\documentclass[reqno]{amsart}
\usepackage{hyperref}
\usepackage{graphicx}

\AtBeginDocument{{\noindent\small
\emph{Electronic Journal of Differential Equations},
Vol. 2016 (2016), No. 169, pp. 1--26.\newline
ISSN: 1072-6691. URL: http://ejde.math.txstate.edu or http://ejde.math.unt.edu}
\thanks{\copyright 2016 Texas State University.}
\vspace{8mm}}

\begin{document}
\title[\hfilneg EJDE-2016/169\hfil Homogenization of some evolution problems]
{Homogenization of some evolution problems in domains with small holes}

\author[B. Cabarrubias, P. Donato \hfil EJDE-2016/169\hfilneg]
{Bituin Cabarrubias, Patrizia Donato}

\address{Bituin Cabarrubias \newline
University of the Philippines Diliman,
Diliman, Quezon City, Philippines}
\email{bituin@math.upd.edu.ph}

\address{Patrizia Donato \newline
Universit\'e de Rouen Normandie,
Laboratoire de Math\'ematiques Rapha\"el Salem,
France}
\email{Patrizia.Donato@univ-rouen.fr}

\thanks{Submitted March 2, 2016. Published July 4, 2016.}
\subjclass[2010]{35B27, 35L20, 35K20}
\keywords{Periodic unfolding method; homogenization in perforated domains;
\hfill\break\indent  small holes;
 wave equation; heat equation}

\begin{abstract}
 This article concerns the asymptotic behavior of the wave and heat equations
 in periodically perforated domains with small holes and  Dirichlet  conditions
 on the boundary of the holes.  In the first part we extend  to time-dependent
 functions the periodic unfolding method for domains with small holes
 introduced in \cite{cdgo}. Therein, the method  was applied  to the study of
 elliptic problems with oscillating coefficients in domains with small holes,
 recovering the homogenization result with  a ``strange term"  originally obtained
 in  \cite{murat} for the Laplacian. In the second part we  obtain some
 homogenization results for the wave and heat equations with
 oscillating coefficients in domains with small holes.
 The results concerning the wave equation extend those obtained in \cite{pisa}
 for the  case where the elliptic part of the operator is the Laplacian.
 \end{abstract}

\maketitle
\numberwithin{equation}{section}
\newtheorem{theorem}{Theorem}[section]
\newtheorem{lemma}[theorem]{Lemma}
\newtheorem{proposition}[theorem]{Proposition}
\newtheorem{remark}[theorem]{Remark}
\newtheorem{definition}[theorem]{Definition}
\newtheorem{corollary}[theorem]{Corollary}
\allowdisplaybreaks

\section{Introduction}

 The aim of this work is  the study  of  the asymptotic behavior as
$\varepsilon\to 0$  of the wave and heat equations in a perforated  domain
 with   holes distributed periodically with period
$\varepsilon$, and with  a  Dirichlet  condition   on the boundary of the holes.
We consider here   ``small'' holes, that is to say with size of the
order  of   $\varepsilon\delta$  ($\varepsilon\to 0 $,  $\delta\to 0$).
The case $\delta = 1$ corresponds to the classical case of homogenization where
the size of   the holes and of the  period   is of  the same order.
 We will use for the proofs an adaptation to the case of time dependent equations
of  the periodic unfolding method  for small holes from Cioranescu, Damlamian,
Griso and Onofrei \cite{cddgz}.

The periodic unfolding method for the classical homogenization was
 introduced  in Cioranescu,  Damlamian and Griso \cite{cdg1} for fixed domains
(see  \cite{cdg2}  for  detailed proofs) and  extended to perforated domains in
 \cite{CDZ} (see  Cioranescu, Damlamian, Donato, Griso and Zaki \cite{cddgz}
for  more general situations).   The method was applied in particular,
for the classical   homogenization  of  the wave and heat equations
in periodically perforated domains  by  Gaveau \cite{gav}  and more recently,
by Donato and Yang \cite{donyang} and \cite{donyang2}.

The asymptotic behavior of the homogeneous Dirichlet problem for the Poisson
equation   in  perforated domains with   small holes of size
$ \varepsilon^\alpha$, $\alpha>0 $, was studied by  Cioranescu and Murat in
\cite{murat}.   They showed that   for each dimension $N$ of the space,
the size   $ \varepsilon^{N/N-2}$  is ``critical'' in the sense that in the
 limit   problem  appears    an additional zero order  term
(called in \cite{murat}  ``strange term'') which  is related to
 the capacity  of the set of holes as $\varepsilon\to 0$.
There were  afterward many works treating the same geometrical framework
 with various conditions on the boundary of the holes. Let us list  a few of them.
The case of     Stokes equations  was studied by Allaire in \cite{allairex},
the Poisson equation with non homogeneous Neumann conditions  was treated
by Conca and Donato \cite {co-do}  where it was shown that the contribution
of the holes  of size of order of  $ \varepsilon^{N/N-1}$, is reflected by an extra
term in the right hand side of the  limit equation.
The case of  mixed  boundary conditions   was studied by
Cardone, D'Apice and De Maio in \cite{CAM}.  As concerning the parabolic case,
 we refer to   Gontcharenko  \cite{goncha} where the homogenization result is
obtained  via the convergence of some cost-functionals. Homogenization and
 corrector results for the wave equation   have been proved  by Cioranescu, et al.\
 \cite{pisa}.

 In all these papers,   the elliptic part of the operator  is the Laplacian.
For the asymptotic study,  standard variational homogenization methods, as
for instance Tartar's oscillating test functions method (\cite{tar}),
are used (see also \cite{benssou,csjp2,sanpal}). They need to introduce
extension operators (since the domains are changing with $\varepsilon$)   and  to
construct test functions, specific for each situation.

As mentioned before,  in the paper we present here,  we will use
the periodic unfolding method. On  one hand,  we take the advantage
of the simplicity of this method  when applied to perforated domains as
can be  seen  in  \cite{CDZ} or \cite{cddgz}. Indeed, the periodic
unfolding, being a   fixed-domain method, no extension operator is needed.
On the other hand, the method  does not   use any construction of special
test functions and so, one can treat    general
 second  order operators with highly oscillating (in $\varepsilon$) coefficients, which
was not the case in the papers cited above.

 For the case of small holes for the Laplace equation and homogeneous
 Dirichlet boundary condition, first applications of
 the unfolding method have been done in  Cioranescu, et al.\ \cite{cdgo},
 Onofrei \cite{onofrei},  and  Zaki \cite{Zaki2007}.
 Then the same operator was   used   in the framework of
\cite{co-do}, with  small holes of size
$\varepsilon^{N/N-1}$  and  non homogeneous Neumann   conditions,
in  Ould Hammouda \cite{AOH} and
in Cioranescu and Ould Hammouda \cite{AOHC}   for mixed boundary conditions.

In this work we  first  extend the unfolding operator $\mathcal{T}_{\varepsilon,\delta}$
introduced in \cite{cdgo} to  time-dependent functions and study in
details its related properties.
In the second part, we apply the periodic unfolding method to
obtain some homogenization results for the wave and heat equations
with oscillating coefficients in domains with small holes.

 We present  here the proofs for the wave equation while for
the heat equation we only state the problem together with
the main convergence results. We skip the proofs for this case,
 since they follow step by step the outlines of those for the wave equation.

 This paper is organized as follows:
 Sections 2-4 recalls the geometric framework for the perforated domain
as well as some definitions and properties of the  unfolding operators
for fixed and perforated domains with small holes.
 In Section 5 we extend the operator $\mathcal{T}_{\varepsilon,\delta}$ given in \cite{cdgo} to
time-dependent functions with   detailed proofs of its properties.
One can also find in this section the extension of the local average
operator to time-dependent functions together with the related properties
needed in this work. Section 6 is devoted to the main homogenization results
for the wave and heat equations while Section 7 contains the proofs for
the wave equation.

\section{Notation and definitions}

We recall here some notation and definitions as given in \cite{cdg1}
for fixed domains.

Let $\Omega$ be   a  bounded open set in $\mathbb{R}^{n}$,  such
 that $|\partial\Omega|= 0$ and
   $$
Y=\big]-\frac{\ell_i }{2}, \frac{\ell_i }{2}\big[ ^{N}, \quad  0 <\ell_i, \;
  \ell_i \in\mathbb{R}^+  \text{ for }  i= 1,\ldots , N,
$$
be  the  reference periodicity  cell.
Let us now introduce the  sets
\begin{equation} \label{sets}
\begin{gathered}
{\widehat{\Omega}}_\varepsilon=\operatorname{interior}\big\{\cup_{\xi\in
\Xi_\varepsilon}
\varepsilon\big(\xi+\overline  Y\big) \big\}, \quad
\Xi_\varepsilon=\big\{\xi\in \mathbb{Z}^n: \varepsilon (\xi +  Y)\subset \Omega
\big\},\\
 \Lambda_\varepsilon=\Omega\setminus  {\widehat{\Omega}_{\varepsilon}}.
\end{gathered}
\end{equation}
By construction, $\widehat{\Omega}_\varepsilon$ is the interior of the largest union
of   $\varepsilon(\xi+\overline{Y} )$ cells fully contained in $\Omega$, while
$\Lambda_\varepsilon$ is the subset of  $\Omega$ containing the parts
from the  $\varepsilon(\xi+ {Y})$  cells intersecting the boundary
$\partial \Omega$ (see Figure \ref{fig1}).

\begin{figure}[ht]
\begin{center}
\includegraphics[width=0.5\textwidth]{fig1}
\end{center}
\caption{Sets $\widehat{\Omega}_\varepsilon$ (brown) and
$\Lambda_\varepsilon$ (light green)}
\label{fig1}
\end{figure}

As in  \cite{cdg1}, for every $z$ in $\mathbb{R}^N,$ we denote by $[z]_Y$ the unique
 integer combination of periods such that
\begin{equation} \label{decompy}
 \{z\}_Y =z-[z]_Y \in Y
\end{equation}
which  is depicted  in Figure \ref{fig2}.
Then, because of the periodicity and  recalling \eqref{decompy},   each $x\in
\mathbb{R}^N$    can be  uniquely written as
 \begin{equation}  \label{decompx}
 x=\varepsilon \big(\big\{ \frac{x}{\varepsilon}\big\}_{Y}
+ \big[ \frac{x}{\varepsilon}\big]_{Y}\big).
 \end{equation}

\begin{figure}
 \begin{center}
\includegraphics[width=0.5\textwidth]{fig2}
\end{center}
\caption{$\{z\}_Y$ and $[z]_Y$.}
\label{fig2}
\end{figure}

\section{Time-dependent unfolding operator in fixed domains}
Throughout this paper,  $T$  will be a given positive  number.
 This section recalls the time-dependent unfolding operator for fixed
domains as introduced in \cite{gav}.

\begin{definition}[\cite{gav}] \label{teps} \rm
Let $\varphi \in  L^q(0,T; L^p(\Omega))$ where $p \in [1, +\infty[$ and $q \in [1, +\infty]$.
The unfolding operator $\mathcal T_\varepsilon:  L^q(0,T; L^p(\Omega)) \mapsto  L^q(0,T; L^p(\Omega \times Y))$ is defined as
\begin{equation*}
\mathcal T_\varepsilon (\varphi) (x,y,t) =
\begin{cases}
\varphi (\varepsilon [\frac{x}{\varepsilon}]_Y + \varepsilon y, t) & \text{a.e. for }
 (x,y,t) \in \widehat{\Omega}_\varepsilon \times Y \times ]0,T[, \\
 0  &\text{a.e. for }  (x,y,t) \in \Lambda_\varepsilon \times Y \times ]0,T[.
\end{cases}
\end{equation*}
\end{definition}

 Some of the properties of this operator which were stated in \cite{gav} are
listed below.  For perforated domains with holes of the same size as the
period and for detailed proofs (in Definition \ref{teps} obviously
 true for fixed domains), we refer to \cite{donyang}.

   \begin{remark} \label{time1} \rm
Notice that if  in Definition \ref{teps} we take  $\varphi$ in $L^p(\Omega)$
independent of time, we recover the definition of the unfolding operator
for fixed domains from \cite{cdg1}.
 \end{remark}

\begin{proposition}[\cite{donyang,gav}] \label{tgav}
Let $p\in [1,+\infty[$ and $q \in [1,+\infty]$. Suppose that $u$ and $v$
are functions in $ L^q(0,T; L^p(\Omega))$. Then:
\begin{enumerate}
\item $\mathcal T_\varepsilon$ is linear and continuous from $ L^q(0,T; L^p(\Omega))$ to $ L^q(0,T; L^p(\Omega \times Y))$;
\item $\mathcal T_\varepsilon (uv) = \mathcal T_\varepsilon (u)\mathcal T_\varepsilon (v)$;
\item if  $u  \in L^q(0,T; W^{1,p}(\Omega)) $ then
 $ \mathcal{T}_{\varepsilon} (u) \in   L^q(0,T; L^p(\Omega;W^{1,p}(Y)) )$ and
 $$
\nabla_y (\mathcal{T}_{\varepsilon} (u)) = \varepsilon \mathcal{T}_{\varepsilon} (\nabla u) \quad\text{in }
\Omega \times Y \times ]0,T[\,;
$$
\item for almost every $t \in  ]0,T[$,
\begin{align*}
\frac{1}{|Y|} \int_{\Omega \times Y} \mathcal T_\varepsilon(u)(x,y,t)\, dx\,dy\,dt
&=  \int_\Omega u(x,t) \, dx\,dt -  \int_{\Lambda_\varepsilon} u(x,t) \, dx\,dt\\ 
&= \int_{\widehat{\Omega}_\varepsilon} u(x,t) \, dx\,dt.
\end{align*}
\end{enumerate}
\end{proposition}


\begin{proposition}[\cite{donyang,gav}] \label{tgav2}
Let $p, q\in [1,+\infty[$. Suppose that $\phi \in  L^q(0,T; L^p(\Omega))$ and $\{\phi_\varepsilon\}$ is a sequence in $   L^q(0,T; L^p(\Omega))$.
\begin{enumerate}
\item   $\mathcal T_\varepsilon (\phi) \to \phi $ strongly in $ L^q(0,T; L^p(\Omega \times Y))$.

\item If $\phi_\varepsilon \to \phi$ strongly in $ L^q(0,T; L^p(\Omega))$, then
$\mathcal T_\varepsilon (\phi_\varepsilon) \to \phi$ strongly in the space
$  L^q(0,T; L^p(\Omega \times Y))$.
\end{enumerate}
\end{proposition}


\begin{proposition}[\cite{donyang,gav}] \label{prop0}
Let $p\in ]1, +\infty[$ and  $\{\varphi_\varepsilon\}$ be  a sequence
  in  the space $L^\infty(0,T; W_0^{1,p}(\Omega))$ such that
$$
\|\nabla \varphi_\varepsilon\|_{L^\infty(0,T; L^p(\Omega)) } \leq C.
$$
Then there exist $\varphi \in L^\infty(0,T; W_0^{1,p}(\Omega))$ and
$\widehat{\varphi}\in L^\infty(0,T; L^p(\Omega;W_{\rm per}^{1,p}(Y)))$
such that up to a subsequence,
\begin{itemize}
\item[(i)] $T_\varepsilon (\varphi_\varepsilon) \rightharpoonup \varphi$ weakly$^*$ \ in
$ L^\infty(0,T; L^p(\Omega; W^{1,p}(Y)))$,

\item[(ii)] $T_\varepsilon(\nabla \varphi_\varepsilon) \rightharpoonup \nabla_x \varphi
 +\nabla_y \widehat{\varphi}$  weakly$^*$    in
$L^\infty(0,T; L^p(\Omega \times Y))$.
\end{itemize}
\end{proposition}

  We end this section by recalling the  definition of the mean value operator
 $\mathcal M_Y$ and that of the local average operator $\mathcal M_Y^{\varepsilon} $ and give
some of their properties that will be useful in the sequel.

\begin{definition}\label{meanval} \rm
Let $p \in [1, +\infty[$ and $q \in [1, +\infty]$.
The mean value operator $\mathcal M_Y:  L^q(0,T; L^p(\Omega \times Y)) \longmapsto  L^q(0,T; L^p(\Omega))$ is defined by
$$
\mathcal M_Y (u) (x,t) = \frac{1}{|Y|}  \int_Y u(x,y,t) \, dy,
$$
for every $u \in  L^q(0,T; L^p(\Omega \times Y))$.
\end{definition}

\begin{definition}\label{locave} \rm
Let $p \in [1, +\infty[$ and $q \in [1,+\infty]$. The local average operator
$\mathcal M_Y^{\varepsilon} :  L^q(0,T; L^p(\Omega)) \longmapsto  L^q(0,T; L^p(\Omega))$ is defined by
$$
\mathcal M_Y^{\varepsilon} (\varphi) (x, t) =
\frac{1}{|Y|}\int_Y \mathcal T_\varepsilon (\varphi) (x,y,t) \, dy,
$$
for any $\varphi \in  L^q(0,T; L^p(\Omega))$.
\end{definition}


\begin{remark} \label{time2} \rm
In connection with Remark \ref{time1}, some of the properties  of
 $\mathcal T_\varepsilon$ (in the case of dependence on time)  can be  derived
directly for those of  the unfolding operator for fixed domains from
\cite{cdg1} with  the time $t$ as a  mere parameter.
\end{remark}

As a consequence, we  have the following result.

\begin{proposition} \label{tparameter}
Let $p \in [1, \infty[$ and $q \in [1, \infty]$.
\begin{itemize}
\item[(1)] For  $\varphi \in  L^q(0,T; L^p(\Omega))$, one has
$$
\mathcal T_\varepsilon (\mathcal M_Y^{\varepsilon} (\varphi))(x,y,t)= \mathcal M_Y (\mathcal T_\varepsilon (\varphi))(x,t)
 = \mathcal M_Y^{\varepsilon} (\varphi)(x,t) \quad \text{in  } \Omega\times ]0, T[.
$$

\item[(2)] Let $\{w_\varepsilon\}$ be a sequence in $ L^q(0,T; L^p(\Omega))$  such that
$$
w_\varepsilon \to w \quad \text{strongly in }  L^q(0,T; L^p(\Omega)).
$$
Then
$$
\mathcal M_Y^{\varepsilon} (w_\varepsilon) \to \mathcal{M}_Y (w) = w \quad \text{strongly in }  L^q(0,T; L^p(\Omega)).
$$

\item[(3)] For any $\varphi \in  L^q(0,T; L^p(\Omega))$,
$$
\|\mathcal M_Y^{\varepsilon} (\varphi)\|_{ L^q(0,T; L^p(\Omega))} \leq |Y|^{\frac{1-p}{p}} \|\varphi\|_{ L^q(0,T; L^p(\Omega))}.
$$
\end{itemize}
\end{proposition}

\begin{proof}
Property 1 corresponds  to \cite[Remarks 2.23 and 2.24]{cdg1}.
For the reader's convenience, let us sketch the proof.
One has successively, by using Definitions  \ref{teps}, \ref{meanval}
and \ref{locave},
\begin{align*}
\mathcal T_\varepsilon (\mathcal M_Y^{\varepsilon} (\varphi)) (x,y,t)
&= \mathcal M_Y^{\varepsilon} (\varphi) \Big(\varepsilon[\frac{x}{\varepsilon}]_Y + \varepsilon y, t\Big)
 = \frac{1}{|Y|}\int_Y \mathcal T_\varepsilon (\varphi)
 (\varepsilon[\frac{x}{\varepsilon}]_Y + \varepsilon y, y, t) \, dy \\
&= \frac{1}{|Y|} \int_Y \mathcal T_\varepsilon (\varphi) (x,y,t) \, dy
= \mathcal M_Y (\mathcal T_\varepsilon (\varphi))(x,t)= \mathcal M_Y^{\varepsilon} (\varphi) (x,t),
\end{align*}
for   a.e. $(x, t)$ in  $\Omega\times (0, T)$.

Property 2 (corresponding to  \cite[Proposition 2.25 (iii)]{cdg1})
follows immediately from Proposition \ref{tgav2}(2) and Definition \ref{meanval}.

Property 3 is a consequence   of   \cite[Proposition 2.25(iii)]{cdg1}
which shows  that  for all $w\in L^p(\Omega)$,
$$
\|\mathcal{T}_\varepsilon( w)\|_{L^p(\Omega\times Y)}
\leq {\mid Y\mid }^{1/p}\, \| w \|_{L^p(\Omega)}.
$$
Then the result is straightforward by taking into account Remark \ref{time2}
and  Definition  \ref{locave}.
\end{proof}

\section{Unfolding operator in domains depending on two parameters}

In this section we recall the definition and some of its properties
of the unfolding operator $\mathcal{T}_{\varepsilon,\delta}$  depending on two mall parameters
$\varepsilon$ and $\delta$,  as  introduced  in \cite{cdgo}.

\begin{definition}[\cite{cdgo}]\label{def1} \rm
Let $p \in [1, +\infty[$. For $\phi \in L^p(\Omega)$, the unfolding operator
$\mathcal T_{\varepsilon, \delta}$ is the function
$\mathcal T_{\varepsilon, \delta} : L^p(\Omega) \to L^p(\Omega \times \mathbb{R}^N)$ defined by
\begin{equation*}
\mathcal \mathcal T_{\varepsilon, \delta} (\phi) (x,z) =
\begin{cases} \mathcal T_\varepsilon (\phi) (x, \delta z)  & \text{if }
 (x,z) \in \widehat{\Omega}_\varepsilon \times \frac{1}{\delta}Y , \\
 0  & \text{otherwise},
\end{cases}
\end{equation*}
where $\mathcal T_\varepsilon$ is the operator for fixed domains as introduced
in \cite{cdg1} (see Remark \ref{time1}).
 \end{definition}

 To go further,  let us introduce what is called  a
{\sl perforated domain  with small holes}, denoted here $\Omega^*_{\varepsilon,\delta}$.
Let $B\subset\subset Y$ and denote $Y^*_\delta = Y  \backslash  \delta \overline{B}$.
Then    $\Omega^*_{\varepsilon,\delta}$ is defined as
$$
\Omega^*_{\varepsilon,\delta} = \{x \in \Omega  \text{ such that }   \{\frac{x}{\varepsilon}\}_Y \in Y^*_\delta\},
$$
where $\delta \to 0$ with $\varepsilon$.   This  definition means that $\Omega^*_{\varepsilon,\delta}$ is  a
domain  $\varepsilon$-periodically perforated  by holes $\varepsilon\delta B$,
see Figure \ref{fig3}.

 \begin{figure}[ht]
\begin{center}
\includegraphics[width=0.7\textwidth]{fig3}
\end{center}
\caption{Perforated domain with small holes $\Omega_{\varepsilon,\delta}^*$.}
\label{fig3}
\end{figure}

\begin{remark}\label{extension} \rm
 As shown  in \cite{cdgo}, it turns out that the operator
$\mathcal T_{\varepsilon, \delta}$ is  well-adapted for domains with small holes when
dealing with functions  which vanish on the boundary of $\Omega^*_{\varepsilon,\delta}$.
It is precisely the case we   treat  in this work.  We will deal with
functions belonging in particular,  to  $H^1_0(\Omega_{\varepsilon,
\delta}^*)$. The extensions of these functions   by zero to the whole
of  $\Omega$, belong to  $H^1_0(\Omega)$.  Consequently in the sequel,  we
will not distinguish  the elements of  $H^1_0(\Omega_{\varepsilon,
\delta}^*)$ and their extensions from $H^1_0(\Omega)$.
\end{remark}

\begin{proposition}\cite{cdgo}\label{properties}
\begin{enumerate}
\item For any $v,w \in L^p(\Omega)$, $\mathcal{T}_{\varepsilon,\delta}(vw) = \mathcal{T}_{\varepsilon,\delta}(v)\mathcal{T}_{\varepsilon,\delta}(w)$.

\item For any $u\in L^1(\Omega)$,
$$
\delta^N  \int_{\Omega \times \mathbb{R}^N} |\mathcal{T}_{\varepsilon,\delta}(u)|\, dx\,dz \leq \int_\Omega |u|\, dx.
$$

\item For any $u\in L^2(\Omega)$,
$$
\|\mathcal{T}_{\varepsilon,\delta}(u)\|^2_{L^2(\Omega\times\mathbb{R}^N)}
\leq \frac{1}{\delta^N} \|u\|^2_{L^2(\Omega)}.
$$

\item For any $u\in L^1(\Omega)$,
$$
\big|\int_\Omega u\, dx -  \delta^N\int_{\Omega \times \mathbb{R}^N} \mathcal{T}_{\varepsilon,\delta}(u)\, dx\,dz \big|
\leq \int_{\Lambda_\varepsilon}  |u|\, dx.
$$

\item Let $u \in H^1(\Omega)$. Then
$$
\mathcal{T}_{\varepsilon,\delta}(\nabla_x u) = \frac{1}{\varepsilon\delta} \nabla_z (\mathcal{T}_{\varepsilon,\delta}(u)),
\quad \text{in } \Omega\times \frac{1}{\delta}Y.
$$

\item Suppose $N \geq 3$ and let $\omega \subset \mathbb{R}^N$ be open and bounded.
The following estimates hold:
\begin{gather*}
\|\nabla_z(\mathcal{T}_{\varepsilon,\delta}(u))\|^2_{L^2(\Omega\times \frac{1}{\delta}Y)}
\leq\frac{\varepsilon^2}{\delta^{N-2}}\|\nabla u\|^2_{L^2(\Omega)},\\
\|\mathcal{T}_{\varepsilon,\delta}(u - M^\varepsilon_Y(u))\|^2_{ L^2(\Omega; L^{2^*}(\mathbb{R}^N))}
 \leq \frac{C \varepsilon^2}{\delta^{N-2}} \|\nabla u\|^2_{L^2(\Omega)},\\
\|\mathcal{T}_{\varepsilon,\delta}(u)\|^2_{L^2(\Omega \times\omega)}
 \leq \frac{2C\varepsilon^2}{\delta^{N-2}}|\omega|^{2/N}
 \|\nabla u\|^2_{L^2(\Omega)} + 2|\omega|\|u\|^2_{L^2(\Omega)},
\end{gather*}
where $C$ is the Sobolev-Poincar\'e-Wirtinger constant for $H^1(Y)$.

\item Suppose $N \geq 3$ and let $\{w_{\varepsilon, \delta}\}$ be a sequence in
$H^1(\Omega)$ which is uniformly bounded as both $\varepsilon$ and $\delta$ approach $0$.
Then there exists $W$ in $L^2(\Omega; L^{2^*}(\mathbb{R}^N))$ with $\nabla_z W$ in
$L^2(\Omega \times \mathbb{R}^N)$  such that,  up to a subsequence,
 \begin{equation*}
 \frac{\delta^{\frac{N}{2} -1}}{\varepsilon} \Big(\mathcal{T}_{\varepsilon,\delta}(w_{\varepsilon,\delta}) -  M^\varepsilon_Y(w_{\varepsilon,\delta})
 1_{\frac{1}{\delta}Y} \Big) \rightharpoonup W \quad
\text{w-}L^2(\Omega; L^{2^*}(\mathbb{R}^N)),
\end{equation*} and
\begin{equation*}
\frac{\delta^{\frac{N}{2} -1}}{\varepsilon} \nabla_z(\mathcal{T}_{\varepsilon,\delta}(w_{\varepsilon,\delta}))
 1_{\frac{1}{\delta}Y} \rightharpoonup \nabla_z W \quad \text{weakly in }
 L^2(\Omega \times \mathbb{R}^N).
\end{equation*}
 Furthermore, if
$$
\limsup_{(\varepsilon, \delta) \to (0^+, 0^+)} \frac{\delta^{\frac{N}{2} -1}}{\varepsilon} <+\infty,
$$
then one can choose the subsequence  above  and some
$U \in  L^2(\Omega; L^2_{\rm loc}( \mathbb{R}^N))$  such that
\begin{equation*}
 \frac{\delta^{\frac{N}{2} -1}}{\varepsilon} \mathcal{T}_{\varepsilon,\delta}(w_{\varepsilon,\delta}) \rightharpoonup U \quad
\text{weakly in }  L^2(\Omega; L^2_{\rm loc}( \mathbb{R}^N)).
\end{equation*}
\end{enumerate}
\end{proposition}

\begin{definition} \rm
A sequence $\{v_{\varepsilon,\delta}\}$ in $L^1(\Omega)$ satisfies the unfolding
 criterion for integrals (u.c.i.) if
$$
\int_\Omega v_{\varepsilon,\delta}\, dx
- \delta^N \int_{\Omega \times \mathbb{R}^N} \mathcal{T}_{\varepsilon,\delta}(v_{\varepsilon,\delta}) \, dx\,dz\to 0,
$$
for every sequence $(\varepsilon, \delta)\to(0^+,0^+)$.
 This property is denoted
$$
\int_\Omega v_{\varepsilon,\delta} \, dx  \stackrel{\mathcal{T}_{\varepsilon,\delta}}{\cong}
\delta^N \int_{\Omega \times \mathbb{R}^N} \mathcal{T}_{\varepsilon,\delta}(v_{\varepsilon,\delta}) \, dx\,dz.
$$
\end{definition}

\begin{proposition}[\cite{cdgo}(u.c.i.)]
If $\{v_\varepsilon\}$ is a sequence in $L^1(\Omega)$ satisfying
$$
\int_{\Lambda_\varepsilon} |u_\varepsilon| \, dx \to 0,
$$
then it satisfies u.c.i..
\end{proposition}

\begin{corollary}[\cite{cdgo}]
Let $\{u_\varepsilon\}$ be bounded in $L^2(\Omega)$ and $\{v_\varepsilon\}$ be bounded in
$L^p(\Omega)$ with $p >2$. Then  $\{ u_\varepsilon v_\varepsilon\}$ satisfies u.c.i..
\end{corollary}

\begin{remark}\label{convtepsphi}  \rm
As observed in \cite{cdgo},  for any $\psi \in \mathcal D(\Omega)$, one has
\begin{equation*}\|\mathcal{T}_{\varepsilon,\delta} (\psi) - \psi\|_{L^\infty(\hat{\Omega}_\varepsilon
\times \frac{1}{\delta}Y  ) }\to 0.
\end{equation*}
\end{remark}

\section{Time-dependent unfolding operator in domains with two parameters}

In this section, we extend the operator $\mathcal{T}_{\varepsilon,\delta}$ defined in the previous section to
time-dependent functions by adapting what is done in \cite{donyang}.
We start by  defining the unfolding operator for time-dependent functions
in the domain $\Omega^*_{\varepsilon,\delta} \times ]0,T[$, depending on $\varepsilon$  and $\delta$.

 In what follows, we have $(\varepsilon, \delta)\to (0,0)$ through any sequence
 and subsequence.

\begin{definition}\label{tepsdel} \rm
Let $p \in [1, +\infty[$ and $q \in [1, +\infty]$.
Let $\varphi \in L^q(0,T; L^p(\Omega))$. The unfolding operator
$\mathcal{T}_{\varepsilon,\delta} :  L^q(0,T; L^p(\Omega)) \to  L^q(0,T; L^p(\Omega \times \mathbb{R}^N))$ is defined as
\begin{equation*}
\mathcal{T}_{\varepsilon,\delta} (\varphi) (x,z,t) =
\begin{cases}
\mathcal T_\varepsilon (\varphi) (x,\delta z, t)  & \text{if }
 (x,z,t) \in \widehat{\Omega}_\varepsilon \times \frac{1}{\delta} Y \times ]0,T[, \\
 0  &     \text{otherwise.}
\end{cases}
\end{equation*}
that is,
\begin{equation*}
\mathcal{T}_{\varepsilon,\delta} (\varphi) (x,z,t) =
\begin{cases}
\varphi \big(\varepsilon [\frac{x}{\varepsilon}]_Y + \varepsilon \delta z, t\big)
& \text{if }  (x,z,t) \in \widehat{\Omega}_\varepsilon \times \frac{1}{\delta}
Y \times ]0,T[, \\
 0  &    \text{otherwise.}
\end{cases}
\end{equation*}
\end{definition}


As mentioned above, for  $\delta= 1$ we are in  presence of the unfolding
operator for fixed domains introduced in \cite{cdg1}.

\begin{remark} \rm
From now on, if a function  does  not depend on $t$, by $\mathcal{T}_{\varepsilon,\delta} (\varphi) $
we simply mean the operator introduced in Definition \ref{def1}.
 \end{remark}

 Being defined by means of the operator  $\mathcal{T}_\varepsilon$,  the unfolding
operator $\mathcal{T}_{\varepsilon,\delta}$ inherits  most of the general properties of it.
In particular,  the following proposition is straightforward:
\begin{proposition}\label{prop1}
Let $p \in [1, +\infty[$ and $q \in [1, +\infty]$.
\begin{enumerate}
\item  $\mathcal{T}_{\varepsilon,\delta}$ is linear and continuous from $ L^q(0,T; L^p(\Omega))$ to $ L^q(0,T; L^p(\Omega \times \mathbb{R}^N))$.
\item $\mathcal{T}_{\varepsilon,\delta} (vw) = \mathcal{T}_{\varepsilon,\delta} (v) \mathcal{T}_{\varepsilon,\delta} (w)$ \quad for every $v,w \in  L^q(0,T; L^p(\Omega))$.
\item $\nabla_z (\mathcal{T}_{\varepsilon,\delta} (\varphi)) = \varepsilon \delta \mathcal{T}_{\varepsilon,\delta} (\nabla \varphi)$ \quad in
$\Omega \times   \frac{1}{\delta}Y \times ]0,T[$ for all
$\varphi \in L^q(0,T; H^1(\Omega))$.
\end{enumerate}
\end{proposition}

\begin{theorem}\label{thm1}
Let $p \in [1, +\infty[$ and $q \in [1,+ \infty]$.
\begin{itemize}
\item  Let $\varphi \in L^q(0,T; L^p(\Omega))$.
\begin{itemize}
\item[(1)]
\begin{align*}
\frac{\delta^N}{|Y|}  \int_{\Omega \times\mathbb{R}^N} \mathcal{T}_{\varepsilon,\delta} (\varphi) (x,z,t) \, dx\,dz
&= \int_{\widehat{\Omega}_\varepsilon} \varphi (x,t) \, dx \\
&=  \int_{\Omega} \varphi(x,t) \, dx  - \int_{\Lambda_\varepsilon} \varphi(x,t)\, dx
\end{align*}
for  a.e. $t \in \,]0,T[$.

\item[(2)]    The continuity of the operator  $\mathcal{T}_{\varepsilon,\delta}$ from Proposition
\ref{prop1} reads as follows:
\begin{equation}\label{continuity}
\|\mathcal{T}_{\varepsilon,\delta} (\varphi)\|_{L^q(0,T; L^p(\Omega))}  
\leq
\Big(\frac{|Y|}{\delta^{N}}\Big)^{1/p} \|\varphi\|_{ L^q(0,T; L^p(\Omega))}.
\end{equation}
\end{itemize}

\item Let $\varphi \in L^q(0,T; H^1(\Omega))$ and $N \geq 3$.
Then, for a.e. $t \in ]0,T[$,
\begin{itemize}

\item[(3)]
\[
\|\nabla_z (\mathcal{T}_{\varepsilon,\delta} (\varphi))\|_{L^p(\Omega \times
\frac{1}{\delta}Y)}
\leq \frac{\varepsilon |Y|^{1/p}}{\delta^{\frac{N}{p} -1}}
\|\nabla \varphi\|_{L^p(\Omega)}.
\]	
\end{itemize}
\end{itemize}
\end{theorem}


\begin{proof}
As a rule, all the properties above are proved  by using the  change of
variable $z=(1 / \delta)y$ and the fact that the integral
 $ \int_{\widehat{\Omega}_\varepsilon}$ can be  written as a sum
on the cells $\varepsilon\xi+\varepsilon Y$  for ${\xi \in  \Xi_\varepsilon  } $
(see \eqref{sets} for the definition of $\Xi_\varepsilon$).
\smallskip

\noindent\textbf{(1)}  With this rule in mind, for every
$\varphi \in L^q(0,T; L^p(\Omega))$ and  recalling Definition \ref{tepsdel},
 one has
\begin{equation} \label{bis}
\begin{aligned}
\int_{\Omega \times \mathbb{R}^N} \mathcal{T}_{\varepsilon,\delta} (\varphi)(x,z,t) \, dx\,dz
& = \int_{\widehat{\Omega}_\varepsilon \times \mathbb{R}^N} \mathcal{T}_{\varepsilon,\delta}  (\varphi)(x,z,t) \, dx\,dz \\
&=    \sum_{\xi \in  \Xi_\varepsilon  } \int_{(\varepsilon\xi+\varepsilon Y)
\times \mathbb{R}^N}
\mathcal{T}_{\varepsilon,\delta} (\varphi)(x,z,t) \, dx\, dz  \\
&=      \sum_{\xi \in  \Xi_\varepsilon  }\int_{(\varepsilon\xi
+\varepsilon Y)\times
\frac{1}{\delta} Y} \varphi(\varepsilon [\frac{x}{\varepsilon}]_Y 
+ \varepsilon\delta z, t) \,dx\, dz
\end{aligned}
\end{equation}
for almost every $t \in ]0,T[$. For each element  of the last sum, we have
successively,
\begin{equation} \label{star}
\begin{aligned}
&\delta^N  \int_{(\varepsilon\xi+\varepsilon Y)\times \frac{1}{\delta} Y}
 \varphi\big(\varepsilon [\frac{x}{\varepsilon}]_Y + \varepsilon\delta z, t\big) \, dx\,dz \\
&= \delta^N |\varepsilon\xi + \varepsilon Y|  \int_{\frac{1}{\delta} Y}
 \varphi\big(\varepsilon [\frac{x}{\varepsilon}]_Y + \varepsilon\delta z, t\big) \, dz  \\&
= \varepsilon^N|Y|  \int_Y \varphi  \big(\varepsilon [\frac{x}{\varepsilon}]_Y + \varepsilon y, t\big) \, dy
 = |Y|  \int_{(\varepsilon\xi+\varepsilon Y)} \varphi(x,t) \, dx.
\end{aligned}
\end{equation}
 Using   \eqref{sets}, the first   property follows by summing up
 with respect to $\xi$ in $\Xi_\varepsilon $.
\smallskip

\noindent \textbf{(2)}
 For the second property we proceed in the same way as for \eqref{star},
to obtain
\begin{equation*}
 \int_{(\varepsilon\xi+\varepsilon Y)\times \mathbb{R}^N}\big | \mathcal{T}_{\varepsilon,\delta} (\varphi)(x,z,t) \big |^p\, dx dz    =\frac{ |Y| }{ \delta^N} \int_{(\varepsilon\xi+\varepsilon Y)} | \varphi(x,t)|^p \, dx.
 \end{equation*}
Summing as above  yields
 \begin{equation*}
 \begin{aligned}
 \int_{\Omega \times \mathbb{R}^N}\big | \mathcal{T}_{\varepsilon,\delta} (\varphi)(x,z,t) \big |^p\, dx dz   = \frac{ |Y| }{ \delta^N} \int_{\widehat{\Omega}_\varepsilon}  | \varphi(x,t)|^p \, dx
 \leq \frac{ |Y| }{ \delta^N} \int_{\Omega}  | \varphi(x,t)|^p \, dx. \end{aligned}
 \end{equation*}
 Hence
\begin{equation}
\label{x0}
\|\mathcal{T}_{\varepsilon,\delta} (\varphi)\|_{L^p(\Omega \times \mathbb{R}^N)}
\leq \Big(\frac{|Y|}{\delta^{N}}\Big)^{1/p} \|\varphi\|_{L^p(\Omega)},
\end{equation}
 which when integrated with respect to  time  gives \eqref{continuity}.
\smallskip

\noindent\textbf{(3)}
 For $\varphi \in L^q(0,T; L^p(\Omega))$, from property 3 of Proposition \ref{prop1}
and \eqref{x0},
\[
\|\nabla_z (\mathcal{T}_{\varepsilon,\delta} (\varphi)) \|_{L^p(\Omega \times \frac{1}{\delta}Y)}
= \|\varepsilon \delta \mathcal{T}_{\varepsilon,\delta}(\nabla \varphi)\|_{L^p(\Omega \times \frac{1}{\delta}Y)} \\
\leq  \varepsilon \delta \Big(\frac{|Y|}{\delta^{N}}\Big)^{1/p}\| \nabla \varphi\|_{L^p(\Omega)},
\]
 for a.e. $t\in ]0,T[$, which gives the desired result.
\end{proof}

Regarding the integral formulas, one still has an  unfolding criterion
for integrals, which is very useful in  homogenization  problems.

\begin{proposition}\label{prop2}
  Let $q \in [1, +\infty]$ and  $\varphi_\varepsilon \in L^q(0,T; L^1(\Omega))$ satisfying
\begin{equation}\label{st}
\int_0^T \int_{\Lambda_\varepsilon} \varphi_\varepsilon \, dx\,dt \to 0,
\end{equation} then
$$
\int_0^T \int_\Omega \varphi_\varepsilon \, dx\,dt    \stackrel{\mathcal{T}_{\varepsilon,\delta}}{\cong}
 \frac{\delta^N}{|Y|} \int_0^T \int_{\Omega \times \mathbb{R}^N} \mathcal{T}_{\varepsilon,\delta}
(\varphi_\varepsilon) \, dx\,dz\,dt.
$$
\end{proposition}

The proof of the following proposition is essentially the same as that of
\cite[Proposition 2.6]{donyang}.

\begin{proposition}\label{prop3}
Let $p,q \in ]1, +\infty]$.  Let $\{\varphi_\varepsilon\}$ be a sequence in $ L^q(0,T; L^p(\Omega))$ 
and $\{\psi_\varepsilon\}$ be a sequence in $L^{q'}(0,t; L^{p_0}(\Omega))$,
 such that
$$
\|\varphi_\varepsilon\|_{ L^q(0,T; L^p(\Omega))} \leq C \quad \text{and} \quad
\|\psi_\varepsilon\|_{L^{q'}(0,T; L^{p_0}(\Omega))} \leq C,
$$
where $\frac{1}{p}+\frac{1}{p_0} <1$ and $\frac{1}{q}+\frac{1}{q'} =1$.
Then,
$$
\int_0^T \int_{\widehat{\Omega}_\varepsilon} \varphi_\varepsilon \psi_\varepsilon\, dx\,dt
  \stackrel{\mathcal{T}_{\varepsilon,\delta}}{\cong}
  \frac{\delta^N}{|Y|} \int_0^T \int_{\Omega \times \frac{1}{\delta} Y}
\mathcal{T}_{\varepsilon,\delta} (\varphi_\varepsilon \psi_\varepsilon) \, dx\,dz dt.
$$
\end{proposition}


The next two propositions extend to time-dependent functions some properties
given in \cite[Theorem 2.11]{cdgo}.

\begin{proposition}\label{prop5}
Let $u \in  L^q(0,T; H^1(\Omega))$. For $q \in [1, +\infty[$, one has the estimates
\begin{equation}\label{x2}
 \|\mathcal{T}_{\varepsilon,\delta} (u - \mathcal M_Y^{\varepsilon}(u) )\|_{{ L^q(0,T;L^p(\Omega; L^{p^*}(\mathbb{R}^N)))}}
\leq \frac{C \varepsilon|Y|^{1/p}}{\delta^{\frac{N}{p}-1}} \|\nabla u\|_{ L^q(0,T; L^p(\Omega))},
\end{equation}
and for $\omega$ an open and bounded subset of $\mathbb{R}^N$,
\begin{equation}\label{xx1}
\begin{aligned}
&\|\mathcal{T}_{\varepsilon,\delta} (u)\| _{L^q(0,T; L^p(\Omega \times \omega))} \\
&\leq \frac{2C\varepsilon |Y|^{1/p}}{\delta^{\frac{N}{p} -1}} \|\nabla u\|_{ L^q(0,T; L^p(\Omega))}
+ 2 |\omega||Y|^{\frac{1-p}{p}}  \|u\|_{ L^q(0,T; L^p(\Omega))},
\end{aligned}\end{equation}
where $C$ is the Sobolev-Poincar\'e-Wirtinger constant for $H^1(Y)$.
\end{proposition}

\begin{proof}
Let $u \in  L^q(0,T; H^1(\Omega))$.
\smallskip

\noindent\textbf{Step 1.} Let us prove \eqref{x2}.
By a change of variable, the linearity of the unfolding operator and using
Proposition  \ref{tparameter}(1), we have for almost every $x \in \Omega$
and $t \in  ]0,T[$,
\begin{align*}
&\|\mathcal{T}_{\varepsilon,\delta}(u - \mathcal M_Y^{\varepsilon} (u))(x, \cdot, t)\|_{L^{p^*}(\frac{1}{\delta}Y)} \\
&= \Big(\int_{\frac{1}{\delta}Y}|\mathcal{T}_{\varepsilon,\delta}(u - \mathcal M_Y^{\varepsilon} (u))(x,z,t)|^{p^*} \, dz
 \Big)^{{1/{p^*}}} \\
&= \Big(\int_{\frac{1}{\delta}Y}|\mathcal{T}_{\varepsilon}(u - \mathcal M_Y^{\varepsilon} (u))(x,\delta z,t)|^{p^*}
 \, dz\Big)^{1/{p^*}} \\
& =  \Big( \frac{1}{\delta^{N}}\int_{Y}|\mathcal{T}_{\varepsilon}(u - \mathcal M_Y^{\varepsilon} (u))(x,y,t)|^{p^*}\, dy
\Big)^{1/{p^*}} \\
&= \frac{1}{\delta^{N/{p^*}}}\Big( \int_{Y}|(\mathcal{T}_{\varepsilon}(u)
- \mathcal{M}_Y (\mathcal{T}_{\varepsilon}(u)))(x,y,t)|^{p^*}\, dy\Big)^{1/{p^*}} \\
&= \frac{1}{\delta^{N/{p^*}}}\|(\mathcal{T}_{\varepsilon}(u) 
- \mathcal{M}_Y (\mathcal{T}_{\varepsilon}  (u)))
 (x, \cdot, t)\|_{L^{p^*} (Y)} .
 \end{align*}
On the other hand, using the Sobolev-Poincar\'e-Wirtinger inequality in $H^1(Y)$,
Proposition \ref{tgav}(3), Proposition \ref{prop1}(3) and a change of
variable, we obtain
\begin{align*}
&\frac{1}{\delta^{N/{p^*}}}\|(\mathcal{T}_{\varepsilon}(u)
 - \mathcal{M}_Y (\mathcal{T}_{\varepsilon}  (u))) (x, \cdot, t)\|_{L^{p^*} (Y)} \\
& \leq \frac{C}{\delta^{N/{p^*}}} \|\nabla_y (\mathcal{T}_{\varepsilon} (u)(x, \cdot, t))\|_{L^p(Y)} \\
& = \frac{C}{\delta^{N/{p^*}}} \| \varepsilon \mathcal{T}_{\varepsilon}(\nabla (u))(x, \cdot, t)\|_{L^p(Y)} \\
& =  \frac{C \varepsilon}{\delta^{N/{p^*}}}\Big(\int_{Y} |\mathcal{T}_{\varepsilon}(\nabla (u))(x,y,t)|^p \, dy
 \Big)^{1/p} \\
& = \frac{C \varepsilon}{\delta^{N/{p^*}}}\Big(\int_{\frac{1}{\delta} Y} |
\mathcal{T}_{\varepsilon}(\nabla (u))(x,\delta z,t)|^p  \,\delta^N dz \Big)^{1/p} \\
& = \frac{C \varepsilon}{\delta^{N/{p^*}}}
\Big( \int_{\frac{1}{\delta} Y} |\mathcal{T}_{\varepsilon,\delta}(\nabla (u))(x,z,t)|^p
\,\delta^N dz \Big)^{1/p} \\
& = \frac{C \varepsilon}{\delta^{N/{p^*}}}\Big( \int_{\frac{1}{\delta} Y}
\big|\frac{1}{\varepsilon \delta} 
\nabla_z (\mathcal{T}_{\varepsilon,\delta}(u)(x, z, t))\big|^p  \,\delta^N dz \Big)^{1/p}
 \\
&= C \delta^{\frac{N}{p} - \frac{N}{{p^*}} -1} \|\nabla_z
 (\mathcal{T}_{\varepsilon,\delta} (u)(x, \cdot, t))\|_{L^p(\frac{1}{\delta} Y)}  \\
& = C \|\nabla_z (\mathcal{T}_{\varepsilon,\delta} (u)(x, \cdot, t))\|_{L^p(\frac{1}{\delta} Y)},
\end{align*}
since  $\frac{N}{p} - \frac{N}{{p^*}} -1 = 0$, and where $C$ is the
 Sobolev-Poincar\'e-Wirtinger constant for $H^1(Y)$. Thus,
$$
\|\mathcal{T}_{\varepsilon,\delta}(u - \mathcal M_Y^{\varepsilon} (u))(x, \cdot, t)\|_{L^{p^*}(\frac{1}{\delta}Y)}
\leq C \|\nabla_z (\mathcal{T}_{\varepsilon,\delta} (u)(x, \cdot, t))\|_{L^p(\frac{1}{\delta} Y)},
$$
which implies
$$
\|\mathcal{T}_{\varepsilon,\delta}(u - \mathcal M_Y^{\varepsilon} (u))(\cdot,\cdot,t)\|_{L^p(\Omega; L^{p^*}
(\frac{1}{\delta}Y))} \leq C \|\nabla_z (\mathcal{T}_{\varepsilon,\delta} (u)(\cdot, \cdot,t))
\|_{L^p(\Omega \times \frac{1}{\delta} Y)},
$$
for almost every $t \in\, ]0,T[$. Taking the $L^q$-norm over $]0,T[$ gives
$$
\|\mathcal{T}_{\varepsilon,\delta} (u - \mathcal M_Y^{\varepsilon}(u) )\|_{L^q(0,T;L^p(\Omega;
L^{p^*}(\frac{1}{\delta}Y)) )}
\leq  \|\nabla_z (\mathcal{T}_{\varepsilon,\delta} ( u))\|_{L^q(0,T; L^p(\Omega \times \frac{1}{\delta}Y))}.
$$
This, together with Definition \ref{tepsdel} and
 Theorem \ref{thm1}(5) yields \eqref{x2} for a.e. $t\in\,  ]0,T[$.
smallskip

\noindent\textbf{Step 2.}
For estimate \eqref{xx1}, we use Proposition \ref{tparameter}(3) and  note that
\begin{align*}
|\mathcal{T}_{\varepsilon,\delta} (u)|^p
& = |\mathcal{T}_{\varepsilon,\delta} (u - \mathcal M_Y^{\varepsilon}(u)) + \mathcal{T}_{\varepsilon,\delta} (\mathcal M_Y^{\varepsilon}(u))|^p \\
& \leq 2^p (|\mathcal{T}_{\varepsilon,\delta} (u - \mathcal M_Y^{\varepsilon}(u))|^p +|\mathcal{T}_{\varepsilon,\delta} (\mathcal M_Y^{\varepsilon}(u))|^p ) \\
& = 2^p (|\mathcal{T}_{\varepsilon,\delta} (u - \mathcal M_Y^{\varepsilon}(u))|^p +|\mathcal M_Y^{\varepsilon}(u)|^p ).
\end{align*}
Thus, one has
\begin{align*}
\|\mathcal{T}_{\varepsilon,\delta} (u)\|_{ L^p(\Omega \times \omega)}
& \leq 2 (\|\mathcal{T}_{\varepsilon,\delta} (u - \mathcal M_Y^{\varepsilon}(u))\|_{ L^p(\Omega \times \omega)} +\|\mathcal M_Y^{\varepsilon}(u)\|_{ L^p(\Omega \times \omega)} ) \\
& =  2 (\|\mathcal{T}_{\varepsilon,\delta} (u - \mathcal M_Y^{\varepsilon}(u))\|_{ L^p(\Omega \times \omega)} +|\omega|\|\mathcal M_Y^{\varepsilon}(u)\|_{L^p(\Omega)} ) \\
& \leq  2 (\|\mathcal{T}_{\varepsilon,\delta} (u - \mathcal M_Y^{\varepsilon}(u))\|_{L^p(\Omega; L^{p^*}(\omega))}
 +|\omega|\|\mathcal M_Y^{\varepsilon}(u)\|_{L^p(\Omega)})\\
& \leq  2 (\|\mathcal{T}_{\varepsilon,\delta} (u - \mathcal M_Y^{\varepsilon}(u))\|_{L^p(\Omega; L^{p^*}(\mathbb{R}^N))}
+|\omega| \|\mathcal M_Y^{\varepsilon}(u)\|_{L^p(\Omega)}).
\end{align*}
In view of Proposition \ref{tparameter}(3) and \eqref{x2}, taking the
$L^q$-norm over $]0,T[$ yields  inequality \eqref{xx1}.
\end{proof}

\begin{theorem}\label{thm3}
Let $p \in [1, +\infty[$, $q \in [1,+ \infty]$, $N \geq 3$,
$\{w_{\varepsilon, \delta}\}$ be a sequence in $L^q(0,T; H^1(\Omega))$ which
is uniformly bounded  with respect to $\varepsilon$ and $\delta$ as
$(\varepsilon, \delta )\to (0, 0)$. 
Then up to a subsequence, there exists
$W$ in $ L^q(0,T;L^p(\Omega; L^{p^*}(\mathbb{R}^N)))$ with $\nabla_z W$ in $ L^q(0,T; L^p(\Omega \times \mathbb{R}^N))$ such that
 \begin{equation}\label{y1}
\frac{\delta^{\frac{N}{p} -1}}{\varepsilon} (\mathcal{T}_{\varepsilon,\delta}(w_{\varepsilon,\delta})
- \mathcal M_Y^{\varepsilon} (w_{\varepsilon,\delta})1_{\frac{1}{\delta}Y}) \rightharpoonup W \quad
\text{weakly in }  L^q(0,T;L^p(\Omega; L^{p^*}(\mathbb{R}^N))),
\end{equation}
 and
\begin{equation}\label{y2}
\frac{\delta^{\frac{N}{p} -1}}{\varepsilon}
\nabla_z(\mathcal{T}_{\varepsilon,\delta}(w_{\varepsilon,\delta}))1_{\frac{1}{\delta}Y} \rightharpoonup \nabla_z W \quad
\text{weakly in },  L^q(0,T; L^p(\Omega \times \mathbb{R}^N)).
\end{equation}
 Furthermore, if
\begin{equation}\label{5.0}
k^* = \limsup_{(\varepsilon, \delta) \to (0^+, 0^+)}
\frac{\delta^{\frac{N}{p} -1}}{\varepsilon} <+\infty,
\end{equation}
then one can choose the subsequence  above  and some $U \in   L^q(0,T; L^p(\Omega; L^p_{\rm loc}(\mathbb{R}^N)))$
with
\begin{equation}\label{y3}
\frac{\delta^{\frac{N}{p} -1}}{\varepsilon} \mathcal{T}_{\varepsilon,\delta}(w_{\varepsilon,\delta}) \rightharpoonup U
\quad \text{weakly in }    L^q(0,T; L^p(\Omega; L^p_{\rm loc}(\mathbb{R}^N))).
\end{equation}
\end{theorem}


\begin{proof}
We follow  the arguments  from \cite{cdgo} and  \cite{onofrei}.
The existence of $W$ in the space $ L^q(0,T;L^p(\Omega; L^{p^*}(\mathbb{R}^N)))$ in \eqref{y1}  is a consequence
of estimate  \eqref{x2}.

Let us prove \eqref{y2}.
From Theorem \ref{thm1}(5), we have
 $$
\frac{\delta^{\frac{N}{p} -1}}{\varepsilon}\|\nabla_z \mathcal{T}_{\varepsilon,\delta}( w_{\varepsilon, \delta})\|_{ L^q(0,T; L^p(\Omega \times \frac{1}{\delta}Y))}
\leq |Y|^\frac{1}{p}\|\nabla  w_{\varepsilon, \delta}\|_{ L^q(0,T; L^p(\Omega))},
$$
and thus, there exists $U \in  L^q(0,T; L^p(\Omega \times \mathbb{R}^N))$ such that
\begin{equation}\label{x3}
\frac{\delta^{\frac{N}{p} -1}}{\varepsilon} \nabla_z \mathcal{T}_{\varepsilon,\delta}( w_{\varepsilon, \delta})
1_{\frac{1}{\delta}Y}\rightharpoonup U, \quad \text{weakly in }   L^q(0,T; L^p(\Omega \times \mathbb{R}^N)).
\end{equation}
 Let us show that $U = \nabla_z W$.

For $\varphi \in \mathcal D(\Omega \times \mathbb{R}^N \times ]0,T[)$, in view of
 Definition \ref{locave} one has
\begin{align*}
&\int_0^T\int_{\Omega \times \mathbb{R}^N} \frac{\delta^{\frac{N}{p} -1}}{\varepsilon} \nabla_z
\mathcal{T}_{\varepsilon,\delta} ( w_{\varepsilon, \delta}) \varphi \, dx\,dz\,dt \\
& = \int_0^T\int_{\Omega \times \mathbb{R}^N} \frac{\delta^{\frac{N}{p} -1}}{\varepsilon} \nabla_z
(\mathcal{T}_{\varepsilon,\delta} ( w_{\varepsilon, \delta} - \mathcal M_Y^{\varepsilon}( w_{\varepsilon, \delta}))) \varphi \, dx\,dz\,dt \\
& = - \int_0^T\int_{\Omega \times \mathbb{R}^N} \frac{\delta^{\frac{N}{p} -1}}{\varepsilon}
\mathcal{T}_{\varepsilon,\delta} ( w_{\varepsilon, \delta} - \mathcal M_Y^{\varepsilon}( w_{\varepsilon, \delta})) \nabla_z\varphi \, dx\,dz\,dt.
\end{align*}
Thus, passing to the limit  for any subsequences such that
$(\varepsilon,\delta) \to (0, 0)$   using \eqref{y1} and \eqref{x3} in this equation yields
\begin{align*}
\int_0^T\int_{\Omega \times \mathbb{R}^N} U \varphi \, dx\,dz\,dt
&= - \int_0^T \int_{\Omega \times \mathbb{R}^N} W\nabla_z \varphi \, dx\,dz\,dt \\
&= \int_0^T\int_{\Omega \times \mathbb{R}^N} \nabla_z W \varphi \, dx\,dz\,dt .
\end{align*}
Therefore, $U = \nabla_z W$ and from \eqref{x3}, we have \eqref{y2}.

 Finally,  by using \eqref{xx1},  convergence \eqref{y3} follows from \eqref{5.0}.
\end{proof}

\section{Statement of the main homogenization results}

In this section, we suppose that $N \geq 3$ and that $\varepsilon$ and
 $\delta = \delta(\varepsilon)$ are such that \eqref{5.0} holds, that is,
there  exists the following limit  and is finite:
\begin{equation}\label{cappastar}
k^* \doteq  \lim_{\varepsilon \to 0} \frac{\delta^{\frac{N}{2} - 1}}{\varepsilon} < +\infty.
\end{equation}

 \begin{remark} \rm
 Often in the literature
(see for instance  \cite{murat,co-do,goncha,SZ}), the size of the reference
hole is denoted $a_\varepsilon$. Then \eqref{cappastar} is equivalent to
$$
(k^*)^{\frac {2} {N}}=\lim_{\varepsilon\to 0}
\frac{a_\varepsilon ^{\frac {N-2} {N}}}{\varepsilon}.
$$
The case $k^*>0$ concerns the situation where the reference hole has a
critical size, giving rise to  the ``strange term" (\cite{murat}),
in the homogenized  problem.  The noncritical case  $k^*=0$ does not
present this phenomenon.

 If one assumes that $\delta= a_0 \varepsilon ^\alpha$, for some $a_0$ a
positive constant, then, in order for \eqref{cappastar} to be satisfied,
a simple computation shows that necessarily,
$\alpha=  \frac{2}{N-2}$.
This implies that the size $a_\varepsilon$ of the holes in
$\Omega_{\varepsilon, \delta}^*$   and  $k^*$ are
$$
a_\varepsilon =  a_0 \varepsilon ^ {\frac {N}{N-2}}, \quad
k^* = a_0^{\frac {N-2}{N}}.
$$
These are  precisely the values from  \cite{murat} leading to the presence of
the ``strange term'' in the limit equation.
\end{remark}


We also denote by $M(\alpha, \beta, \Omega)$ the set of $N \times N$ matrices
$A = (a_{ij})_{1 \leq i,j \leq N}$ in $(L^{\infty}(\Omega))^{N \times N}$ such that
\begin{itemize}
\item[(i)] $(A(x)\lambda, \lambda) \geq \alpha |\lambda|^{2}$,

\item[(ii)] $|A(x)\lambda| \leq \beta|\lambda|$,
 \end{itemize}
for any $\lambda \in \mathbb{R}^N$ and almost everywhere on $\Omega$,
where $\alpha, \beta \in \mathbb{R}$ such that $0 < \alpha < \beta$.

\subsection{Wave equation}

 We want to study the asymptotic behavior as $\varepsilon \to 0$, of the problem
\begin{equation}\label{vp}
\begin{gathered}
u_{\varepsilon,\delta} '' (x,t) -\operatorname{div}(A^\varepsilon(x)\nabla u_{\varepsilon,\delta}(x,t))
= f_{\varepsilon,\delta}(x,t)  \quad \text{in }  \Omega^*_{\varepsilon,\delta} \times ]0,T[, \\
u_{\varepsilon,\delta}(x,t) = 0  \quad \text{on }  \partial \Omega^*_{\varepsilon,\delta} \times ]0,T[, \\
u_{\varepsilon,\delta}(x,0) = u_{\varepsilon,\delta}^0(x), \quad u_{\varepsilon,\delta}'(x,0) = u_{\varepsilon,\delta}^1(x) \quad  \text{in} \ \Omega^*_{\varepsilon,\delta}.
\end{gathered}
\end{equation}
We suppose that the data satisfy the following assumptions:
\begin{equation}\label{assume1}
\begin{aligned}
&(i) \quad  A^\varepsilon \in \mathcal M(\alpha, \beta, \Omega), \; A^\varepsilon  \text{ symmetric}, \\
&(ii) \quad f_{\varepsilon,\delta} \in L^2(0,T; L^2(\Omega^*_{\varepsilon,\delta})), \\
&(iii) \quad u_{\varepsilon,\delta}^0 \in H^1_0(\Omega^*_{\varepsilon,\delta}),\\
&(iv) \quad u_{\varepsilon,\delta}^1 \in L^2(\Omega).
\end{aligned}
\end{equation}
Moreover, we assume that
\begin{equation}\label{assume2}
\begin{aligned}
&(i)\quad  u_{\varepsilon,\delta}^0 \rightharpoonup  u^0 \quad  \text{weakly in } L^2(\Omega), \\
&(ii)\quad  u_{\varepsilon,\delta}^1 \rightharpoonup u^1 \quad  \text{weakly in }  L^2(\Omega), \\
&(iii)\quad  f_{\varepsilon,\delta} \rightharpoonup  f \quad \text{weakly in }  L^2(0,T; L^2(\Omega)).
\end{aligned}
\end{equation}
The set
 $$
\mathcal{W}_{\varepsilon, \delta} = \{v_{\varepsilon,\delta} \in  L^2(0,T; H^1_0(\Omega^*_{\varepsilon,\delta})):
v'_{\varepsilon,\delta} \in L^2(0,T; L^2(\Omega^*_{\varepsilon,\delta}))\},
$$
is equipped with the norm
$$
\|v_{\varepsilon,\delta}\|_{\mathcal{W}_{\varepsilon, \delta}} = \|v_{\varepsilon,\delta}\|_{L^2(0,T; H^1_0(\Omega^*_{\varepsilon,\delta}))}
+ \|v'_{\varepsilon,\delta}\|_{L^2(0,T; L^2(\Omega^*_{\varepsilon,\delta}))}.
$$
The variational formulation of problem \eqref{vp} is:
Find $u_{\varepsilon,\delta}\in \mathcal{W}_{\varepsilon, \delta}$ 
such that for all $v \in H^1_0(\Omega^*_{\varepsilon,\delta})$,
\begin{equation}\label{vf}
\begin{gathered}
\begin{aligned}
&\langle u_{\varepsilon,\delta}''(x,t), v(x)\rangle_{(H^1_0(\Omega^*_{\varepsilon,\delta}))', H^1_0(\Omega^*_{\varepsilon,\delta})}
+ \int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon(x) \nabla u_{\varepsilon,\delta}(x,t) \nabla v(x) \,dx  \\
&= \int_{\Omega^*_{\varepsilon,\delta}} f_{\varepsilon,\delta} (x,t)v(x) \, dx \quad \text{in } \mathcal D'(0,T),
\end{aligned}\\
u_{\varepsilon,\delta}(x,0) = u_{\varepsilon,\delta}^0(x), \quad u_{\varepsilon,\delta}'(x,0) = u_{\varepsilon,\delta}^1(x) \quad \text{in }  \Omega^*_{\varepsilon,\delta}.
\end{gathered}
\end{equation}
 Classical results \cite{lion2,ciodon} provide  for
 every fixed $\varepsilon$ and $\delta$ the existence and uniqueness of a solution
 of problem \eqref{vf} such that
$$
u_{\varepsilon,\delta} \in \mathcal C^0([0,T]; H^1_0(\Omega^*_{\varepsilon,\delta})) \cap \mathcal C^1([0,T]; L^2(\Omega^*_{\varepsilon,\delta})),
$$
and satisfies the estimate
\begin{equation}\label{est}
\|u_{\varepsilon,\delta}\|_{L^\infty(0,T; H_0^1(\Omega^*_{\varepsilon,\delta}))}
+ \|u_{\varepsilon,\delta}'\|_{L^\infty(0,T; L^2(\Omega^*_{\varepsilon,\delta}))}\leq C,
\end{equation}
where $C$ is independent of $\varepsilon$ and $\delta$.

\begin{remark}\label{remid}\rm
In the following, we identify functions in $H^1_0(\Omega^*_{\varepsilon,\delta})$ with their zero
extension to $H^1_0(\Omega)$ so that we can write \eqref{est} as
\begin{equation}\label{estprime}
\|u_{\varepsilon,\delta}\|_{L^\infty(0,T; H_0^1(\Omega))}
+ \|u_{\varepsilon,\delta}'\|_{L^\infty(0,T; L^2(\Omega))}\leq C,
\end{equation}
where $C$ is independent of $\varepsilon$ and $\delta$.
\end{remark}

We adapt here for the evolution problem some arguments introduced in \cite{cdgo}.
Let us introduce the functional space
\begin{equation}\label{kb}
K_B = \{\Phi \in L^2(0,T; L^{2^*}(\mathbb{R}^N)):
 \nabla \Phi \in  L^2(0,T; L^{2}(\mathbb{R}^N)), \, \Phi  \text{ is constant on } B\}.
\end{equation}
We also need the following lemmas from \cite{cdgo} in order to pass
to the limit in equation \eqref{vf}.

\begin{lemma}[\cite{cdgo}]\label{lem0}
Let $N \geq 3$. Then, for every $\delta_0 > 0$, the set
$$
\cup_{0< \delta < \delta_0} \{\phi \in H^1_{\rm per}(Y) :
 \phi = 0  \text{ on } \delta B\},
$$
is dense in $H^1_{\rm per}(Y)$.
\end{lemma}

\begin{lemma}[\cite{cdgo}]\label{lem1}
Let $v \in \mathcal D(\mathbb{R}^N) \cap K_B$ (i.e., $v=v(B)$ is constant on $B$) and set
$$
 w_{\varepsilon, \delta} (x) 
= v(B) - v \Big(\frac{1}{\delta} \big\{\frac{x}{\varepsilon}\big\}_Y\Big) \quad 
\text{for }  x \in \mathbb{R}^N.
$$
Then
\begin{equation}\label{weps}
 w_{\varepsilon, \delta} \rightharpoonup v(B) \quad \text{weakly in } H^1(\Omega).
\end{equation}
\end{lemma}


\begin{remark}\label{rem2} \rm
(1)  From the definition of $ w_{\varepsilon, \delta}$ above, one has
$$
\mathcal{T}_{\varepsilon,\delta} ( w_{\varepsilon, \delta})(x,z) = v(B) - v(z) \quad  \text{ in }
 \hat{\Omega}_\varepsilon \times \frac{1}{\delta}Y,
$$
and   consequently (see \cite{cdgo}),
 \begin{equation}\label{tepsweps}
\mathcal{T}_{\varepsilon,\delta}(\nabla  w_{\varepsilon, \delta}) = \frac{1}{\varepsilon\delta} \nabla_z (\mathcal{T}_{\varepsilon,\delta} ( w_{\varepsilon, \delta}))
 = - \frac{1}{\varepsilon\delta} \nabla_z v \quad   \text{in }
\hat{\Omega}_\varepsilon \times \frac{1}{\delta}Y .
 \end{equation}

(2) Let $\{ w_{\varepsilon, \delta}\}$ be a sequence satisfying \eqref{weps}. We have,
\begin{equation}\label{weps1}
\mathcal{T}_{\varepsilon}( w_{\varepsilon, \delta}) \to v(B) \quad   \text{strongly in }  L^2(\Omega \times Y).
\end{equation}
Indeed, it   was       shown in \cite{cdgo} that $\{ w_{\varepsilon, \delta}\}$ is bounded
in $H^1(\Omega)$ so that together with \eqref{weps} and Rellich  compactness
 theorem, one has
$ w_{\varepsilon, \delta} \to v(B)$ strongly in $L^2(\Omega)$;
that is,
$$
\| w_{\varepsilon, \delta} - v(B)\|_{L^2(\Omega)} \to 0.
$$
(see \cite{cdgo}) This, together with  Proposition \ref{tgav2}(2)
 gives \eqref{weps1}.
\end{remark}

 We state now a  homogenization theorem   for  system \eqref{vp}:

\begin{theorem}\label{mainthm}
Under assumptions \eqref{assume1} and \eqref{assume2}, suppose that as
 $\varepsilon \to 0$, there is a matrix field $A$  such that
 \begin{equation}\label{teps1}
\mathcal{T}_{\varepsilon}(A^\varepsilon)(x,y) \to A (x,y) \quad \text{a.e. in }  \Omega \times Y ,
\end{equation}
and as both $\varepsilon, \delta \to 0$, there exists a matrix field $A^0$ such that
 \begin{equation}\label{teps2}
\mathcal{T}_{\varepsilon,\delta}(A^\varepsilon)(x,z) \to A^0(x,z) \quad \text{a.e. in }
 \Omega \times (\mathbb{R}^N \, \backslash \, B) .
\end{equation}
Let $u_{\varepsilon,\delta}$ be the solution of \eqref{vf}. Then there exists $u$ in
$L^\infty(0,T; H^1_0(\Omega))$ and $\hat{u}$ in
$L^\infty(0,T;L^2(\Omega; H^1_{\rm per}(Y)))$    such that
\begin{equation}\label{estimateueps}
\begin{aligned}
&(i) \quad u_{\varepsilon,\delta} \rightharpoonup u \quad  \text{weakly}^* \, \text{in } L^\infty(0,T; H^1_0(\Omega)), \\
&(ii) \quad  u_{\varepsilon,\delta}' \rightharpoonup u' \quad  \text{weakly}^* \, \text{in } L^\infty(0,T; L^2(\Omega)), \\
&(iii)\quad   \mathcal{T}_{\varepsilon}(u_{\varepsilon,\delta}) \rightharpoonup u  \quad \text{weakly}^* \, \text{in } L^\infty(0,T; L^2(\Omega; H^1(Y))),\\
&(iv)\quad  \mathcal{T}_{\varepsilon}(u_{\varepsilon,\delta}') \rightharpoonup u' \quad  \text{weakly}^* \, \text{in } L^\infty(0,T; L^2(\Omega \times Y)).\\
&(v)\quad   \mathcal{T}_{\varepsilon}(\nabla u_{\varepsilon,\delta}) \rightharpoonup \nabla_x u + \nabla_y \widehat{u}  \quad
\text{weakly}^* \text{ in }  L^\infty(0,T; L^2(\Omega\times Y)).
\end{aligned}
\end{equation}
 and $U \in L^2(0,T; L^2(\Omega; L^2_{\rm loc}(\mathbb{R}^N)))$ such that
\begin{equation}\label{a6}\frac{\delta^{\frac{N}{2} - 1}}{\varepsilon} \mathcal{T}_{\varepsilon,\delta}(u_{\varepsilon,\delta}) \rightharpoonup U \quad \text{weakly in }  L^2(0,T; L^2(\Omega; L^2_{\rm loc}(\mathbb{R}^N))),\end{equation} with $U$ vanishing on $\Omega \times B \times ]0,T[$ and $U - k^*u \in L^2(0,T; L^2(\Omega; K_B))$ ($K_B$ being defined by \eqref{kb}).

The couple $(u, \hat{u})$ satisfies the limit equation
\begin{equation}\label{condition1}
\int_Y A(x,y)(\nabla_x u (x,t)+ \nabla_y \hat{u}(x,y,t)) \nabla_y \phi(y) \,dy =0,
\end{equation}
for a.e. $x\in  \Omega$, a.e. $t\in ]0,T[$ and for $\phi \in H^1_{\rm per} (Y)$.
While the function $U$ obeys
\begin{equation}\label{condition2}
\int_{\mathbb{R}^N \backslash B} A^0(x,z) \nabla_z U(x,z,t) \nabla_z v(z) \, dz =0,
\end{equation}
for a.e. $x\in  \Omega$, a.e. $t\in ]0,T[ $ and for all $v \in K_B$,  with
$v_B=0$.

The ordered triplet $(u, \hat{u}, U)$  satisfies  the limit equation
\begin{equation}\label{condition3}
\begin{gathered}
\begin{aligned}
&\langle u''(\cdot, t), \psi\rangle_{(H^1_0(\Omega))', H^1_0(\Omega) } \\
&+  \int_{\Omega \times Y} A(x,y) (\nabla_x u(x,t) + \nabla_y \widehat{u}(x,y,t))  \nabla \psi(x)
\, dx\,dy    \\
&- k^* \int_{\Omega \times \partial B} A^0(x,z) \nabla_z U(x,z,t)
\nu_B  \psi(x)  \, dx\,d\sigma_z  \\
&=  \int_\Omega f(x,t) \psi(x)  \, dx, \quad
\text{for a.e. $t\in]0,T[$ and for all $\psi \in H_0^1(\Omega)$},
\end{aligned} \\
u(x, 0) = u^0, \quad u'(x,0) = u^1 \quad \text{in }   \Omega,
\end{gathered}
\end{equation}
where $\nu_B$ is the inward normal to $\partial B$ and $d\sigma_z$ its
surface measure.
\end{theorem}

  In what follows, we will use the notation  ${m}_{Y}(\cdot)$  for the average
over $Y$ defined as
  $$
{m}_{Y}(v)=\frac{1}{|Y |} \int_{Y }v(y) \,dy, \quad \forall v\in L^1(Y ).
$$
The  result below describes now the homogenized problem in the variable
$(x,t)$ in $\Omega \times ]0,T[$. To this aim, let us consider  the  correctors
$\hat{\chi}_j$, $j = 1, \ldots, N$ solutions of the cell problem;  they are
the same  for domains without holes (see \cite{benssou,ciodon}).
\begin{equation}\label{chi}
\begin{gathered}
\hat{\chi}_j \in L^\infty(\Omega; H^1_{\rm per}(Y)),\\
\int_Y A \nabla(\hat{\chi}_j - y_j) \nabla \varphi \,dy =0
\quad \text{a.e. }  x \in \Omega, \, \forall \varphi \in H^1_{\rm per}(Y)  \\
  {m}_{Y}(\hat{\chi}_j) = 0,
\end{gathered}
\end{equation}
where $A$ is given by \eqref{teps1}.

We consider also the cell problem corresponding to the holes $B$ defining
the corrector  $\theta$ for small holes, introduced in \cite{cdgo},
\begin{equation}\label{theta-cell}
\begin{gathered}
 \theta\in L^\infty(\Omega;K_B  ),\quad \theta(x, B)\equiv 1,
  \\
\int_{\mathbb{R}^N\setminus B}\;\;{^t\kern -1mm A}^0 (x, z)\;\nabla_z
\theta(x, z)\;\nabla_z \Psi(z) \;dz = 0 \\
\text{a.e. for } x\in \Omega , \; \forall\Psi\in K_B \text{ with }
\Psi(B)=0.
 \end{gathered}
\end{equation}

\begin{corollary}\label{maincor}
Under assumptions \eqref{assume1} and \eqref{assume2},
$u \in H_0^1(\Omega)$ is the unique solution of the limit problem
\begin{equation}\label{homprobfin}
\begin{gathered}
u''   - \operatorname{div}(\mathcal A^{\rm hom} \nabla u)
+ (k^*)^2 \Theta u = f  \quad \text{in }  \Omega \times ]0,T[, \\
 u = 0 \quad \text{in }  \partial \Omega \times ]0,T[, \\
 u(x,0) = u^0, \quad u'(x,0) = u^1 \quad \text{in }  \Omega,
\end{gathered}
\end{equation}
where the homogenized matrix field  is
\begin{equation}\label{hommatrix}
\mathcal A^{\rm hom} = {m}_{Y}\Big(a_{ij} +  \sum_{k=1}^N a_{ik}
\frac{\partial \hat{\chi}_j }{\partial y_k}\Big),
\end{equation}
and
\begin{equation}\label{Theta}
\Theta
= \int_{\partial B} \, {^t\kern -1mm A}^0 \nabla_z \theta \nu_B \,d\sigma_z.
\end{equation}
\end{corollary}


\begin{remark} \label{thetapositive} \rm
As shown in \cite{cdgo}, $\Theta$ can be interpreted as the local capacity of $B$.
(See also \cite{murat,pisa}.)   Moreover, from \eqref{theta-cell}
it is easily seen that $\Theta$ is non-negative, i.e.,
$$
\boldsymbol{\Theta} (x) =\int_{ \mathbb{R}^N\setminus B }  A_0 (x,z)\,\nabla_{z}\theta
(x,z)\,\nabla_{z} \theta (x,z)   \; d z\geq 0,
 $$
that is essential for the existence of the solution of the homogenized
system  \eqref{homprobfin}.
\end{remark}

Theorem \ref{mainthm} is proved in the next section together with
Corollary \ref{maincor}.


\subsection{Heat equation}

 We want to study now the asymptotic behavior as $\varepsilon \to 0$ of the problem
\begin{equation}\label{vp1}
\begin{gathered}
u_{\varepsilon,\delta} '(x,t) -\operatorname{div}(A^\varepsilon(x)\nabla u_{\varepsilon,\delta}(x,t))
= f_{\varepsilon,\delta}(x,t)\quad  \text{in } \Omega^*_{\varepsilon,\delta} \times ]0,T[, \\
u_{\varepsilon,\delta}(x,t) = 0 \quad  \text{on } \partial \Omega^*_{\varepsilon,\delta} \times ]0,T[, \\
 u_{\varepsilon,\delta}(x,0) = u_{\varepsilon,\delta}^0(x),  \quad  \text{in } \Omega^*_{\varepsilon,\delta}.
\end{gathered}
\end{equation}
We suppose that the data satisfy the  assumptions:
\begin{equation}\label{assume11}
\begin{aligned}
(i)  & A^\varepsilon \in \mathcal M(\alpha, \beta, \Omega),   \\
(ii) & f_{\varepsilon,\delta} \in L^2(0,T; L^2(\Omega)), \\
(iii) & u_{\varepsilon,\delta}^0 \in  L^2(\Omega).
\end{aligned}
\end{equation}
Moreover, we assume that
\begin{equation}\label{assume21}
\begin{aligned}
(i)  & u_{\varepsilon,\delta}^0 \rightharpoonup  u^0 \quad  \text{weakly in } L^2(\Omega), \\
(iii) & f_{\varepsilon,\delta} \rightharpoonup  f \quad \text{weakly in } L^2(0,T; L^2(\Omega)).
\end{aligned}
\end{equation}
Set
$$
 W_{\varepsilon, \delta} = \{v_{\varepsilon,\delta} \in  L^2(0,T; H^1_0(\Omega^*_{\varepsilon,\delta})) :
 v'_{\varepsilon,\delta} \in L^2(0,T; H^{-1}(\Omega^*_{\varepsilon,\delta}))\},
$$
equipped with the norm
$$
\|v_{\varepsilon,\delta}\|_{ W_{\varepsilon, \delta}} = \|v_{\varepsilon,\delta}\|_{L^2(0,T; H^1_0(\Omega^*_{\varepsilon,\delta}))}
+ \|v'_{\varepsilon,\delta}\|_{L^2(0,T; H^{-1}(\Omega^*_{\varepsilon,\delta}))}.
$$
The variational formulation of problem \eqref{vp1} is:
Find $u_{\varepsilon,\delta} \in  W_{\varepsilon, \delta}$ such that,  for all $ v \in H^1_0(\Omega^*_{\varepsilon,\delta})$,
\begin{equation}\label{vf1}
\begin{gathered}
\begin{aligned}
&\langle u_{\varepsilon,\delta}'(x,t), v(x)\rangle_{(H^1_0(\Omega^*_{\varepsilon,\delta}))', H^1_0(\Omega^*_{\varepsilon,\delta})}
+ \int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon(x) \nabla u_{\varepsilon,\delta}(x,t) \nabla v(x) \,dx  \\
&= \int_{\Omega^*_{\varepsilon,\delta}} f_{\varepsilon,\delta} (x,t)v(x) \, dx \quad \text{in }  \mathcal D'(0,T),
\end{aligned} \\
u_{\varepsilon,\delta}(x,0) = u_{\varepsilon,\delta}^0(x),   \quad \text{in }  \Omega^*_{\varepsilon,\delta}.
\end{gathered}
\end{equation}
For this problem, classical results \cite{ciodon,lion2} provide
for every fixed $\varepsilon$ and $\delta$ the existence and uniqueness of a solution
of problem \eqref{vf1} such that
$$
u_{\varepsilon,\delta} \in L^2(0,T; H^1_0(\Omega^*_{\varepsilon,\delta})) \cap \mathcal C^0([0,T]; L^2(\Omega^*_{\varepsilon,\delta}))
$$
and, according to Remark \ref{remid},  satisfies the estimate
\begin{equation}\label{est1}
\|u_{\varepsilon,\delta}\|_{L^\infty(0,T; L^2(\Omega))} + \|u_{\varepsilon,\delta}'\|_{L^2(0,T; H^1_0(\Omega))}
\leq C,
\end{equation}
where $C$ is independent of $\varepsilon$ and $\delta$.
We have the  following homogenization result for problem  \eqref{vp1}.

\begin{theorem}\label{mainthm1}
Under assumptions \eqref{assume11}, \eqref{assume21},  \eqref{teps1} and
 \eqref{teps2},
let $u_{\varepsilon,\delta}$ be the solution of problem \eqref{vf1}.
Then there exist $u$ in  $L^\infty(0,T; H^1_0(\Omega))$ and
$\hat{u}$ in $L^\infty(0,T;L^2(\Omega; H^1_{\rm per}Y)))$, such that
\begin{equation}\label{estimateueps1}
\begin{aligned}
(i) & u_{\varepsilon,\delta} \rightharpoonup u \quad \text{weakly}^* \, \text{in }
 L^\infty(0,T; H^1_0(\Omega)), \\
(ii) &  \mathcal{T}_{\varepsilon}(u_{\varepsilon,\delta}) \rightharpoonup u  \quad \text{weakly}^* \, \text{in }
 L^\infty(0,T; L^2(\Omega; H^1(Y))),\\
(iii) &  \mathcal{T}_{\varepsilon}(\nabla u_{\varepsilon,\delta}) \rightharpoonup \nabla_x u + \nabla_y \widehat{u}
\quad \text{weakly}^* \text{ in }  L^\infty(0,T; L^2(\Omega\times Y)).
\end{aligned}
\end{equation}
Moreover, there exists  $U \in L^2(0,T; L^2(\Omega; L^2_{\rm loc}(\mathbb{R}^N)))$ such that
\eqref{a6} holds.

The couple $(u, \hat{u})$ still satisfies the limit equation  \eqref{condition1}
while the function $U$ still obeys \eqref{condition2}.

The ordered triplet $(u, \hat{u}, U)$  satisfies  the limit equation
\begin{equation}\label{condition31}
\begin{gathered}
\begin{aligned}
&\langle u'(\cdot, t), \psi\rangle_{(H^1_0(\Omega))', H^1_0(\Omega) }
 - k^*  \int_{\Omega \times \partial B} A^0(x,z) \nabla_z U(x,z,t) \nu_B  \psi(x)
 \, dx\,d\sigma_z    \\
& +  \int_{\Omega \times Y} A(x,y) (\nabla_x u(x,t) + \nabla_y \widehat{u}(x,y,t))  \nabla \psi(x)
 \, dx\,dy  \\
&=  \int_\Omega f(x,t) \psi(x)  \, dx, \quad
 \text{for a.e. }  t\in  ]0,T[  \text{ and for  all }
  \psi \in H_0^1(\Omega),
\end{aligned} \\
 u(x, 0) = u^0   \quad \text{in }  \Omega.
\end{gathered}
\end{equation}
\end{theorem}

On the other hand, the homogenized problem in the variable
 $(x,t) \in \Omega \times ]0,T[$ is given below.

\begin{corollary}\label{maincor1}
Under assumptions \eqref{assume1} and \eqref{assume2}, $u \in H_0^1(\Omega)$
is the unique solution of the limit problem
\begin{gather*}%\label{homprobfin1}
u'   - \operatorname{div}(\mathcal A^{\rm hom} \nabla u)+ (k^*)^2 \Theta u = f
\quad \text{in }  \Omega \times ]0,T[, \\
u = 0 \quad \text{in }  \partial \Omega \times ]0,T[, \\
 u(x,0) = u^0,  \quad \text{in }  \Omega,
\end{gather*}
where the homogenized matrix field $\mathcal A^{\rm hom}$ and the function
 $\Theta$ are given by  \eqref{hommatrix} and
\eqref{Theta}, respectively.
\end{corollary}

 The proofs of Theorem \ref{mainthm1} and Corollary \ref{maincor1}
follow step by step the outlines of those of the corresponding results
for the wave equation, hence we omit here their proofs.

\section{Proof of main results}

Let us now present the proofs of the homogenization results stated in
 the previous section. We adapt here some ideas in \cite{cdgo,donyang}.

\subsection{Proof of Theorem \ref{mainthm}}

We prove the results in several steps.
\smallskip

\noindent\textbf{Step 1.}
The existence of $u \in L^\infty(0,T; H^1_0(\Omega))$ such that up to
subsequences, convergences \eqref{estimateueps}(i)-(ii) hold,
follows from estimate \eqref{est} while the existence of
$\hat{u} \in L^\infty(0,T;L^2(\Omega; H^1_{\rm per} (Y)))     $
and such that convergences \eqref{estimateueps}(iii)-(v) hold,
follows from Proposition \ref{prop0}  (see also Remark \ref{remid}).

On the other hand, from \eqref{estprime} and Theorem \ref{thm3}
there exists a function  $W$ in
$L^2(0,T; L^2(\Omega; L^{2^*}(\mathbb{R}^N)))$ with $\nabla_z W \in  L^2(0,T; L^2(\Omega \times \mathbb{R}^N))$
such that (up to a subsequence)
\begin{equation}\label{a8}
\frac{\delta^{\frac{N}{2} - 1}}{\varepsilon} (\mathcal{T}_{\varepsilon,\delta}(u_{\varepsilon,\delta})
- \mathcal M_Y^{\varepsilon} (u_{\varepsilon,\delta})1_{\frac{1}{\delta}Y }) \rightharpoonup W \quad
 \text{weakly in }   L^2(0,T; L^2(\Omega; L^{2^*}(\mathbb{R}^N))).
\end{equation}
Moreover, in view of \eqref{5.0}, again by Theorem \ref{thm3} there exists
$U$ such that (up to a subsequence) \eqref{a6} holds.
\smallskip

\noindent\textbf{Step 2.}
Let us check the properties of the function $U$.
From (i) and (ii) of \eqref{estimateueps} we have by compactness,
\begin{equation}
u_{\varepsilon,\delta} \to u \quad \text{strongly in }   L^2(0,T; L^2(\Omega)),
\end{equation}
so that from Proposition \ref{tparameter}(2) and \eqref{5.0},
\begin{equation}\label{a7}
\frac{\delta^{\frac{N}{2} - 1}}{\varepsilon} \mathcal M_Y^{\varepsilon} (u_{\varepsilon,\delta})1_{\frac{1}{\delta}Y }
\to k^* u \quad \text{strongly in }  L^2(0,T; L^2(\Omega; L^2_{\rm loc}(\mathbb{R}^N))).
\end{equation}
Thus, from \eqref{a6}, \eqref{a8} and \eqref{a7} we conclude that
$$
U = W + k^* u \quad \text{and} \quad \nabla_z U = \nabla_z W.
$$
 Moreover, by  using \eqref{y2} of Theorem \ref{thm3}, we have
\begin{equation}\label{m1}
\delta^{\frac{N}{2}} \mathcal{T}_{\varepsilon,\delta} (\nabla u_{\varepsilon,\delta})
= \frac{\delta^{\frac{N}{2} - 1}}{\varepsilon} \nabla_z
(\mathcal{T}_{\varepsilon,\delta}(u_{\varepsilon,\delta}))1_{\frac{1}{\delta}Y} \rightharpoonup \nabla_z U \quad
\text{w-} L^2(0,T; L^2(\Omega \times \mathbb{R}^N)).
\end{equation}
Also, from Definition \ref{tepsdel},
$$
\mathcal{T}_{\varepsilon,\delta} (u_{\varepsilon,\delta}) = 0 \quad \text{in }  \Omega \times B \times ]0,T[,
$$
and thus from \eqref{a6}, Definition \ref{locave} and \eqref{a7},
\begin{equation}\label{star11}
U = u = 0 \quad \text{in }  \Omega \times B \times ]0,T[.
\end{equation}
This means that
$$
W = U - k^* u \in L^2(0,T; L^2(\Omega; K_B)).
$$
\smallskip

\noindent \textbf{Step 3.}
Let us prove the first limit equation.
Let $\psi \in \mathcal D(\Omega)$ and $\phi \in C^1_{\rm per} (Y)$
vanishing in a neighborhood of $y=0$, and set
$v_\varepsilon(x) = \varepsilon \psi(x) \phi^\varepsilon (x)$ with
$\phi^\varepsilon (x) = \phi (\frac{x}{\varepsilon})$.
By Proposition \ref{tgav},
\begin{equation}\label{a9}
\mathcal{T}_{\varepsilon}(\nabla v_\varepsilon) \to  \psi \nabla_y \phi \quad \text{strongly in }
L^2(\Omega \times Y).
\end{equation}
Taking $v_\varepsilon$  as a test function in \eqref{vf},  multiplying by
$\varphi \in \mathcal D(0,T)$,  and integrating over $]0, T[$, we obtain
\begin{equation}\label{a10}
\begin{aligned}
 &\int_0^T\int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta} (x,t) v_\varepsilon (x)\varphi''(t)\, dx\,dt \\
 & + \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon (x) \nabla u_{\varepsilon,\delta}(x,t) \nabla v_\varepsilon(x) \varphi (t) \, dx\,dt \\
 &  = \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} f_{\varepsilon,\delta} (x,t) v_\varepsilon(x) \varphi(t) \, dx\,dt.
 \end{aligned}
\end{equation}
Note that this equation can be rewritten as
\begin{equation}\label{abc}
\begin{aligned}
&\varepsilon\int_0^T\int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta}(x,t) \psi(x) \phi^\varepsilon(x)\varphi''(t)\, dx\,dt \\
&+ \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon (x) \nabla u_{\varepsilon,\delta}(x,t) \nabla v_\varepsilon(x) \varphi(t) \, dx\,dt \\
&= \varepsilon\int_0^T\int_{\Omega^*_{\varepsilon,\delta}} f_{\varepsilon,\delta}(x,t) \psi(x) \phi^\varepsilon(x) \varphi(t) \, dx\,dt.
 \end{aligned}
\end{equation}

We first use the unfolding operator $\mathcal{T}_{\varepsilon}$ to pass to the limit in the
second term of the left-hand side of this equation.
Using Proposition \ref{tgav}(2) and Proposition \ref{prop0}(ii)
together with \eqref{teps1} and \eqref{a9}, we obtain
\begin{align*}
&\lim_{\varepsilon \to 0}  \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon(x) \nabla u_{\varepsilon,\delta}(x,t) \nabla v_\varepsilon (x) \varphi(t)
  \, dx\,dt \\
&=   \lim_{\varepsilon \to 0}  \frac{1}{|Y|} \int_0^T \int_{\Omega \times Y} \mathcal{T}_{\varepsilon}(A^\varepsilon)
 \mathcal{T}_{\varepsilon}(\nabla u_{\varepsilon,\delta})\mathcal{T}_{\varepsilon}(\nabla v_\varepsilon) \varphi(t) \, dx\,dy\,dt \\
&= \frac{1}{|Y|} \int_0^T \int_{\Omega \times Y} A (x,y)(\nabla_x u(x,t)
 + \nabla_y \widehat{u}(x,y,t)) \psi(x) \nabla_y \phi(y)\, \varphi(t) \, dx\,dy\,dt.
\end{align*}

On the other hand, the first term on the left-hand side of \eqref{abc} as well
as the term on the right-hand side goes to zero as $\varepsilon \to 0$, which implies
$$
\lim_{\varepsilon \to 0}  \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon (x)\nabla u_{\varepsilon,\delta}(x,t) \nabla v_\varepsilon (x)\varphi(t)
\, dx\,dt = 0,
$$
so that
\begin{equation*}
\int_0^T \int_{\Omega \times Y} A(x,y)(\nabla_x u(x,t) + \nabla_y \hat{u}(x,y,t))
\psi(x) \nabla_y \phi (y)\, \varphi(t)\,dx\,dy\,dt =0.
\end{equation*}
By Lemma \ref{lem0}, we obtain \eqref{condition1} which describes the
asymptotic behavior of the problem based on the oscillations in the
coefficients of \eqref{vf}.

Now, to take into account the effect of the perforations, let us use
$ w_{\varepsilon, \delta} \psi$ as a test function in \eqref{vf}, where $ w_{\varepsilon, \delta}$ is the
function defined in Lemma \ref{lem1} and for $\psi \in \mathcal D(\Omega)$.
Thus, we have
\begin{align*}
&\langle u_{\varepsilon,\delta}''(x,t),  w_{\varepsilon, \delta} (x) \psi(x)\rangle_{(H^1_0(\Omega^*_{\varepsilon,\delta}))', H^1_0(\Omega^*_{\varepsilon,\delta})}\\
& + \int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon (x)\nabla u_{\varepsilon,\delta}(x,t) \nabla  w_{\varepsilon, \delta} (x) \psi(x) \, dx \\
& + \int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon(x) \nabla u_{\varepsilon,\delta}(x,t)  w_{\varepsilon, \delta} (x) \nabla \psi(x) \, dx \\
&=  \int_{\Omega^*_{\varepsilon,\delta}} f_{\varepsilon,\delta} (x,t)  w_{\varepsilon, \delta} (x) \psi(x) \, dx.
\end{align*}
Let $\varphi \in \mathcal D(0,T)$ and multiply the integrands in this equation
and integrate over $]0, T[$,
\begin{equation}\label{a11}
\begin{aligned}
&\int_0^T \int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta}(x,t)  w_{\varepsilon, \delta}(x)  \psi(x) \varphi''(t) \, dx\,dt \\
& + \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon(x) \nabla u_{\varepsilon,\delta}(x,t) \nabla  w_{\varepsilon, \delta} (x)\psi(x) \varphi(t)
 \, dx\,dt \\
& + \int_0^T \int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon (x)\nabla u_{\varepsilon,\delta}(x,t)  w_{\varepsilon, \delta} (x)
 \nabla \psi(x) \varphi(t)\, dx\,dt \\
& = \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} f_{\varepsilon,\delta} (x,t)  w_{\varepsilon, \delta} (x) \psi(x) \varphi(t) \, dx\,dt.
\end{aligned}
\end{equation}
For the first term on the left-hand side of this equation, we apply the
operator $\mathcal T_\varepsilon$. Thus, from Proposition \ref{tgav}(2)(4),
 Proposition \ref{tgav2}(1), Definition \ref{tepsdel} together with
Remark \ref{rem2}(2) and \eqref{estimateueps}(iii), we obtain,
\begin{equation}\label{lim1}
\begin{aligned}
&\lim_{\varepsilon \to 0} \int_0^T \int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta}(x,t)  w_{\varepsilon, \delta}(x) \psi(x) \varphi''(t) \, dx\,dt\\
& =    \lim_{\varepsilon \to 0} \frac{1}{|Y|}\int_0^T \int_{\Omega \times Y} \mathcal{T}_{\varepsilon} (u_{\varepsilon,\delta}) \mathcal{T}_{\varepsilon} ( w_{\varepsilon, \delta})
\mathcal{T}_{\varepsilon}(\psi) \varphi ''(t) \, dx\,dy\,dt \\
& = \frac{v(B)}{|Y|} \int_0^T \int_{\Omega \times Y} u (x,t) \psi(x) \varphi''(t) \, dx,dy\,dt.
\end{aligned}
\end{equation}

For the second term on the left-hand side of equation \eqref{a11},
 we use the operator $\mathcal{T}_{\varepsilon,\delta}$.
Then,  Remark \ref{convtepsphi}, together with  \eqref{cappastar},
 \eqref{teps2}, \eqref{m1}, \eqref{star11}, Proposition \ref{prop1}(2),
Proposition \ref{prop2} and Remark \ref{rem2}(1),  yield
\begin{align*}
&\lim_{\varepsilon \to 0} \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon (x) \nabla u_{\varepsilon,\delta}(x,t)
\nabla  w_{\varepsilon, \delta} (x)\psi(x) \varphi(t) \, dx\,dt \\
&=   \lim_{\varepsilon \to 0} \frac{\delta^N}{|Y|}\int_0^T \int_{\Omega \times \mathbb{R}^N} \mathcal{T}_{\varepsilon,\delta}(A^\varepsilon)
\mathcal{T}_{\varepsilon,\delta} (\nabla u_{\varepsilon,\delta}) \mathcal{T}_{\varepsilon,\delta} (\nabla  w_{\varepsilon, \delta}) \mathcal{T}_{\varepsilon,\delta}(\psi(x)) \varphi(t) \, dx\,dzdt \\
&=  \lim_{\varepsilon \to 0} \frac{   \delta^{N }}{|Y|}\int_0^T \int_{\Omega \times \mathbb{R}^N} \mathcal{T}_{\varepsilon,\delta}(A^\varepsilon)
 \mathcal{T}_{\varepsilon,\delta} (\nabla u_{\varepsilon,\delta}) (-\frac{1}{\varepsilon\delta} \nabla_z v)
 \mathcal{T}_{\varepsilon,\delta}(\psi) \varphi(t) \, dx\,dz\,dt \\
&=   \lim_{\varepsilon \to 0} \Big(- \frac{\delta^{\frac{N}{2} -1}}{\varepsilon|Y|}
 \int_0^T \int_{\Omega \times \mathbb{R}^N}
 \mathcal{T}_{\varepsilon,\delta}(A^\varepsilon) ( \delta ^\frac{N}{2}\mathcal{T}_{\varepsilon,\delta} (\nabla u_{\varepsilon,\delta}) )
  \nabla_z v \mathcal{T}_{\varepsilon,\delta}(\psi) \varphi(t) \, dx\,dz\,dt\Big) \\
&= - \frac{k^*}{|Y|} \int_0^T \int_{\Omega \times \mathbb{R}^N} A^0 (x,z)\nabla_z U(x,z,t)
 \nabla_z v (z) \psi(x) \varphi(t) \, dx\,dzdt \\
&= - \frac{k^*}{|Y|} \int_0^T \int_{\Omega \times(\mathbb{R}^N \backslash B)}
 A^0(x,z) \nabla_z U(x,z,t) \nabla_z v (z) \psi(x) \varphi(t) \, dx\,dz\,dt,
\end{align*}
so that
\begin{equation}\label{lim2}
\begin{aligned}
&\lim_{\varepsilon \to 0} \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon (x)\nabla u_{\varepsilon,\delta}(x,t) \nabla
  w_{\varepsilon, \delta} (x) \psi(x) \varphi(t) \, dx\,dt \\
&= - \frac{k^*}{|Y|} \int_0^T \int_{\Omega \times(\mathbb{R}^N \backslash B)}
 A^0 (x,z)\nabla_z U(x,z,t) \nabla_z v (z)\psi(x) \varphi(t) \, dx\,dz\,dt.
\end{aligned}
\end{equation}

For the third term on the left-hand side of \eqref{a11}, we use $\mathcal{T}_{\varepsilon}$.
From Proposition \ref{tgav}(2)(4), Proposition \ref{tgav2}(1),
Definition \ref{tepsdel} together with Remark \ref{rem2}(2),  \eqref{teps1},
 Proposition \ref{prop0}(ii), passing to the limit gives
\begin{equation}\label{lim3}
\begin{aligned}
&\lim_{\varepsilon \to 0} \int_0^T \int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon(x) \nabla u_{\varepsilon,\delta}(x,t)  w_{\varepsilon, \delta} (x)
\nabla \psi(x) \varphi(t) \, dx\,dt \\
& =    \lim_{\varepsilon \to 0} \frac{1}{|Y|}\int_0^T \int_{\Omega \times Y} \mathcal{T}_{\varepsilon}(A^\varepsilon)
 \mathcal{T}_{\varepsilon} (\nabla u_{\varepsilon,\delta}) \mathcal{T}_{\varepsilon} ( w_{\varepsilon, \delta}) \mathcal{T}_{\varepsilon}(\nabla \psi) \varphi(t) \, dx\,dy\,dt \\
&  = \frac{v(B)}{|Y|} \int_0^T \int_{\Omega \times Y} A(x,y) (\nabla_x u (x,t)
 + \nabla_y \widehat{u}(x,y,t)) \nabla \psi(x) \varphi(t) \, dx\,dy\,dt.
\end{aligned}
\end{equation}
For the term on the right-hand side of equation \eqref{a11},
 we also apply $\mathcal{T}_{\varepsilon}$, Definition \ref{tepsdel}, Remark \ref{rem2}(2),
 Proposition \ref{tgav}(2) and  \eqref{assume2}(iii) and passing to the limit,
yields
\begin{equation}\label{lim4}
\begin{aligned}
&\lim_{\varepsilon \to 0} \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} f_{\varepsilon,\delta} (x,t)  w_{\varepsilon, \delta}(x) \psi(x) \varphi(t) \, dx\,dt \\
&=    \lim_{\varepsilon \to 0} \frac{1}{|Y|}\int_0^T \int_{\Omega \times Y} \mathcal{T}_{\varepsilon}(f_{\varepsilon,\delta})\mathcal{T}_{\varepsilon} ( w_{\varepsilon, \delta}) \mathcal{T}_{\varepsilon}(\psi)
\varphi(t) \, dx\,dy\,dt \\
& = \frac{v(B)}{|Y|} \int_0^T \int_{\Omega \times Y} f (x,t) \psi(x) \varphi(t) \, dx\,dy\,dt.
\end{aligned}
\end{equation}
Thus, combining \eqref{lim1}-\eqref{lim4}, the limit equation of \eqref{a11} is
\begin{equation}\label{plus}
\begin{aligned}
& v(B) \int_0^T \int_{\Omega \times Y} u (x,t) \psi(x) \varphi''(t) \, dx\,dy\,dt \\
& - k^* \int_0^T \int_{\Omega \times(\mathbb{R}^N \backslash B)} A^0 (x,z)
 \nabla_z U(x,z,t) \nabla_z v(z) \psi(x) \varphi(t) \, dx\,dz\,dt \\
&\quad + v(B) \int_0^T \int_{\Omega \times Y} A (x,y) (\nabla_x u(x,t)
+ \nabla_y \widehat{u}(x,y,t))  \nabla \psi(x) \varphi(t) \, dx\,dy\,dt\\
& = v(B) \int_0^T \int_{\Omega \times Y} f(x,t) \psi(x) \varphi(t)  \, dx\,dy\,dt,
\end{aligned}
\end{equation}
which is true for all $\varphi \in \mathcal D(0,T)$, $\psi \in H_0^1(\Omega)$
 and $v \in K_B$. So, we obtain \eqref{condition2} for $v \in K_B$
such that $v(B) =0$.

If $v(B) \neq 0$, by applying Stoke's formula and \eqref{condition2}, we have
\begin{align*}
& \int_0^T \int_{\Omega \times(\mathbb{R}^N \backslash B)} A^0 (x,z)\nabla_z U(x,z,t)
 \nabla_z v(z) \psi(x) \varphi(t) \, dx\,dzdt  \\
&= v(B) \int_0^T \int_{\Omega\times \partial B} A^0(x,z) \nabla_z U(x,z,t)
 \nu_B \psi(x) \varphi(t) \, dx\,d\sigma_z\, dt,
\end{align*}
which used in \eqref{plus} gives   the first equation of problem
\eqref{condition3}.
\smallskip

\noindent\textbf{Step 4.}
It remains now to check the limit initial conditions.
Let $v _\varepsilon = w_{\varepsilon, \delta} \psi$ where $w_{\varepsilon, \delta}$ is given by
Lemma \ref{lem1} and $\psi \in \mathcal D(\Omega)$.
Let $\varphi \in C^\infty([0,T])$ with $\varphi(0) = 1$ and
$\varphi(T) =0$. Take $v_\varepsilon \varphi$ as a test function in \eqref{vf}.
Using the initial condition in \eqref{vf} and by integration by parts,  we have
\begin{align*}
&\int_0^T\int_{\Omega^*_{\varepsilon,\delta}} f_{\varepsilon,\delta}(x,t) v_\varepsilon(x) \varphi(t) \,dx\,dt
 - \int_0^T \int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon(x) \nabla u_{\varepsilon, \delta}(x,t) \nabla v_\varepsilon(x)
 \varphi(t) \, dx\,dt \\
&= \int_0^T \langle u_{\varepsilon,\delta}''(x,t) , v_\varepsilon(x) \rangle _{(H_0^1(\Omega^*_{\varepsilon,\delta}))' H_0^1(\Omega^*_{\varepsilon,\delta})}
  \varphi(t)\, dt \\
&= \int_{\Omega^*_{\varepsilon,\delta}} (u_{\varepsilon,\delta}'(x,t)\varphi(t))\big|_0^T v_\varepsilon(x)\, dx
- \int_0^T \int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta}'(x,t) v_\varepsilon(x) \varphi'(t) \, dx\,dt \\
& = - \int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta}'(x,0) v_\varepsilon(x) \, dx
 - \int_0^T \int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta}'(x,t)v_\varepsilon(x) \varphi(t) '\, dx\,dt\\
&= - \int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta}^1(x) v_\varepsilon(x) \, dx
 - \int_0^T \int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta}'(x,t)v_\varepsilon(x) \varphi(t) '\, dx\,dt.
\end{align*}
In view of \eqref{lim2}-\eqref{lim4} and \eqref{assume2}, passing to the
 limit in this equation yields
\begin{align*}
& v(B) \int_0^T \int_{\Omega \times Y} f(x,t) \psi(x) \varphi(t)  \, dx\,dy\,dt \\
&+ k^* \int_0^T \int_{\Omega \times(\mathbb{R}^N \backslash B)} A^0 (x,z)
 \nabla_z U(x,z,t) \nabla_z v(z) \psi(x) \varphi(t) \, dx\,dz\,dt\\
&- v(B) \int_0^T \int_{\Omega \times Y} A (x,y) (\nabla_x u(x,t)
 + \nabla_y \widehat{u}(x,y,t))  \nabla \psi(x) \varphi(t) \, dx\,dy\,dt \\
&= - v(B) \int_\Omega u^1(x) \psi(x) \, dx -v(B)
 \int_0^T \int_\Omega u'(x,t)\psi(x) \varphi'(t)\, dx\,dt \\
&= - v(B) \int_\Omega u^1(x) \psi(x) \, dx +  v(B) \int_\Omega u'(x,0)\psi(x) \, dx \\
&\quad +  v(B) \int_0^T \langle u''(x,t) , \psi(x)\rangle_{H^{-1}(\Omega),
 H^1_0(\Omega)} \varphi(t)\, dt.
\end{align*}
Combining this equation with \eqref{plus}
yields
\begin{equation}\label{starla}
- \int_\Omega u^1(x) \psi(x)\, dx + \int_\Omega u'(x,0) \psi(x)\, dx =0,
\quad \forall \psi \in \mathcal D(\Omega),
\end{equation}
 which implies $u'(x,0) = u^1(x)$.

For the first initial condition, let us now choose
$\varphi \in C^\infty([0,T])$ with $\varphi(0) = \varphi(T)=\varphi'(T) =0$
and $\varphi'(0)=1$. Let us take again $v_\varepsilon \varphi$ as a test
function in \eqref{vf}. Using the initial conditions in \eqref{vf} and by
 integration by parts, we have
\begin{align*}
&\int_0^T\int_{\Omega^*_{\varepsilon,\delta}} f_{\varepsilon,\delta} (x,t) v_\varepsilon(x,z) \varphi (t)\,dx\,dt
  - \int_0^T \int_{\Omega^*_{\varepsilon,\delta}} A^\varepsilon (x)  \nabla u_{\varepsilon,\delta}(x,t) \nabla v_\varepsilon(x,z)
\varphi(t) \, dx\,dt \\
& = \int_0^T \langle u_{\varepsilon,\delta}''(x,t) ,
 v_\varepsilon(x,z) \rangle _{(H_0^1(\Omega^*_{\varepsilon,\delta}))' H_0^1(\Omega^*_{\varepsilon,\delta})} \varphi(t)\, dt \\
&= \int_{\Omega^*_{\varepsilon,\delta}} (u_{\varepsilon,\delta}'(x,t)\varphi(t))\big|_0^T v_\varepsilon(x)\, dx
- \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta}'(x,t) v_\varepsilon(x)\varphi'(t)\, dx  \\
& = -\int_{\Omega^*_{\varepsilon,\delta}} (u_{\varepsilon,\delta}(x,t)\varphi'(t))\big|_0^T v_\varepsilon(x)\, dx
- \int_0^T \int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta} (x,t) v_\varepsilon(x) \varphi''(x,t) \, dx\,dt \\
&= - \int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta}(x,0) v_\varepsilon(x) \,dx
 - \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta} (x,t) v_\varepsilon(x) \varphi''(x,t) \, dx\,dt  \\
&= - \int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta}^0(x) v_\varepsilon(x) \,dx
 - \int_0^T\int_{\Omega^*_{\varepsilon,\delta}} u_{\varepsilon,\delta} (x,t) v_\varepsilon(x) \varphi''(x,t) \, dx\,dt
\end{align*}
By similar argument as those used to obtain \eqref{starla},
in view of \eqref{lim2}-\eqref{lim4}, the initial conditions in \eqref{vf}
together with \eqref{assume2}, passing to the limit and combining
with \eqref{plus} gives
$$
- \int_\Omega u^0(x) \psi(x)\, dx +  \int_\Omega u(x,0) \psi(x)\, dx = 0,
\quad \forall \psi \in \mathcal D(\Omega),
$$
which implies $u(x,0) = u^0(x)$. This concludes the proof.


\begin{proof}[Proof of Corollary \ref{maincor}]
Let us show first that $\hat{u}$ can be expressed as function of $u$.
This is a  standard procedure  in homogenization, see for instance
 \cite{benssou} or \cite{ciodon}.
To do so, let us have a look at equation \eqref{condition1}.
 Recalling the cell problems \eqref{chi} defining the functions
$\hat{\chi}_j$, $j = 1, \ldots, N$,   this equation  allows as to  write
$\hat{u}$ in the  form
\[
\widehat u(x,y)= -\sum_{j=1}^n \widehat \chi_j(y)\frac{\partial u_0}{\partial x_j}
+\tilde u (x),
\]
 with $\tilde u $  unknown.

Plugging this formula in the second integral from  \eqref{condition3} yields
\begin{equation}\label{homeqn}
\begin{aligned}
&\langle u'', \psi\rangle_{(H^1_0(\Omega))', H^1_0(\Omega) }
- k^*  \int_{\Omega \times \partial B} A^0 \nabla_z U \nu_B  \psi \, d\sigma_z  \\
&+  \int_\Omega \mathcal A^{\rm hom} \nabla u  \nabla \psi \, dx
= \int_\Omega f \psi  \, dx,
\end{aligned}
\end{equation}
for a.e. $t \in \, ]0,T[$ and where $\mathcal A^{\rm hom}$ is given by
\eqref{hommatrix}.

Taking into account the initial conditions of $u$, we derive that
\eqref{homeqn} is the variational formulation of the problem
\begin{equation}\label{homprob}
\begin{gathered}
u''  - k^* \int_{\partial B} A^0 \nabla_z U \nu_B \, d\sigma_z
+ \operatorname{div}(\mathcal A^{\rm hom} \nabla u)= f \quad \text{in }
 \Omega \times ]0,T[, \\
 u = 0 \quad \text{in }  \partial \Omega \times ]0,T[, \\
u(x,0) = u^0, \quad  u'(x,0) = u^1 \quad \text{in }  \Omega,
\end{gathered}
\end{equation}
where $u'' \in L^2(0,T; H^{-1} (\Omega))$. Classical results give
$$
u \in C^0([0,T]; L^2(\Omega)) \quad \text{and} \quad
u' \in C^0([0,T]; H^{-1} (\Omega)).
$$
Finally, the same computation as in \cite{cdgo} shows that the second
term in the first equation of \eqref{homprob}  satisfies
\begin{equation}\label{relation}
 \int_{\partial B} A^0 \nabla_z U \nu_B \, d\sigma_z
= -k^* u\Big(\int_{\partial B} \, ^tA^0 \nabla_z \theta \nu_B \,d\sigma_z\Big),
\end{equation}
for a.e. $t \in ]0,T[$, where $\theta$ is the solution of  \eqref{theta-cell}.
Thus, problem \eqref{homprob} can be rewritten as \eqref{homprobfin}
where $\Theta$ is given by \eqref{Theta}.
\end{proof}

\subsection*{Acknowledgments}
The first author would like to extend her gratitude to Professors
A. Damlamian and G. Griso for some meaningful discussions on the topic
 and to the Office of the Vice President for Academic Affairs of
the University of the Philippines Diliman (under ECWRG) for the
financial support for this project.

The authors are also deeply indebted to  D. Cioranescu for several
discussions and comments, as well as with David G\'omez-Castro for a
careful lecture of a preliminary version of the paper and several suggestions,
 that improved the paper.

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\end{thebibliography}

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