\documentclass[reqno]{amsart}
\usepackage{hyperref}

\AtBeginDocument{{\noindent\small
\emph{Electronic Journal of Differential Equations},
Vol. 2017 (2017), No. 19, pp. 1--15.\newline
ISSN: 1072-6691. URL: http://ejde.math.txstate.edu or http://ejde.math.unt.edu}
\thanks{\copyright 2017 Texas State University.}
\vspace{8mm}}

\begin{document}
\title[\hfilneg EJDE-2017/19\hfil Perturbed biharmonic equations]
{Semiclassical solutions of perturbed biharmonic equations with critical
nonlinearity}

\author[Y. He, X. Tang, W. Zhang \hfil EJDE-2017/19\hfilneg]
{Yubo He, Xianhua Tang, Wen Zhang}

\address{Yubo He \newline
School of Mathematics and Statistics,
Central South University,
Changsha, 410083 Hunan, China. \newline
Department of Mathematics, Huaihua College,
 Huaihua, 418008 Hunan, China}
\email{hybmath@163.com}

\address{Xianhua Tang \newline
School of Mathematics and Statistics,
Central South University,
Changsha, 410083 Hunan, China}
\email{tangxh@mail.csu.edu.cn}

\address{Wen Zhang (corresponding author)\newline
School of Mathematics and Statistics,
Hunan University of Commerce,
Changsha, 410205 Hunan, China}
\email{zwmath2011@163.com}

\dedicatory{Communicated by Claudianor O. Alves}

\thanks{Submitted November 15, 2016. Published January 16, 2017.}
\subjclass[2010]{35J35, 35J60, 58E05, 58E50}
\keywords{Perturbed biharmonic equation; semiclassical solution;
\hfill\break\indent critical nonlinearity}

\begin{abstract}
 We consider the perturbed biharmonic equations
 \[
 \varepsilon^4\Delta^2u+V(x)u=f(x,u),\quad x\in\mathbb{R}^N
 \]
 and
 \[
 \varepsilon^4\Delta^2u+V(x)u=Q(x)|u|^{2^{\ast\ast}-2}u+f(x,u),
 \quad x\in\mathbb{R}^N
 \]
 where $\Delta^2$ is the biharmonic operator, $N\geq 5$,
 $2^{\ast\ast}=\frac{2N}{N-4}$ is the Sobolev critical exponent,
 $Q(x)$ is a bounded positive function. Under some mild conditions on
 $V$ and $f$, we show that the above equations have at least one
 nontrivial solution provided that $\varepsilon \leq \varepsilon_0$,
 where the bound $\varepsilon_0$ is formulated in terms of $N, V, Q$ and $f$.
\end{abstract}

\maketitle
\numberwithin{equation}{section}
\newtheorem{theorem}{Theorem}[section]
\newtheorem{lemma}[theorem]{Lemma}
\newtheorem{remark}[theorem]{Remark}
\allowdisplaybreaks


\section{Introduction}

We study the perturbed biharmonic equations with subcritical nonlinearity
\begin{equation}\label{1.1}
\begin{gathered}
 \varepsilon^4\Delta^2u+V(x)u=f(x,u), \quad x\in \mathbb{R}^N,\\
 u\in H^2(\mathbb{R}^N),\quad u(x)\to 0, \quad \text{as }|x|\to \infty,
 \end{gathered}
\end{equation}
and with critical nonlinearity
\begin{equation}\label{1.2}
\begin{gathered}
 \varepsilon^4\Delta^2u+V(x)u=Q(x)|u|^{2^{\ast\ast}-2}u+f(x,u), \quad
 x\in \mathbb{R}^N,\\
 u\in H^2(\mathbb{R}^N),\quad u(x)\to 0,\quad \text{as }|x|\to \infty,
 \end{gathered}
\end{equation}
where $\varepsilon>0$ is small, $\Delta^2$ is the biharmonic
operator, $N\geq5$, $2^{\ast\ast}=2N/(N-4)$ denotes the
Sobolev critical exponent; $V, Q: \mathbb{R}^N\to
\mathbb{R}\in C(\mathbb{R}^N, \mathbb{R})$. In this paper, we are
interested in the existence of semiclassical solutions for the above
equations.

When $\Omega$ is a bounded domain of $\mathbb{R}^N$, the problem
\begin{gather*}
\Delta^2 u +c\Delta u =f(x,u)\quad \text{in } \Omega,\\
u=\Delta u=0 \quad\text{on }  \partial\Omega,
\end{gather*}
has been extensively investigated in recent years.
This problem arises in the study of traveling waves in suspension bridges
(see \cite{CM,LM,MW}) and the study of the static deflection of an
elastic plate in a fluid.
For  results on multiple nontrivial and sign
changing solutions of problem \eqref{1.2} we refer the readers to
\cite{AN, AN1, AE,FW,PWT,Tang, WZZ,W,YZ, Z,ZL,ZTCZ, ZW1, ZW2} and the 
references therein.


Problems in the whole space $\mathbb{R}^N$ have been
considered in several works; see for example 
\cite{CM1,CBT,LCW,NSY,PS,W2,WS,YS,YT1,YT2,YW,ZTZ,ZTZ1,ZTZ2,ZTZ3}. To our knowledge, there
are only two papers \cite{PS,W2} on the singularly perturbation
problem. In \cite{PS}, the authors dealt with the autonomous problem
\begin{gather*}
\varepsilon^4\Delta^2 u +V(x) u =f(u)\quad \text{in }\mathbb{R}^N,\\
u\in H^2(\mathbb{R}^N),
\end{gather*}
where $\varepsilon>0$, $N\geq5$, and $V:\mathbb{R}^N\to
\mathbb{R}$ is such that there exists a bounded domain
$\Omega\subset\mathbb{R}^N$ and $x_0\in\Omega$ with
$0<V(x_0)=\inf_{\mathbb{R}^N}V<\inf_{\partial\Omega}V$. A family
of solutions was proved to exist and to be concentrated at a point in
the limit. Motivated by Ding and Lin \cite{DL}, Wang \cite{W2}
studied the existence of semiclassical solutions of non-autonomous
problem \eqref{1.2} under the following assumptions: 
\begin{itemize}
\item[(A1)] $V\in C(\mathbb{R}^N)$, $0=\min V\leq V(x)$ and
there exists $b>0$ such that $\mathcal{V}_{b}:=\{x\in \mathbb{R}^N: V(x)<b\}$
has finite Lebesgue measure;

\item[(A2)] $Q\in C(\mathbb{R}^N)$ and $0<Q_{1}:=\inf Q\leq \sup Q:=Q_{2}<\infty$;

\item[(A3)] $f\in C(\mathbb{R}^N\times \mathbb{R}, \mathbb{R})$
and there exist constants $p_0\in (2, 2^{\ast\ast})>0$ and $c>0$ such that
\[
|f(x, t)| \leq c(1+|t|^{p_0-1}), \quad \forall (x, t)\in \mathbb{R}^N\times 
\mathbb{R};
\]

\item[(A4)] $f(x, t)=o(|t|)$, as $|t|\to 0$ uniformly in $x$.

\item[(A5)] There exist $c_0>0$ and $p>2$ such that
$F(x, t) \geq c_0|t|^{p}$ for all $(x,t)$.

\item[(A6)] There exists $2<\mu <2^{\ast\ast}$ such that
\[
 \mu F(x, t) \leq f(x, t)t\quad \text{for all $(x, t)$, where }
F(x, t)=\int_0^{t}f(x, s)ds
\]
\end{itemize}

It is worth pointing out that a crucial technique from \cite{W2}
is used in the process of proof: for any $(PS)_{c}$ sequence
$\{u_{n}\}$ for $I_{\lambda}$ with $u_{n}\rightharpoonup u$, where
$\lambda=\varepsilon^{-2}$ and
\begin{equation*}
I_{\lambda}(u)=\frac{1}{2}\int_{\mathbb{R}^N}(|\Delta u|^2+\lambda|u|^2)dx
-\frac{\lambda}{2^{\ast\ast}}\int_{\mathbb{R}^N}Q(x)|u|^{2^{\ast\ast}}dx
-\lambda\int_{\mathbb{R}^N}F(x, u)dx,
\end{equation*}
the author constructed a new sequence $\{v_{n}\}$ such that
$I_{\lambda}$, $I'_{\lambda}$ satisfy BL-splits, i.e.,
\begin{equation*}
I_{\lambda}(v_{n})\to c-I_{\lambda}(u),\quad I'_{\lambda}(v_{n})\to0.
\end{equation*}
With the aid of this property, the author showed that $I_{\lambda}$
satisfies the $(PS)$-condition at the levels less than
$\alpha_0\lambda^{1-\frac{N}{4}}$ with some $\alpha_0>0$
independent of $\lambda$. Based on such arguments, there are many
works devote to semilinear Schr\"{o}inger equations, to quasilinear
Schr\"{o}inger equations and elliptic system, we refer readers to
\cite{CST,DS,DW,YD,YSD,YW1,ZZX} and the references therein.

Inspired by \cite{W2,LT},  we
 consider problems \eqref{1.1} and \eqref{1.2}. The
main ingredients of our work are two aspects. On the one hand, our
aim is to weaken the above conditions to generalize and improve the
result in \cite{W2}; on the other hand, we will develop a more
direct and simpler approach. The novel approach not only makes such
an extension possible but also lead to some better results. For
example, it enable us to give an explicit upper bound for the
parameter $\varepsilon$.

To state our results, we make the following assumptions which are 
considerably weaker than the ones in the previous work:
\begin{itemize}
\item[(A7)] $F(x,t)\geq0$ and $\lim_{t\to \infty}|F(x,t)|/|t|^2=\infty$ 
uniformly in $x$, and there
exist $a_0>0, T_0>0$ and $q\in (2, 2^{\ast\ast})$ such that
\begin{gather*}
F(x, t) \geq a_0|t|^{q}, \quad \forall (x, t)\in \mathbb{R}^N\times
[-T_0, T_0], 
\\
t^{-2}h^{6-N}\int_{|x|\leq h}F(\lambda ^{-1/4}x, t/h)dx
\geq \frac{(4N^2+2)S_{N}}{N(1-2^{-N})^2}, \quad \forall h\geq 1,\; \lambda\geq 1,\;
 t\geq hT_0,
\end{gather*}
where and in the sequel, $S_{N}=\operatorname{meas}(B_{1}(0))
=\frac{2\pi N/2}{N\Gamma (N/2)}$;

\item[(A8)] $\mathcal{F}(x, t):=\frac{1}{2}tf(x, t)-F(x, t)\geq 0$ for all
$(x, t)\in \mathbb{R}^N\times \mathbb{R}$, and there exist 
$R_0>0, a_{1}>0$ and
$\kappa>\max\{1, \frac{N}{4}\}$ such that
\begin{gather*}
tf(x, t)\le \frac{b}{3}|t|^2, \quad \forall  (x, t)\in \mathbb{R}^N\times \mathbb{R}, \;
 |t|\le R_0, \\
|f(x, t)|^{\kappa}\le a_1|t|^{\kappa}\mathcal{F}(x, t), \quad \forall 
 (x, t)\in \mathbb{R}^N\times \mathbb{R}, \; |t|\ge R_0;
\end{gather*}

\item[(A9)]
$tf(x, t)\ge 2F(x, t)$ for all  $(x, t)\in \mathbb{R}^N\times \mathbb{R}$ and
there exist $a_*>0$, $T_{1}>0$ and $q\in (2, 2^{\ast\ast})$ such
that
\[
\frac{1}{2^{\ast\ast}}Q(x)|t|^{2^{\ast\ast}}+F(x, t)\ge a_*|t|^q,
\quad \text{for } (x, t)\in \mathbb{R}^N\times [-T_1, T_1].
\]
\end{itemize}

In  light of (A3)--(A4), there exist $R_*>0$ and $a_2>0$ such that
 \begin{gather}\label{1.3}
 Q(x)|t|^{2^{\ast\ast}}+tf(x, t)\le \frac{b}{3}|t|^2, \quad \forall 
 (x, t)\in \mathbb{R}^N\times \mathbb{R}, \; |t|\le R_*, \\
\label{1.4}
 tf(x, t)\le a_2Q(x)|t|^{2^{\ast\ast}}, \quad \forall  (x, t)\in \mathbb{R}^N\times \mathbb{R}, \;
 |t|\ge R_*.
 \end{gather}

\begin{remark} \label{rmk1.1}\rm
It is easy to check that the conditions (A7), (A8) and (A9) are weaker than 
 (A5) and (A6). It is well known that many nonlinearities such as
 \begin{equation}\label{1.01}
f(x,t)=t\ln(1+|t|),
\end{equation}
 do not satisfy (A6). A crucial role that (A6) plays is to ensure the 
boundedness of Palais-Smale sequences.
\end{remark}

 Now we only show that $f(x,t)$ satisfies (A7) and (A8). 
Indeed, by a straightforward computation,
\begin{gather*}
F(x,t)=\frac{t^2-1}{2}\ln(1+|t|)+\frac{1}{4}|t|(2-|t|), \\
\mathcal{F}(x,t)=\frac{1}{2}tf(x,t)-F(x,t)
=\frac{1}{2}\ln(1+|t|)+\frac{1}{4}|t|(|t|-2).
\end{gather*}
Observe that, letting $h\geq1$, $t\geq hT_0$ for some $T_0\geq2$, we have
\begin{align*}
&t^{-2}h^{6-N}\int_{|x|\leq h} F(\lambda^{-1/4}x,t/h)dx\\
&=t^{-2}h^{6-N}\int_{|x|\leq h}\big[\frac{(\frac{t}{h})^2-1}{2}
\ln\big(1+\frac{t}{h}\big)+\frac{\frac{t}{h}(2-\frac{t}{h})}{4}\big]dx\\
&=\frac{1}{N}S_{N}h^Nt^{-2}h^{6-N}
\big[\frac{t^2-h^2}{2h^2}\ln\big(1+\frac{t}{h}\big)+\frac{t(2h-t)}{4h^2}\big]\\
&=\frac{1}{2N}S_{N}h^4\big[\big(1-(\frac{h}{t})^2\big)
\ln\big(1+\frac{t}{h}\big)+\frac{1}{2}\big(\frac{2h}{t}-1\big)\big]\\
&\geq \frac{1}{2N}S_{N}\big[(1-T_0^{-2})\ln(1+T_0)+\frac{1}{T_0}-\frac{1}{2}
 \big]\\
&\geq \frac{1}{2N}S_{N}\big[\frac{3}{4}\ln(1+T_0)-\frac{1}{2}\big].
\end{align*}
This implies that
\[
t^{-2}h^{6-N}\int_{|x|\leq h} F(\lambda^{-1/4}x,t/h)dx
\geq\frac{(4N^2+2)S_{N}}{N(1-2^{-N})^2},\quad \forall h\geq1, t\geq hT_0
\]
for suitable large $T_0$. When $t\in[-T_0,T_0]$, it is easy to see 
that there exist $\theta>0$ such that
\[
\theta|t|\leq \ln(1+|t|)\leq e^{-1}|t|,
\]
then
\begin{align*}
F(x,t)&=\frac{t^2-1}{2}\ln(1+|t|)+\frac{1}{4}|t|(2-|t|)\\
&\geq \frac{\theta}{2}|t|^{3}-\frac{1}{2}|t|^2
+\big(\frac{1}{2}-\frac{e^{-1}}{2}\big)|t|.
\end{align*}
Thus, there exist $a_0>0$ and $q\in (2,2^{**})$ such that
\[
F(x,t)\geq a_0|t|^{q},\quad t\in[-T_0,T_0].
\]
From the above fact, we deduce that \eqref{1.01} satisfies  (A7). 
On the other hand, we note that
\begin{align*}
\mathcal{F}(x,t)&=\frac{1}{2}tf(x,t)-F(x,t)=\frac{1}{2}\ln(1+|t|)
 +\frac{1}{4}|t|(|t|-2)\\
&\geq \frac{1}{2}|t|-\frac{1}{4}|t|^2+\frac{1}{4}|t|^2-\frac{1}{2}|t|=0.
\end{align*}
By a straightforward computation, there exist $R_0>0$, $a_{1}>0$ and 
$\kappa>\max\{1,\frac{N}{4}\}$ such that
\[
tf(x, t)=t^2\ln(1+|t|)\le \frac{b}{3}|t|^2, \quad  |t|\le R_0,
\]
and
\[
|\frac{f(x, t)}{t}|^{\kappa}=\big(\ln(1+|t|)\big)^{\kappa}
\le a_1\big(\frac{1}{2}\ln(1+|t|)+\frac{1}{4}|t|(|t|-2)\big)
= a_1\mathcal{F}(x, t), \quad  |t|\ge R_0.
\]
This shows that \eqref{1.01} satisfies  (A8).

The main results of this article are the following theorems.

 \begin{theorem} \label{thm1.2}
 Assume that {\rm (A1), (A3), (A4), (A7), (A8)} are satisfied. 
Then there exists $\varepsilon_0>0$, such that for 
$0<\varepsilon\le \varepsilon_0$,
equation \eqref{1.1} has a solution $u_{\varepsilon}$ satisfying
\begin{gather*}
 0<\Phi_{\varepsilon^{-4}}(u_{\varepsilon}) 
\le \frac{b^{(4\kappa-4)/4}}{3^{\kappa}a_1
 \left(\gamma_{2^{\ast\ast}}\gamma_0\right)^{N/2}}\varepsilon^{N-4}, \\
 \int_{\mathbb{R}^N}\mathcal{F}(x, u_{\varepsilon})\mathrm{d}x
\le \frac{b^{(4\kappa-4)/4}}{3^{\kappa}a_1
 \big(\gamma_{2^{\ast\ast}}\gamma_0\big)^{N/2}}\varepsilon^N.
\end{gather*}
\end{theorem}

 \begin{theorem} \label{thm1.3}
 Assume that {\rm (A1)--(A4),  (A9)} are satisfied. 
Then there exists $\varepsilon_{\ast}>0$, such that for 
$0<\varepsilon\le \varepsilon_{\ast}$, equation \eqref{1.2} has a solution 
$u_{\varepsilon}$ satisfying 
\begin{gather*}
0<\Phi_{\varepsilon^{-4}}(u_{\varepsilon}) 
\le \frac{Q_2}{[3(1+a_2)Q_2]^{N/4}N(\gamma_{2^{\ast\ast}}
 \gamma_0)^{N/2}}\varepsilon^{N-4}, \\
 \int_{\mathbb{R}^N}\mathcal{F}(x, u_{\varepsilon})\mathrm{d}x
+\frac{2}{N}\int_{\mathbb{R}^N}Q(x)|u_{\varepsilon}|^{2^{\ast\ast}}\mathrm{d}x\le
 \frac{Q_2}{[3(1+a_2)Q_2]^{N/4}N(\gamma_{2^{\ast\ast}}\gamma_0)^{N/2}}
\varepsilon^N.
\end{gather*}
\end{theorem}

Next, instead of handling \eqref{1.1} and \eqref{1.2}
 directly, but handle the equivalent problems. 
Let $\lambda=\varepsilon^{-4}$, then equations \eqref{1.1} and \eqref{1.2}
are equivalent to the following equations respectively
\begin{equation}\label{1.5}
 \begin{gathered}
 \Delta^2u+\lambda V(x)u=\lambda f(x,u), \quad  x\in \mathbb{R}^N,\\
 u\in H^2(\mathbb{R}^N),\quad u(x)\to 0, \quad \text{as } |x|\to \infty,
 \end{gathered}
\end{equation}
and
\begin{equation}\label{1.6}
\begin{gathered}
 \Delta^2u+\lambda V(x)u=\lambda Q(x)|u|^{2^{\ast\ast}-2}u+\lambda f(x,u), 
\quad x\in \mathbb{R}^N,\\
 u\in H^2(\mathbb{R}^N),\quad  u(x)\to 0,\quad \text{as } |x|\to \infty,
 \end{gathered}
\end{equation}
Therefore, Theorems \ref{thm1.2} and \ref{thm1.3} are equivalent to the
 following theorems.

 \begin{theorem} \label{thm1.4}
 Assume that {\rm  (A1), (A3), (A4), (A7),  (A8)} are satisfied. 
Then there exists $\lambda_0>1$, such that for $\lambda\ge \lambda_0$, 
equation \eqref{1.5} has a solution $u_{\lambda}$ satisfying
\begin{gather*}
0<\Phi_{\lambda}(u_{\lambda})
 \le \frac{b^{(4\kappa-4)/4}}{3^{\kappa}a_1
 \left(\gamma_{2^{\ast\ast}}\gamma_0\right)^{N/2}}\lambda^{1-N/4}, \\
\int_{\mathbb{R}^N}\mathcal{F}(x, u_{\lambda})\mathrm{d}x
\le \frac{b^{(4\kappa-4)/4}}{3^{\kappa}a_1
 \left(\gamma_{2^{\ast\ast}}\gamma_0\right)^{N/2}}\lambda^{-N/4}.
\end{gather*}
\end{theorem}

 \begin{theorem} \label{thm1.5}
 Assume that {\rm (A1)--(A4), (A9)} are satisfied. 
Then there exists $\lambda_*>1$, such that for $\lambda\ge \lambda_*$, 
equation \eqref{1.6} has a solution $u_{\lambda}$ satisfying
\begin{gather*}
0<\Phi_{\lambda}(u_{\lambda}) \le \frac{Q_2}{[3(1+a_2)Q_2]^{N/4}
N(\gamma_{2^{\ast\ast}}\gamma_0)^{N/2}}\lambda^{1-N/4}, \\
\int_{\mathbb{R}^N}\mathcal{F}(x, u_{\lambda})\mathrm{d}x
+\frac{2}{N}\int_{\mathbb{R}^N}Q(x)|u_{\lambda}|^{2^{\ast\ast}}\mathrm{d}x
 \le \frac{Q_2}{[3(1+a_2)Q_2]^{N/4}N(\gamma_{2^{\ast\ast}}
\gamma_0)^{N/2}}\lambda^{-N/4}.
\end{gather*}
\end{theorem}

In the next section, we provide some preliminaries and then prove these theorems.


\section{Proof of the main results}
 
 To prove our results, first, we introduce the working space
 $$
 E=\big\{u\in H^2(\mathbb{R}^N) : \int_{\mathbb{R}^N} V(x)|u|^2\mathrm{d}x< +\infty \big\}
 $$
 and the associated norm
 $$
 \|u\|=\Big(\int_{\mathbb{R}^N} [|\Delta{u}|^2+\lambda V(x)|u|^2]\mathrm{d}x\Big)^{1/2},
 \quad u\in E.
 $$
By using (A1) and the Sobolev inequality,
 we can demonstrate that there exists a constant $\gamma_0>0$ independent 
of $\lambda$ such that
 \begin{equation}\label{2.1}
 \|u\|_{H^2(\mathbb{R}^N)}\le \gamma_0\|u\|, \quad \forall  u\in E, \; \lambda\ge 1.
 \end{equation}
This shows that $(E, \|\cdot\|)$ is a Banach space for $\lambda \ge 1$.
 Furthermore, by  the Sobolev embedding theorem, we have
 \begin{equation}\label{2.2}
 \|u\|_{s}\le \gamma_s\|u\|_{H^2(\mathbb{R}^N)}\le \gamma_s\gamma_0\|u\|,
 \quad \forall  u\in E, \; \lambda\ge 1, \; 2\le s\le
 2^{\ast\ast},
 \end{equation}
 where and in the sequel, by $\|\cdot\|_{s}$ we denote the usual
 norm in space $L^{s}(\mathbb{R}^N)$.

Let
 \begin{equation}\label{2.3}
 \Phi_{\lambda}(u)=\frac{1}{2}\int_{\mathbb{R}^N}\left(|\Delta u|^2+\lambda V(x)|u|^2\right)
\mathrm{d}x-\lambda\int_{\mathbb{R}^N}F(x, u)\mathrm{d}x
 \end{equation}
 and
 \begin{equation}\label{2.4}
\begin{aligned}
 \Psi_{\lambda}(u)
&=\frac{1}{2}\int_{\mathbb{R}^N}\left(|\Delta u|^2+\lambda V(x)|u|^2\right)\mathrm{d}x
 -\frac{\lambda}{2^{\ast\ast}}\int_{\mathbb{R}^N}Q(x)|u|^{2^{\ast\ast}}
 \mathrm{d}x \\
&\quad -\lambda\int_{\mathbb{R}^N}F(x, u)\mathrm{d}x.
\end{aligned}
 \end{equation}
It is well known that $\Phi_{\lambda}$ and $\Psi_{\lambda}$
 are of $C^1(E, \mathbb{R})$, and
 \begin{equation}\label{2.5}
 \langle\Phi'_{\lambda}(u), v\rangle=\int_{\mathbb{R}^N}\left(\Delta u\Delta v
 +\lambda V(x)uv\right)\mathrm{d}x-\lambda\int_{\mathbb{R}^N}f(x, u)v\mathrm{d}x,
 \quad  \forall  u, v\in E
 \end{equation}
 and
 \begin{equation}\label{2.6}
\begin{aligned}
 \langle\Psi'_{\lambda}(u), v\rangle
 & =  \int_{\mathbb{R}^N}\left(\Delta u\Delta v
 +\lambda V(x)uv\right)\mathrm{d}x \\
 &  -\lambda \int_{\mathbb{R}^N}
\left[Q(x)|u|^{2^{\ast\ast}-2}u+f(x, u)\right]v\mathrm{d}x, \quad
\forall  u, v\in E.
\end{aligned}
 \end{equation}
Observe that, since $(q-2)N-4q<0$, we can let $h_0\ge 1$ and $h_*\ge
1$ be such that
 \begin{equation}\label{2.7}
\begin{aligned}
 &  \frac{(q-2)S_N}{2Nq(qa_0)^{2/(q-2)}}\Big\{\frac{4N^{3}+2}
 {(N+4)(1-2^{-N})^2}\Big\}^{q/(q-2)}h_0^{[(q-2)N-4q]/(q-2)} \\
 & =  \frac{b^{(4\kappa-N)/4}}{3^{\kappa}a_1\left(\gamma_{2^{\ast\ast}}
\gamma_0\right)^{N/2}}
\end{aligned}
 \end{equation}
 and
 \begin{equation}\label{2.8}
\begin{aligned}
 &  \frac{(q-2)S_N}{2qN(qa_*)^{2/(q-2)}}\Big\{\frac{4N^{3}+2(N+4)}
 {(N+4)(1-2^{-N})^2}\Big\}^{q/(q-2)}h_*^{[(q-2)N-4q]/(q-2)} \\
 & =  \frac{Q_2}{[3(1+a_2)Q_2]^{N/4}N(\gamma_{2^{\ast\ast}}\gamma_0)^{N/2}}.
\end{aligned}
 \end{equation}
 Let $x_0\in \mathbb{R}^N$ be such that $V(x_0)=0$. From now on, we assume without loss
of generality that $x_0 = 0$, that is
 $V(0)=0$, then we can choose $\lambda_0>1$ and $\lambda_*>1$ such that
 \begin{gather}\label{2.9}
 \sup_{\lambda^{1/4}|x|\le 2h_0}|V(x)|\le h_0^{-4}, \quad  \forall 
 \lambda\ge \lambda_0, \\
\label{2.10}
 \sup_{\lambda^{1/4}|x|\le 2h_*}|V(x)|\le h_*^{-4}, \quad  \forall 
 \lambda\ge \lambda_*.
 \end{gather}

 Next, we give the proofs of Theorems \ref{thm1.2}--\ref{thm1.5}. 
Subsection 2.1 considers the subcritical cases Theorems \ref{thm1.2}
 and \ref{thm1.4}, while
Subsection 2.2 considers the critical cases Theorems \ref{thm1.3} and 
\ref{thm1.5}.

 \subsection{Subcritical case}

 In view of the definition of the norm $\|\cdot\|$, we can re-write 
$\Phi_{\lambda}$ in the form
 \begin{equation}\label{2.11}
 \Phi_{\lambda}(u)=\frac{1}{2}\|u\|^2-\lambda\int_{\mathbb{R}^N}F(x, u)\mathrm{d}x,
 \quad \forall  u\in E.
 \end{equation}
Let
 \begin{equation}\label{2.12}
 \vartheta(x): =
 \begin{cases}
 \frac{1}{h_0},  & |x|\le h_0,\\[4pt]
 \frac{h_0^{N-1}}{1-2^{-N}}[|x|^{-N}-(2h_0)^{-N}],  & h_0<|x|\le 2h_0,\\[4pt]
 0,  & |x|>2h_0.
 \end{cases}
 \end{equation}
Then $\vartheta\in H^2(\mathbb{R}^N)$, moreover,
 \begin{gather}\label{2.13}
 \|\Delta\vartheta\|_2^2 = \int_{\mathbb{R}^N}|\Delta \vartheta(x)|^2\mathrm{d}x
 \le \frac{4N^2S_Nh_0^{N-6}}{(N+4)(1-2^{-N})^2}, \\
\label{2.14}
 \|\vartheta\|_2^2 = \int_{\mathbb{R}^N}|\vartheta(x)|^2\mathrm{d}x
 \le \frac{2S_Nh_0^{N-2}}{(1-2^{-N})^2N}.
 \end{gather}
Let $e_{\lambda}(x)=\vartheta(\lambda^{1/4}x)$. Then we can prove the 
following lemma which is very important.

\begin{lemma} \label{lem2.1.1}
Suppose that {\rm (A1),  (A3), (A4),  (A7)}  are satisfied. Then
 \begin{equation}\label{2.15}
 \sup\{\Phi_{\lambda}(se_{\lambda}) : s\ge 0\}
 \le \frac{b^{(4\kappa-N)/4}}{3^{\kappa}a_1
(\gamma_{2^{\ast\ast}}\gamma_0)^{N/2}}
 \lambda^{1-N/4}, \quad \forall  \lambda\ge \lambda_0.
 \end{equation}
\end{lemma}


\begin{proof} 
 From (A7), \eqref{2.3}, \eqref{2.7}, \eqref{2.9}, \eqref{2.12}, \eqref{2.13} 
and \eqref{2.14}, we obtain
 \begin{equation}\label{2.16}
\begin{aligned}
&\Phi_{\lambda}(se_{\lambda}) \\
& =  \frac{s^2}{2}\int_{\mathbb{R}^N}\left(|\Delta e_{\lambda}|^2
 +\lambda V(x)|e_{\lambda}|^2\right)\mathrm{d}x
 -\lambda\int_{\mathbb{R}^N}F(x, se_{\lambda})\mathrm{d}x \\
 & =  \lambda^{1-N/4}\Big[\frac{s^2}{2}\int_{\mathbb{R}^N}
 \Big(|\Delta \vartheta|^2+V(\lambda^{-1/4}x)|\vartheta|^2\Big)\mathrm{d}x
  -\int_{\mathbb{R}^N}F(\lambda^{-1/4}x, s\vartheta)\mathrm{d}x\Big] \\
 & \le  \lambda^{1-N/4}\Big[\frac{s^2}{2}\Big(\|\Delta \vartheta\|_2^2
 +\|\vartheta\|_2^2\sup_{|x|\le 2h_0}|V(\lambda^{-1/4}x)|\Big) \\
 &\quad -\int_{|x|\le h_0}F(\lambda^{-1/4}x, s/h_0)\mathrm{d}x\Big] \\
 & \le  \lambda^{1-N/4}\Big[\frac{s^2}{2}
 \left(\|\Delta \vartheta\|_2^2+h_0^{-4}\|\vartheta\|_2^2\right)
 -\int_{|x|\le h_0}F(\lambda^{-1/4}x, s/h_0)\mathrm{d}x\Big], 
\end{aligned}
 \end{equation}  
for all $s\ge 0$ and $\lambda\ge \lambda_0$,
\begin{equation}\label{2.17}
\begin{aligned}
 & \frac{s^2}{2}\left(\|\Delta \vartheta\|_2^2+h_0^{-4}\|\vartheta\|_2^2\right)
 -\int_{|x|\le h_0}F(\lambda^{-1/4}x, s/h_0)\mathrm{d}x \\
 & \le  \frac{s^2}{2}\left[\|\Delta \vartheta\|_2^2+h_0^{-4}\|\vartheta\|_2^2
 -\frac{(4N^2+2)S_N}{N\left(1-2^{-N}\right)^2}h_0^{N-6}\right]\le 0, 
\end{aligned}
 \end{equation}
for all  $s\ge h_0T_0$ and $\lambda\ge \lambda_0$,
and
 \begin{equation}\label{2.18}
\begin{aligned}
 & \frac{s^2}{2}\left(\|\Delta \vartheta\|_2^2+h_0^{-4}\|\vartheta\|_2^2\right)
 -\int_{|x|\le h_0}F(\lambda^{-1/4}x, s/h_0)\mathrm{d}x \\
 & \le  \frac{s^2}{2}\left(\|\Delta \vartheta\|_2^2
 +h_0^{-4}\|\vartheta\|_2^2\right)-\frac{a_0S_N}{N}s^qh_0^{N-q} \\
 & \le  \frac{(q-2)\left(\|\Delta \vartheta\|_2^2+h_0^{-4}\|\vartheta\|_2^2\right)^{q/(q-2)}}
 {2q\big(\frac{qa_0S_N}{N}h_0^{N-q}\big)^{2/(q-2)}} \\
 & \le  \frac{(q-2)S_N}{2Nq(qa_0)^{2/(q-2)}}\Big\{\frac{4N^{3}+2}
 {(N+4)(1-2^{-N})^2}\Big\}^{q/(q-2)}h_0^{[(q-2)N-4q]/(q-2)} \\
 & =  \frac{b^{(4\kappa-N)/4}}{3^{\kappa}a_1
\left(\gamma_{2^{\ast\ast}}\gamma_0\right)^{N/2}},
 \quad  \forall  0\le s\le h_0T_0, \; \lambda\ge \lambda_0.
\end{aligned}
 \end{equation}
Now the conclusion of Lemma \ref{lem2.1.1} follows from \eqref{2.16}, \eqref{2.17} 
and \eqref{2.18}.
\end{proof}

 Applying the mountain-pass lemma without the (PS) condition, by standard
 arguments, we can prove the following lemma.

 \begin{lemma} \label{lem2.1.2}
 Suppose that {\rm (A1),  (A3), (A4), (A7)}  are satisfied. 
Then there exist a constant $c_{\lambda}\in (0, \sup_{s\ge 0}
 \Phi_{\lambda}(se_{\lambda})]$ and a sequence
 $\{u_n\}\subset E$ satisfying
 \begin{equation}\label{2.19}
 \Phi_{\lambda}(u_n)\to c_{\lambda}, \quad 
\|\Phi_{\lambda}'(u_n)\|_{E^{\ast}}(1+\|u_n\|)\to 0.
 \end{equation}
\end{lemma}

 \begin{lemma} \label{lem2.1.3}
 Suppose that {\rm (A1),  (A3), (A4), (A7), (A8)}   are satisfied. 
Then any sequence  $\{u_n\}\subset E$ satisfying \eqref{2.19} is bounded in $E$.
\end{lemma}

\begin{proof} 
To prove the boundedness of $\{u_n\}$, arguing by contradiction, suppose that
 $\|u_n\| \to \infty$. Let $v_n=u_n/\|u_n\|$. Then $\|v_n\|=1$.
If
 $$
 \delta:=\limsup_{n\to\infty}\sup_{y\in \mathbb{R}^N}\int_{B(y,1)}|v_n|^2\mathrm{d}x=0,
 $$
then by Lions' concentration compactness principle \cite{Lio} or 
\cite[Lemma 1.21]{W1}, $v_n\to 0$ in
 $L^{s}(\mathbb{R}^N)$ for $2<s<2^{\ast\ast}$. Hence,  from
(A1), (A8) and the H\"older inequality it follows that
\begin{equation}\label{2.20}
\begin{aligned}
&\lambda\int_{|u_n|\le R_0}|f(x, u_n)v_n|\mathrm{d}x \\
&\leq \frac{\lambda b}{3}\int_{|u_n|\le R_0}|u_n||v_n|\mathrm{d}x\\
&\leq \frac{\lambda b}{3}\int_{\mathbb{R}^N\setminus \mathcal{V}_{b}}|u_n||v_n|\mathrm{d}x
 +\frac{\lambda b}{3}\int_{\mathcal{V}_{b}}|u_n||v_n|\mathrm{d}x\\
&\leq \frac{\lambda b}{3}
 \Big(\int_{\mathbb{R}^N\setminus \mathcal{V}_{b}}|u_n|^2\mathrm{d}x\Big)^{1/2}
 \Big(\int_{\mathbb{R}^N\setminus \mathcal{V}_{b}}|v_n|^2\mathrm{d}x\Big)^{1/2}\\
&\quad +\frac{\lambda b[\operatorname{meas}(\mathcal{V}_{b})]^{1/(N+1)}}{3}
 \Big(\int_{\mathcal{V}_{b}}|u_n|^{2(N+1)/N}\mathrm{d}x\Big)^{N/2(N+1)} \\
&\quad\times \Big(\int_{\mathcal{V}_{b}}|v_n|^{2(N+1)/N}\mathrm{d}x\Big)^{N/2(N+1)}\\
&\leq \frac{1}{3}\|u_n\|
+\frac{\lambda b[\operatorname{meas}(\mathcal{V}_{b})]^{1/(N+1)}}{3}
 \|u_n\|_{2(N+1)/N}\|v_n\|_{2(N+1)/N}\\
&= [\frac{1}{3}+o(1)]\|u_n\|.
\end{aligned}
\end{equation}
From \eqref{2.3}, \eqref{2.5} and \eqref{2.19}, it holds
 \begin{equation}\label{2.21}
 c_{\lambda}+o(1) = \lambda\int_{\mathbb{R}^N}\mathcal{F}(x, u_n)\mathrm{d}x.
 \end{equation}
Let $\kappa'=\kappa/(\kappa-1)$, then $2<2\kappa'<2^{\ast\ast}$. 
By  (A8), \eqref{2.21} and the H\"{o}lder inequality,
 one obtain
\begin{equation}\label{2.22}
\begin{aligned}
&\lambda\int_{|u_n|\ge R_0}\frac{|f(x, u_n)v_n|}{\|u_n\|}\mathrm{d}x \\
& =  \lambda\int_{|u_n|\ge R_0}\frac{|f(x, u_n)|}{|u_n|}|v_n|^2\mathrm{d}x \\
& \le  \lambda\Big(\int_{|u_n|\ge R_0}\Big(\frac{|f(x, u_n)|}{|u_n|}\Big)^{\kappa}
 \mathrm{d}x\Big)^{1/\kappa}
 \Big(\int_{|u_n|\ge R_0}|v_n|^{2\kappa'}\mathrm{d}x\Big)^{1/\kappa'} \\
& \le  \lambda\Big(a_1\int_{|u_n|\ge R_0}\mathcal{F}(x, u_n)\mathrm{d}x
 \Big)^{1/\kappa}
 \Big(\int_{|u_n|\ge R_0}|v_n|^{2\kappa'}\mathrm{d}x\Big)^{1/\kappa'} \\
& \le  \lambda^{1-1/\kappa}[a_1c_{\lambda}+o(1)]^{1/\kappa}\|v_n\|_{2\kappa'}^2
=o(1).
\end{aligned}
 \end{equation}
Combining \eqref{2.20} with \eqref{2.21} and using \eqref{2.11} and 
\eqref{2.19}, we have
 \begin{equation}\label{2.23}
\begin{aligned}
 1 +o(1)
 & \le  \frac{\|u_n\|^2-\langle\Phi_{\lambda}'(u_n), u_n\rangle}{\|u_n\|^2}
 =\lambda\int_{\mathbb{R}^N}\frac{|f(x, u_n)v_n|}{\|u_n\|}\mathrm{d}x \\
 & =  \lambda\int_{|u_n|< R_0}\frac{|f(x, u_n)v_n|}{\|u_n\|}\mathrm{d}x
 +\lambda\int_{|u_n|\geq R_0}\frac{|f(x, u_n)v_n|}{\|u_n\|}\mathrm{d}x  \\
 & \leq  \frac{1}{3}+o(1).
\end{aligned}
 \end{equation}
This contradiction shows that $\delta>0$.

Going to a subsequence, if necessary, we may assume the existence of 
$k_n\in \mathbb{Z}^N$ such that
 $\int_{B_{1+\sqrt{N}}(k_n)}|v_n|^2dx > \frac{\delta}{2}$. 
Let $w_n(x)=v_n(x+k_n)$. Then
 \begin{equation}\label{2.24}
 \int_{B_{1+\sqrt{N}}(0)}|w_n|^2dx> \frac{\delta}{2}.
 \end{equation}
 Now we define $\tilde{u}_n(x)=u_n(x+k_n)$, then $\tilde{u}_n/\|u_n\|=w_n$ and
 $\|w_n\|_{2}^2  =\|v_n\|_{2}^2$. Passing to a subsequence, we have 
$w_n\rightharpoonup w$ in $H^2(\mathbb{R}^N)$,
 $w_n\to w$ in $L^{s}_{\mathrm{loc}}(\mathbb{R}^N)$, $2\le s<2^{\ast\ast}$ and
$w_n\to w$ a.e. on $\mathbb{R}^N$. Obviously,
 \eqref{2.24} implies that $w\ne 0$. For a.e. 
$x\in \{z\in \mathbb{R}^N : w(z)\ne 0\}$, we have $\lim_{n\to\infty}|\tilde{u}_n(x)|=\infty$.
 Hence, it follows from \eqref{2.11}, \eqref{2.19}, (A7) and Fatou's lemma that
 \begin{align*}
 0 & =  \lim_{n\to\infty}\frac{c_{\lambda}+o(1)}{\|u_n\|^2}
 = \lim_{n\to\infty}\frac{\Phi_{\lambda}(u_n)}{\|u_n\|^2}\\
 & =  \lim_{n\to\infty}\Big[\frac{1}{2}\|v_n\|^2
 -\lambda\int_{\mathbb{R}^N}\frac{F(x+k_n, \tilde{u}_n)}
{|\tilde{u}_n|^2}|w_n|^2\mathrm{d}x\Big]\\
 & \le  \frac{1}{2}-\lambda\int_{\mathbb{R}^N}\liminf_{n\to\infty}
\frac{F(x+k_n, \tilde{u}_n)}{|\tilde{u}_n|^2}|w_n|^2\mathrm{d}x = -\infty.
 \end{align*}
 This contradiction shows that $\{\|u_n\|\}$ is bounded.
\end{proof}


\begin{proof}[Proof of Theorem \ref{thm1.4}]
 Applying Lemmas \ref{lem2.1.1}, \ref{lem2.1.2} and 
\ref{lem2.1.3}, we deduce that there exists a 
bounded sequence  $\{u_n\}\subset E$ satisfying \eqref{2.20} with
 \begin{equation}\label{2.25}
 c_{\lambda}\le \frac{b^{(4\kappa-N)/4}}{3^{\kappa}a_1
\left(\gamma_{2^{\ast\ast}}\gamma_0\right)^{N/2}}\lambda^{1-N/4},
 \quad \forall  \lambda\ge \lambda_0.
 \end{equation}
Going if necessary to a subsequence, we can assume that 
$u_n\rightharpoonup u_{\lambda}$ in $(E, \|\cdot\|)$ and
 $\Phi_{\lambda}'(u_n)\to 0$. Next, we prove that $u_{\lambda}\ne 0$.

 
Arguing by contradiction, suppose that $u_{\lambda}=0$, i.e.
 $u_n\rightharpoonup 0$ in $E$, and so
 $u_n\to 0$ in $L^{s}_{\mathrm{loc}}(\mathbb{R}^N)$, $2\le s<2^{\ast\ast}$ and
$u_n\to 0$ a.e. on $\mathbb{R}^N$.
 Since $\mathcal{V}_{b}$ is a set of finite measure and $u_n\rightharpoonup 0$ in 
$E$, it holds
 \begin{equation}\label{2.26}
 \|u_n\|_2^2=\int_{\mathbb{R}^N\setminus \mathcal{V}_{b}}|u_n|^2\mathrm{d}x
 +\int_{\mathcal{V}_{b}}|u_n|^2\mathrm{d}x \le \frac{1}{\lambda b}\|u_n\|^2+o(1).
 \end{equation}
For $s\in (2, 2^{\ast\ast})$, from \eqref{2.2}, \eqref{2.26} 
and the H\"older inequality it follows  that
 \begin{equation}\label{2.27}
\begin{aligned}
 \|u_n\|_s^s
 & \le  \|u_n\|_2^{2(2^{\ast\ast}-s)/(2^{\ast\ast}-2)}
 \|u_n\|_{2^{\ast\ast}}^{2^{\ast\ast}(s-2)/(2^{\ast\ast}-2)} \\
 & \le  (\gamma_{2^{\ast\ast}}\gamma_0)^{2^{\ast\ast}(s-2)/(2^{\ast\ast}-2)}
(\lambda b)^{-(2^{\ast\ast}-s)/(2^{\ast\ast}-2)}\|u_n\|^s+o(1).
\end{aligned}
 \end{equation}
According to (F4) and \eqref{2.26}, one can obtain
 \begin{equation}\label{2.28}
 \lambda\int_{|u_n|\le R_0}f(x, u_n)u_n\mathrm{d}x 
\le \frac{\lambda b}{3}\int_{|u_n|\le R_0}|u_n|^2\mathrm{d}x
 \le \frac{1}{3}\|u_n\|^2+o(1).
 \end{equation}
By  \eqref{2.3}, \eqref{2.5} and \eqref{2.19}, we have
 \begin{equation}\label{2.29}
 \Phi_{\lambda}(u_n)-\frac{1}{2}\langle\Phi_{\lambda}'(u_n), u_n\rangle
=\lambda\int_{\mathbb{R}^N}\mathcal{F}(x, u_n)\mathrm{d}x
 =c_{\lambda}+o(1).
 \end{equation}
Using (A8), \eqref{2.25}, \eqref{2.27} with $s=2\kappa/(\kappa-1)$ and 
\eqref{2.29}, we obtain
\begin{align}
 &  \lambda\int_{|u_n|\geq R_0}f(x, u_n)u_n\mathrm{d}x \nonumber \\
 & \le  \lambda\Big(\int_{|u_n|\geq R_0}\Big(\frac{|f(x, u_n)|}{|u_n|}
\Big)^{\kappa}\mathrm{d}x\Big)^{1/\kappa}\|u_n\|_s^2 \nonumber\\
 & \le  a_1^{1/\kappa}(\gamma_{2^{\ast\ast}}\gamma_0)^{2\cdot 2^{\ast\ast}
 (s-2)/s(2^{\ast\ast}-2)}
\lambda^{1-1/\kappa}(\lambda b)^{-2(2^{\ast\ast}-s)/s(2^{\ast\ast}-2)}
 c_{\lambda}^{1/\kappa}\|u_n\|^2+o(1) \nonumber \\
& \le a_1^{1/\kappa}(\gamma_{2^{\ast\ast}}\gamma_0)^{N/2\kappa}
 \lambda^{1-1/\kappa}c_{\lambda}^{1/\kappa}
 (\lambda b)^{-(4\kappa-N)/4\kappa}\|u_n\|^2+o(1) \label{2.30}\\
 & =  \frac{a_1^{1/\kappa}(\gamma_{2^{\ast\ast}}\gamma_0)^{N/2\kappa}}
{b^{(4\kappa-N)/4\kappa}}[\lambda^{(N-4)/4}c_{\lambda}]^{1/\kappa}
 \|u_n\|^2+o(1) \nonumber \\
 & \le  \frac{1}{3}\|u_n\|^2+o(1), \nonumber
\end{align}
 which, together with \eqref{2.5}, \eqref{2.19} and \eqref{2.28}, yields 
 \begin{equation}\label{2.31}
 o(1) = \langle\Phi_{\lambda}'(u_n), u_n\rangle 
= \|u_n\|^2-\lambda\int_{\mathbb{R}^N}f(x, u_n)u_n\mathrm{d}x
 \ge \frac{1}{3}\|u_n\|^2+o(1);
 \end{equation}
this results in the fact that $\|u_n\|\to 0$. Consequently, 
 from (A3), \eqref{2.11} and \eqref{2.19} it follows that
 $$
 0<c_{\lambda}=\lim_{n\to\infty}\Phi_{\lambda}(u_n)=\Phi_{\lambda}(0)=0.
 $$
 This contradiction shows $u_{\lambda}\ne 0$. 
By a standard argument, we easily certify that $\Phi'_{\lambda}(u_{\lambda})=0$
 and $\Phi_{\lambda}(u_{\lambda})\le c_{\lambda}$. 
Then $u_{\lambda}$ is a nontrivial solution of \eqref{1.6}, moreover
 \begin{equation}\label{2.32}
 c_{\lambda} \ge \Phi_{\lambda}(u_{\lambda})
=\Phi_{\lambda}(u_{\lambda})-\frac{1}{2}\langle\Phi_{\lambda}'(u_{\lambda}), 
u_{\lambda}\rangle
 = \lambda\int_{\mathbb{R}^N}\mathcal{F}(x, u_{\lambda})\mathrm{d}x.
 \end{equation}
\end{proof}

Note that Theorem \ref{thm1.2} is a direct consequence of Theorem \ref{thm1.4}.


\subsection{Critical case}
In view of the definition of the norm $\|\cdot\|$, we can re-write
 $\Psi_{\lambda}$ in the form
 \begin{equation}\label{2.33}
 \Psi_{\lambda}(u)=\frac{1}{2}\|u\|^2
-\frac{\lambda}{2^{\ast\ast}}\int_{\mathbb{R}^N}Q(x)|u|^{2^{\ast\ast}}\mathrm{d}x
 -\lambda\int_{\mathbb{R}^N}F(x, u)\mathrm{d}x, \quad  \forall  u\in E.
 \end{equation}
Let $e^*_{\lambda}(x)=\vartheta^*(\lambda^{1/4}x)$, where
 \begin{equation}\label{2.34}
 \vartheta^*(x): =\begin{cases}
 \frac{1}{h_*},  & |x|\le h_*,\\[4pt]
 \frac{h_*^{N-1}}{1-2^{-N}}\left[|x|^{-N}-(2h_*)^{-N}\right], 
 & h_*<|x|\le 2h_*,\\[4pt]
 0,  & |x|>2h_*.
 \end{cases}
 \end{equation}
Then we can prove the following lemma in the same way as the proof of 
Lemma \ref{lem2.1.1}.


 \begin{lemma} \label{lem2.2.1}
 Suppose that {\rm (A1), (A3), (A4), (A9)} are satisfied. Then
 \begin{equation}\label{2.35}
 \sup\left\{\Psi_{\lambda}(se^*_{\lambda}) : s\ge 0\right\}
 \le \frac{Q_2}{[3(1+a_2)Q_2]^{N/4}N(\gamma_{2^{\ast\ast}}
\gamma_0)^{\frac{N}{2}}}\lambda^{1-N/4}, \quad  \forall  \lambda\ge \lambda_*.
 \end{equation}
\end{lemma}

Applying the mountain-pass lemma without the (PS) condition, by standard 
arguments, we can also prove the following lemma.


\begin{lemma} \label{lem2.2.2} 
 Suppose that {\rm (A1), (A3), (A4), (A9)} are satisfied.
 Then there exist a constant 
$c_{\lambda}\in (0, \sup_{s\ge 0}\Psi_{\lambda}(se^*_{\lambda})]$ and a sequence
 $\{u_n\}\subset E$ satisfying
 \begin{equation}\label{2.36}
\Psi_{\lambda}(u_n)\to c_{\lambda}, \quad  
\|\Psi_{\lambda}'(u_n)\|_{E^*}(1+\|u_n\|)\to 0.
 \end{equation}
\end{lemma}

\begin{lemma} \label{lem2.2.3}
 Suppose that {\rm (A1), (A3), (A4), (A9)}t are satisfied. Then any sequence
 $\{u_n\}\subset E$ satisfying \eqref{2.36} is bounded in $E$.
\end{lemma}

 \begin{proof} 
 To prove the boundedness of $\{u_n\}$, arguing by contradiction, suppose that
 $\|u_n\| \to \infty$. Let $v_n=u_n/\|u_n\|$. Then $\|v_n\|=1$.
 In view of (A2) and (A4), we can choose $R_{\lambda}\in (0, 1)$ such that
 \begin{equation}\label{2.37}
 |Q(x)|t|^{2^{\ast\ast}-2}t+f(x, t)|
\le \frac{1}{3\lambda(\gamma_{2^{\ast\ast}}\gamma_0)^2}|t|,
 \quad \forall  x\in \mathbb{R}^N, \; |t|\le R_{\lambda}.
 \end{equation}
Hence, by  \eqref{2.2}, \eqref{2.37} and the H\"older inequality, it holds
 \begin{equation}\label{2.38}
\begin{aligned}
&  \frac{\lambda}{\|u_n\|}\int_{|u_n|\le R_{\lambda}}|
[Q(x)|u_n|^{2^{\ast\ast}-2}+f(x, u_n)]v_n|\mathrm{d}x \\
 & \le  \frac{1}{3(\gamma_{2^{\ast\ast}}\gamma_0)^2\|u_n\|}
 \int_{|u_n|\le R_{\lambda}}|u_n||v_n|\mathrm{d}x \\
 & \le  \frac{1}{3(\gamma_{2^{\ast\ast}}\gamma_0)^2\|u_n\|}\|u_n\|_2\|v_n\|_{2} 
\le \frac{1}{3}.
\end{aligned}
 \end{equation}
From (A2), (A9), \eqref{2.6}, \eqref{2.33} and \eqref{2.36}, one has
 \begin{equation}\label{2.39}
\begin{aligned}
 c_{\lambda}+o(1) 
&= \lambda\int_{\mathbb{R}^N}
\big[\frac{2}{N}Q(x)|u_n|^{2^{\ast\ast}}+\mathcal{F}(x, u_n)\big]\mathrm{d}x\\
&\ge \frac{2\lambda Q_1}{N}\int_{|u_n|\ge R_{\lambda}}|u_n|^{2^{\ast\ast}}
\mathrm{d}x.
\end{aligned}
 \end{equation}
Sing  (A3), (A2), \eqref{2.39} and the H\"older inequality, we obtain 
 \begin{equation}\label{2.40}
\begin{aligned}
 &  \frac{\lambda}{\|u_n\|}\int_{|u_n|\ge R_{\lambda}}|
\big[Q(x)|u_n|^{2^{\ast\ast}-2}u_n  +f(x, u_n)\big]v_n|\mathrm{d}x \\
 & \le  \frac{\lambda C_{\lambda}Q_2}{\|u_n\|}\int_{|u_n|\ge R_{\lambda}}|u_n|^{2^{\ast\ast}-1}|v_n|\mathrm{d}x \\
 & \le  \frac{\lambda C_{\lambda}Q_2}{\|u_n\|}\|v_n\|_{2^{\ast\ast}}
 \Big(\int_{|u_n|\ge R_{\lambda}}|u_n|^{2^{\ast\ast}}\mathrm{d}x
 \Big)^{(2^{\ast\ast}-1)/2^{\ast\ast}} = o(1),
\end{aligned}
\end{equation}
 where $C_{\lambda}$ is a constant depend on $\lambda$. 
Combining \eqref{2.38} with \eqref{2.40} and using \eqref{2.6} and \eqref{2.36}, 
we have
 \begin{align*}
 1 +o(1)
 & =  \frac{\|u_n\|^2-\langle\Psi_{\lambda}'(u_n), u_n\rangle}{\|u_n\|^2}\\
 & =  \frac{\lambda}{\|u_n\|}\int_{\mathbb{R}^N}
 \big[Q(x)|u_n|^{2^{\ast\ast}-2}u_n+f(x, u_n)\big]v_n\mathrm{d}x\\
 & \le  \frac{\lambda}{\|u_n\|}\int_{|u_n|< R_{\lambda}}|
 \big[Q(x)|u_n|^{2^{\ast\ast}-2}u_n+f(x, u_n)
 \big]v_n|\mathrm{d}x\\
 & \quad +\frac{\lambda}{\|u_n\|}\int_{|u_n|\ge R_{\lambda}}|
\big[Q(x)|u_n|^{2^{\ast\ast}-2}u_n+f(x, u_n)\big]v_n|\mathrm{d}x \\
& \le \frac{1}{3}+o(1),
 \end{align*}
 which is a contradiction. Thus the sequence $\{u_n\}$ is bounded in $E$.
\end{proof}


\begin{proof}[Proof of Theorem \ref{thm1.5}]
Applying Lemmas \ref{lem2.2.1}, \ref{lem2.2.2} and \ref{lem2.2.3}, 
we deduce that there exists a 
bounded sequence  $\{u_n\}\subset E$ satisfying \eqref{2.36} with
 \begin{equation}\label{2.41}
 c_{\lambda}\le \frac{Q_2}{[3(1+a_2)Q_2]^{N/4}
N(\gamma_{2^{\ast\ast}}\gamma_0)^{N/2}}\lambda^{1-N/4}, \quad \forall 
 \lambda\ge \lambda_*.
 \end{equation}
 Going  to a subsequence,if necessary,  we can assume that 
$u_n\rightharpoonup u_{\lambda}$ in $(E, \|\cdot\|)$ and
 $\Psi_{\lambda}'(u_n)\to 0$. Next, we prove that $u_{\lambda}\ne 0$.

 Arguing by contradiction, suppose that $u_{\lambda}=0$, i.e.
 $u_n\rightharpoonup 0$ in $E$, and so
 $u_n\to 0$ in $L^{s}_{\mathrm{loc}}(\mathbb{R}^N)$, $2\le s<2^{\ast\ast}$
 and $u_n\to 0$ a.e. on $\mathbb{R}^N$.
 Since $\mathcal{V}_{b}$ is a set of finite measure and $u_n\rightharpoonup 0$ 
in $E$,
 \begin{equation}\label{2.42}
 \|u_n\|_2^2=\int_{\mathbb{R}^N\setminus \mathcal{V}_{b}}|u_n|^2\mathrm{d}x
 +\int_{\mathcal{V}_{b}}|u_n|^2\mathrm{d}x \le \frac{1}{\lambda b}\|u_n\|^2+o(1),
 \end{equation}
 which, together with \eqref{1.3}, yields 
 \begin{equation}\label{2.43}
\begin{aligned}
&\lambda\int_{|u_n|\le R_*}\big[Q(x)|u_n|^{2^{\ast\ast}}+f(x, u_n)u_n\big]
 \mathrm{d}x \\
&\le \frac{\lambda b}{3}\int_{|u_n|\le R_*}|u_n|^2\mathrm{d}x
 \le \frac{1}{3}\|u_n\|^2+o(1).
\end{aligned}
 \end{equation}
 By  \eqref{2.6}, \eqref{2.33} and \eqref{2.36}, we have
 \begin{equation}\label{2.44}
\begin{aligned}
 \Psi_{\lambda}(u_n)-\frac{1}{2}\langle\Psi_{\lambda}'(u_n), u_n\rangle
&=\lambda\int_{\mathbb{R}^N}\left[\frac{2}{N}Q(x)|u_n|^{2^{\ast\ast}}
 +\mathcal{F}(x, u_n)\right]\mathrm{d}x\\
&=c_{\lambda}+o(1).
\end{aligned}
 \end{equation}
 Using \eqref{2.2}, \eqref{1.4}, \eqref{2.41}, \eqref{2.44} and 
the H\"older inequality, we obtain
\begin{align}
 &\lambda\int_{|u_n|>R_*}\left[Q(x)|u_n|^{2^{\ast\ast}}
 +f(x, u_n)u_n\right]\mathrm{d}x  \nonumber \\
 & \le  (1+a_2)\lambda\int_{|u_n|>R_*}Q(x)|u_n|^{2^{\ast\ast}}\mathrm{d}x 
 \nonumber\\
 & \le  (1+a_2)\lambda( Q_2)^{2/2^{\ast\ast}}
 \Big(\int_{|u_n|>R_*}Q(x)|u_n|^{2^{\ast\ast}}\mathrm{d}x\Big)^{4/N}
\Big(\int_{|u_n|>R_*}|u_n|^{2^{\ast\ast}}\mathrm{d}x\Big)^{2/2^{\ast\ast}} \nonumber\\
& =  (1+a_2)(\lambda
Q_2)^{2/2^{\ast\ast}}
 \Big(\int_{|u_n|>R_*}Q(x)|u_n|^{2^{\ast\ast}}\mathrm{d}x\Big)^{4/N}
\|u_n\|_{2^{\ast\ast}}^2  \label{2.45}\\
& = (1+a_2)Q_2(\gamma_{2^{\ast\ast}}\gamma_0)^2\big(\frac{N}{Q_2}\big)^{4/N}
 (\lambda^{\frac{N-4}{4}}c_{\lambda})^{4/N}\|u_n\|^2+o(1) \nonumber\\
 & \le  \frac{1}{3}\|u_n\|^2+o(1), \nonumber
\end{align}
which, together with \eqref{2.6} and \eqref{2.43}, yields 
 \begin{equation}\label{2.46}
\begin{aligned}
 o(1)
 & =  \langle\Psi_{\lambda}'(u_n), u_n\rangle \\
 & =  \|u_n\|^2-\lambda\int_{\mathbb{R}^N}
 \big[Q(x)|u_n|^{2^{\ast\ast}}+f(x, u_n)u_n\big]\mathrm{d}x \\
 & \ge  \frac{1}{3}\|u_n\|^2+o(1);
\end{aligned}
 \end{equation}
this results in the fact that $\|u_n\|\to 0$.
The rest proof is the same as one of Theorem \ref{thm1.4}.
\end{proof}


Note that Theorem \ref{thm1.3} is a direct consequence of Theorem \ref{thm1.5}.

\subsection*{Acknowledgements} 
This work is partially supported by the NNSF  (No. 11571370, 11471137, 11471278).


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