac{\partial P \delta_{a, \lambda} }{\partial a}
\rangle  \leq -c \frac{|\nabla K(a)|}{\lambda}+ O\Big(\frac{1}{\lambda^2}\Big).
\end{equation}
Observe that in our statement we have
$\frac{1}{\lambda^2}= o\Big(\frac{|\nabla K(a)|}{\lambda}\Big)$ as $\lambda$
approaches $+\infty$. Indeed,
\[
\frac{1}{\lambda^2} \frac{\lambda}{|\nabla K(a)|}
\leq\frac{2}{\delta}\frac{1}{\lambda}.
\]
 Moreover, $\frac{1}{\lambda}\leq\frac{2}{\delta}\frac{|\nabla K(a)|}{\lambda}$.
Therefore, we can include $-\frac{1}{\lambda}$ in the upper bound
of \eqref{cc} and obtain
\begin{equation}\label{e2.8}
  \langle \partial J(u), \alpha\frac{1}{\lambda}\frac{\nabla
K(a)}{|\nabla K(a)|}\frac{\partial P \delta_{a, \lambda} }{\partial a}
\rangle \leq -c \Big(\frac{1}{\lambda}+ \frac{|\nabla K(a)|}{\lambda}\Big).
\end{equation}
Hence claim \eqref{aa} is valid. This completes the proof of  part (i)
in Lemma \ref{lem1}.

Part (ii) follows as in \cite[Appendix 2]{b2} from (i) and the following
Lemma which shows that $\|\bar{v}\|^2$ is small with respect to the absolute
value of the upper bound of (i).

\begin{lemma}[\cite{bouch1}]
There exists $c>0$ such that
$$
\|\bar{v}\|\leq c\Big(\frac{1}{\lambda^\frac{3}{2}}
+ \frac{|\nabla K(a)|}{\lambda}
+ \frac{\ln \lambda^{5/6}}{\lambda^\frac{5}{6}}\Big).
$$
\end{lemma}

This completes the proof of Lemma \ref{lem1}.
\end{proof}

\section{Proof of Theorem \ref{thm1}}

Let
$$
J_1(u)= \frac{1}{\big(\int_{\mathbb{B}^3}u^6 dx\big)^3}, \quad  u\in \Sigma,
$$
be the Euler Lagrange functional associated to Yamabe's problem on $\mathbb{B}^3$.
Let
$$
S= \frac{1}{\big(\int_{\mathbb{B}^3}\delta_{a, \lambda}^6 dx\big)^3},
$$
be the best Sobolev constant. $S$ does not depend on $a$ and $\lambda$.
It is known that
$$
S= \inf_{u\in \Sigma} J_1(u).
$$
For $c\in \mathbb{R}$ and for any function $f$ on $\Sigma$, we define
$f^c=\{u\in \Sigma:  f(u)\leq c\}$. It is easy to see that if
$\|K-1\|_{L^\infty(\mathbb{B}^3)}$ is small enough, we have
\begin{equation}\label{4.1b}
    J^{S+ \frac{S}{4}}\subset J_1^{S+ \frac{S}{2}}\subset J^{S+ \frac{3S}{4}}.
\end{equation}
This is due to the fact that
$J(u)= J_1(u)\Big(1+O\big(\|K-1\|_{L^\infty(\mathbb{B}^3)}\big)\Big)$, with
$O\big(\|K-1\|_{L^\infty(\mathbb{B}^3)}\big)$  independent of $u$.  Indeed,
\begin{align*}
J(u)&=  \frac{1}{\big(\int_{\mathbb{B}^3}u^6 dx
 + \int_{\mathbb{B}^3}(K-1)u^6 dx\big)^3} \\
&= J_1(u)\frac{1}{\big[ 1  + \big(\int_{\mathbb{B}^3}u^6 dx\big)^{-1}
\int_{\mathbb{B}^3}(K-1)u^6 dx\big]^3}\\
&= J_1(u)\big[1+O\big(\|K-1\|_{L^\infty(\mathbb{B}^3)}\big)\big].
\end{align*}
Now let $(y_1, \ldots, y_q)_\infty$ be a critical point at infinity of $q$ masses.
It is known that the level of $J$ at $(y_1, \ldots, y_q)_\infty$ is given by
$ S \big(\sum_{k=1}^q\frac{1}{K(y)^{1/2}}\big)^{2/3}$, see \cite{bouch1}.
Hence it approaches $qS$ as $K$ is close to 1.
Therefore, for $\|K-1\|_{L^\infty(\mathbb{B}^3)}$ small, we have:
\begin{gather}
\text{All critical points at infinity of $q$-masses, $q\geq 2$ are
above $S+ \frac{3}{4}S$},  \label{e*}\\
\text{all critical points at infinity of $J$ of one masse are below
$S+ \frac{S}{4}$}. \label{e**}
\end{gather}

Arguing by contradiction and assume that \eqref{1.1} has no solution.
Let  $\ell_0\in \mathbb{N}$ be the integer  defined in Theorem \ref{thm1}.
 Define
$$
X^{\infty}_{\ell_0}=\cup_{y \in \mathcal{K}, 3- \widetilde{i}(y)\leq \ell_0}
\overline{W_{u}^{\infty} (y)}_{\infty},
$$
where $\overline{W_{u}^{\infty} (y)}_{\infty}$ is
the closure of the unstable manifold of $(-\partial  J)$ at  the critical
point $(y)_{\infty}$, defined by adding to $W_{u}^{\infty} (y)_{\infty}$
the unstable manifolds of
critical points or critical points at infinity dominated by
$(y)_{\infty}$.
These manifolds are then of dimension less or equal to $\ell_0-1$.
Therefore $X^{\infty}_{\ell_0}$ define a stratified set of top dimension
$\leq \ell_0$. Without loss of generality, we may assume that it is equals
to $\ell_0$. From \eqref{e**},  we can see that $X^{\infty}_{\ell_0}$ lies in
$J^{S+ \frac{S}{4}}$. We claim that
\begin{equation}\label{4.2b}
    X^{\infty}_{\ell_0} \text{ is contractible in } J^{S+ \frac{S}{4}}.
\end{equation}
Indeed, using the flow lines of $(-\partial  J)$, from
\eqref{e*} and \eqref{e**} it follows that
$$
J^{S+ \frac{3S}{4}}  \simeq J^{S+ \frac{S}{4}},
$$
where $\simeq$ denotes retract by deformation. Hence by \eqref{4.1}, we obtain
$$
J_1^{S+ \frac{S}{2}}  \simeq J^{S+ \frac{S}{4}}.
$$
It is known that $J_1^{S+ \frac{S}{2}}$ and $\mathbb{B}^3$ have the same
homotopy type. See \cite[Remark 5]{bc2} and \cite[Remark 3]{coron}.
Thus,  $J_1^{S+ \frac{S}{2}}$ is contractible. This leads to the
controllability of $J^{S+ \frac{S}{4}}$. Hence claim \eqref{4.2} follows. Let
$$
H: [0, 1]\times X^{\infty}_{\ell_0}\to J^{S+ \frac{S}{4}}
$$
be a contraction of $X^{\infty}_{\ell_0}$ in $J^{S+ \frac{S}{4}}$ and let
$\Theta(X^{\infty}_{\ell_0})= H([0, 1]\times X^{\infty}_{\ell_0})$.
$\Theta(X^{\infty}_{\ell_0})$ is a contractible stratified set of dimension
$\ell_0+1$. Deform $\Theta(X^{\infty}_{\ell_0})$. By dimension argument
and under  assumption (i) of Theorem \ref{thm1}, we obtain
\begin{equation}\label{TT}
 \Theta(X_{\ell_0}^{\infty})\simeq \ X_{\ell_0}^{\infty}.
\end{equation}
Apply now the Euler-Poincar\'{e} characteristic of both sides of \eqref{TT},
we obtain
$$
1=\sum_{y \in \mathcal{K}, 3- \widetilde{i}(y)\leq
\ell_0}(-1)^{3- \widetilde{i}(y)}.
$$
Such  equality contradicts
assumption (ii) of Theorem \ref{thm1}. This completes the proof.
 of Theorem \ref{thm1}.


\begin{remark} \label{rmk3.1} \rm
Any function $K$ of the form $K= 1+\varepsilon K_0$, where
$K_0\in C^2(\overline{\mathbb{B}^3})$, having more than one local maximum
on $\mathbb{B}^3$, no critical points of Morse index 2 and satisfying
$\frac{\partial K_0}{\partial\nu}<0$ on $\partial\mathbb{B}^3$, satisfies
the assumptions of Theorem \ref{thm1} for $\varepsilon>0$ small enough.
\end{remark}

Next, we provide an explicit example of function $K= 1+\varepsilon K_0$
satisfying the conditions of Theorem \ref{thm1}. For this, we  construct
a $C^2$-function $K_0$ on $\overline{\mathbb{B}^3}$ having only three
critical points $y_1, y_2$ and $y_3$ which are nondegenerate with
$\operatorname{ind}(K, y_1)= \operatorname{ind}(K, y_2)=3$ and
$\operatorname{ind}(K, y_3)=0$. Moreover, it satisfies
$\frac{\partial K}{\partial\nu}<0$ on $\partial \mathbb{B}^3$.
In that case, $K$ satisfies the hypothesis of Theorem \ref{thm1},
for $\varepsilon$ positive small enough and fore $\ell_0=1$.
To define $K_0$, let $y_1=(1/2, 0, 0), y_2=(-1/2, 0, 0)$ and
$y_3=0_{\mathbb{R}^3}$. For $\rho = 1/8$, we define the  cut-off function
$\phi: \mathbb{R}^+ \to  \mathbb{R}$ by
\[
\phi(t)= \begin{cases}
1 & \text{if } t\leq \rho\\
0 & \text{if } t \geq 2\rho\\
\phi'(t)<0 & \text{if } \rho < t <2\rho.
\end{cases}
\]
For  $x\in \overline{\mathbb{B}^3}$, we define
\begin{align*}
&K_0(x)\\
&= -\phi(\|x-y_1\|^2)\|x-y_1\|^2- \phi(\|x-y_2\|^2)\|x-y_2\|^2
+ \phi(\|x-y_3\|^2)\|x-y_3\|^2 \\
&\quad - \Big[1- \phi(\|x-y_1\|^2)-  \phi(\|x-y_2\|^2)
 -  \phi(\|x-y_3\|^2)\Big]\|x\|^2.
\end{align*}
Observe that inside the balls $B(y_i, \rho)$, $i=1, 2, 3$, we have
\[
K_0(x) =\begin{cases}
  -\|x-y_i\|^2 & \text{if } i=1, 2; \\
 \|x-y_i\|^2& \text{if } i=3.
\end{cases}
\]
Therefore, $y_i$, $i=1, 2$ are nondegenerate critical points of Morse index
$3$ and $y_3$ is a nondegenrate critical points of Morse index $0$.
 Recall that a critical point $y$ of a function $f$ is said nondegenerate
if the Hessian matrix of $f$ at $y$, $\operatorname{Hess}_y f$ is nondegenrate,
in that case the Morse index of $f$ at $y$, $\operatorname{ind}(f, y)$
is defined as the number of negative eigenvalues of $\operatorname{Hess}_y f$.
Observe also that outside of $B(y_i, \rho)$, $i=1, 2, 3$, we have
$K_0(x)= -\|x\|^2$. Therefore, for any $x\in \partial \mathbb{B}^3$ we have
\begin{equation} \label{en4}
\frac{\partial K}{\partial\nu}(x) = -2\langle x, x\rangle =-2,
\end{equation}
since $\nu(x)=x$ for all $x \in \partial \mathbb{B}^3$.

\begin{remark} \label{rem1} \rm
 Theorem \ref{thm1} can be extended in dimension $n\geq 4$ as follows.
We assume that for every  $y\in \mathcal{K}$, we have
\begin{gather*}
\Delta K(y)\neq 0, \quad \text{if } n\geq 5, \\
\frac{1}{3}\Delta K(y)-8H(y, y)\neq 0 \quad \text{if } n=4.
\end{gather*}
Let $\mathcal{K}^+=\{y\in \mathcal{K}: -\Delta K(y)>0\}$ if $n\geq 5$
and $\mathcal{K}^+=\{y\in \mathcal{K}: -\frac{1}{3}\Delta K(y)+8H(y, y)>0\}$
if $n=4$. Then, under the assumption \eqref{en4}, Theorem \ref{thm1} is valid
 in dimension $n\geq 4$ by replacing $\mathcal{K}$ by $\mathcal{K}^+$.
\end{remark}

\begin{remark} \label{rmk3.3} \rm
We point out that the results of this note hold if we replace $\mathbb{B}^n$
by any smooth bounded contractible domain $\Omega$ of $\mathbb{R}^n$, $n\geq 3$.
 therefore, the question related to the existence of solution under the
 assumptions of Theorem \ref{thm1} (or the assumptions in Remark \ref{rem1})
 on a non contractible domain remains open.
\end{remark}


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\end{document}
